Thomas C. Baumgardner v. The Secretary, United States Department of Housing and Urban Development, on Behalf of Blanton B. Holley

960 F.2d 572, 115 A.L.R. Fed. 783, 1992 U.S. App. LEXIS 5650, 1992 WL 59838
CourtCourt of Appeals for the Sixth Circuit
DecidedMarch 31, 1992
Docket91-3039
StatusPublished
Cited by38 cases

This text of 960 F.2d 572 (Thomas C. Baumgardner v. The Secretary, United States Department of Housing and Urban Development, on Behalf of Blanton B. Holley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas C. Baumgardner v. The Secretary, United States Department of Housing and Urban Development, on Behalf of Blanton B. Holley, 960 F.2d 572, 115 A.L.R. Fed. 783, 1992 U.S. App. LEXIS 5650, 1992 WL 59838 (6th Cir. 1992).

Opinions

WELLFORD, Senior Circuit Judge.

Blanton B. Holley, who lived in the Walnut Hills area of Cincinnati, Ohio, called a telephone number listed on a rental sign at nearby 2343 Victory Parkway. The rental sign advertised a four-bedroom home owned by petitioner, Thomas C. Baumgard-ner. Holley talked to Baumgardner in early January, 1989, who gave him information about monthly rental and estimated utility bills. There is some divergence in testimony about the details of the balance of the conversation. Holley’s version is that Baumgardner asked about the proposed use of the house and who would be living there with him. Upon being advised that Holley and three male friends planned to live there, Baumgardner inquired whether they were students. Holley testified that he told Baumgardner all were employed adults, whereupon Baumgardner stated, “I’m not interested in renting to males. My past, experience has been that males are messy and unclean.”

Baumgardner, on the other hand, testified that he had no specific recollection of any such conversation, but did remember a phone call inquiry from a male at about the date and time specified by Holley about the home in question. He claimed that the caller, whose identity he could not recall, would not answer his questions about who would be living in the house or about their employment and that he hung up during the conversation. Baumgardner stated that he was again called later by this “completely uncooperative” male. Baumgard-ner conceded, however, “I honestly do not recall the bits of what went on in the conversations because I have so many over the phone in any given day.” Baumgard-ner’s business was rental or residential real estate units, and he estimated that he received about 20 calls a day but did not keep any detailed records or logs about the contents of these calls from applicants or tenants.

Baumgardner had, in fact, difficulty with males damaging this rental property previously. He personally screened rental applicants at this location, one of about seventy-five or eighty rental housing units he owned and rented on an integrated basis to both males and females. He had also used the 2343 Victory Parkway location as an office from time to time since 1983.

Holley filed a complaint alleging denial of rental accommodation based on his gen[575]*575der (and that of his prospective male roommates) under the Fair Housing Act, 42 U.S.C. § 3601 et seq. Staff of the Department of Housing and Urban Development (HUD) investigated the complaint, following which HUD’s general counsel issued a probable cause determination and a formal charge of gender discrimination against Baumgardner in 1990. After a hearing, an administrative law judge (AU) issued a lengthy “initial decision” on November 15, 1990, which determined that Baumgardner was guilty as charged of intentional discrimination, assessed $5,000 in actual damages and an additional $4,000 as a civil penalty, and ordered extensive injunctive relief. This appeal ensued. We AFFIRM the determination of liability, but REVERSE on the issues of damages and in-junctive relief.

The AU determined that Holley called Baumgardner on January 19, 1989, and that he had responded to the inquiry “that he did not want to rent to males because his experience was that they did not keep a clean house.” The AU found that Holley had invited Baumgardner to come to his “close by apartment” to see that he and his roommates “maintain a clean home,” but to no avail. The AU also found that Baum-gardner “refused to allow” Holley “and his friends an opportunity to inspect the house,” stating in response to Holley’s persistence that “he was no longer interested in renting the house but would take it off the market.” The “For Rent” sign, however, remained in the front yard of the house “for some weeks.”

Holley promptly called an organization funded by private and public grants which deals with fair housing complaints, HOME, in Cincinnati to register his complaint. HOME has a substantial staff to look into complaints concerning fair housing violations and make investigations. The next day HOME initiated visits to the subject property by various testers. A female tester was permitted by petitioner to view the house for renting to her and other members of her family. When a later female tester called to inquire about the property in February, Baumgardner indicated that he was considering using it as his office but would rent to her. A male tester, upon calling Baumgardner’s office in March, was told that he had decided to convert the house into offices. Later in March, however, Baumgardner rented the house to a female with children. HOME (and later HUD) concluded that Baumgardner treated males and females differently with regard to renting this property. Upon a careful examination of the record, we are of the view that there is substantial evidence to support this conclusion, and that the AU was in the better position to make what was essentially a credibility determination on the content and effect of the Holley/Baumgardner conversations. Holley felt “offended, hurt, insulted and angered” by his rejection, according to his testimony and as found by the AU. A male friend moved in with Holley in his apartment inconveniencing him “for a couple of months” after Baumgardner refused Holley’s expression of interest. The AU also found that Holley “now lives alone” and is uninterested in renting from Baumgardner.

I. PROCEDURAL ISSUES

HUD, as found by the AU, first contacted Baumgardner in this matter on or about April 3, 1989, and it then “sent him in error a housing discrimination complaint” about a house in East Chicago, Indiana. Along with this mistaken notice was a letter to Baumgardner from the HUD Chicago office referring to HUD investigator Jung, his phone number, and the subject “Holley v. Baumgardner, HUD case number 5-89-305-1, filing date March 21, 1989.” The letter notified Baumgardner of a complaint that he had “engaged in discriminatory housing practices,” and might file a sworn response within 10 days, and that an investigator would discuss the case with him. Holley’s sworn complaint to HUD, however, was filed with HOME February 28, 1989, based on the January 19 call or calls. Baumgardner ignored the April 3, 1989 communication with the erroneous complaint enclosure. Jung did not commence investigation until August of 1989; he found Baumgardner “uncooperative.” He used HOME’S investigation and a contact [576]*576with Holley as a basis for his final report recommending a formal complaint by the agency.

42 U.S.C. § 3604 describes, in pertinent part, unlawful acts:

(a) To refuse ... to negotiate for the ... rental of, or otherwise make unavailable or deny, a dwelling to any person because of ... sex_
(c) To make, print, or publish ... any statement ... with respect to the ... rental of a dwelling that indicates any preference, limitation, or discrimination based on ... sex, ... or an intention to make any such preference, limitation, or discrimination.
(d) To represent to any person because of ... sex ... that any dwelling is not available for inspection ... or rental when such dwelling is in fact so available.

Regulations issued under § 3604 further provide descriptions of prohibited conduct:

1.

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Bluebook (online)
960 F.2d 572, 115 A.L.R. Fed. 783, 1992 U.S. App. LEXIS 5650, 1992 WL 59838, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-c-baumgardner-v-the-secretary-united-states-department-of-housing-ca6-1992.