Symantec Corp. v. Computer Associates International, Inc.

522 F.3d 1279, 86 U.S.P.Q. 2d (BNA) 1449, 2008 U.S. App. LEXIS 7826, 2008 WL 1012443
CourtCourt of Appeals for the Federal Circuit
DecidedApril 11, 2008
Docket2007-1201, 2007-1239
StatusPublished
Cited by131 cases

This text of 522 F.3d 1279 (Symantec Corp. v. Computer Associates International, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Symantec Corp. v. Computer Associates International, Inc., 522 F.3d 1279, 86 U.S.P.Q. 2d (BNA) 1449, 2008 U.S. App. LEXIS 7826, 2008 WL 1012443 (Fed. Cir. 2008).

Opinion

DYK, Circuit Judge.

In this patent infringement suit, appellant Symantec Corporation (“Symantec”) appeals from the district court’s grant of summary judgment of non-infringement of claims 1-20 of the asserted patent, U.S. Patent No. 5,319,776 (“the '776 patent”). Symantec Corp. v. Computer Assocs. Int’l, Inc., No. 02-CV-73740-DT, 2006 WL 4007005 (E.D.Mich. Aug. 31, 2006) (reports and recommendations of magistrate judge). 1 Computer Associates International, Inc. (“CA”), the accused infringer, cross-appeals from the district court’s grant of summary judgment on: (1) the defense of laches; (2) inequitable conduct; (3) invalidity over the prior art; and (4) inventorship. Id. Richard B. Levin (“Lev-in”) cross-appeals from the district court’s grant of summary judgment that he was not a co-inventor of the '776 patent. Id.

Because we find that the district court erred in its construction of the claim terms “a method of screening data as it is being transferred,” “destination storage medium,” “computer,” and “computer system,” we vacate and remand as to non-infringement and invalidity. We dismiss CA’s cross-appeal as to laches as improper, but we treat laches as an alternative ground for affirming the judgment. We affirm the district court’s decision on laches, inequitable conduct, and inventorship.

BACKGROUND

The '776 patent is here for the third time. The patent is directed to the “In Transit Detection of Computer Virus with Safeguard,” and is described in detail in *1286 our earlier opinions. See Hilgraeve Corp. v. McAfee Assocs., Inc., 224 F.3d 1349, 1350-52 (Fed.Cir.2000) (“Hilgraeve I”); Hilgraeve Corp. v. Symantec Corp., 265 F.3d 1336, 1338-41 (Fed.Cir.2001) (“Hil-graeve II”). Briefly, the '776 patent discloses a method of scanning for and detecting computer viruses embedded in data files that are downloaded or copied from a remote server (e.g., via the internet) onto a computer. Critically, the claimed virus-scan operates before the downloaded or copied data flies are accessible to the computer’s operating system, thereby allowing the software to block access to those flies early enough to prevent the embedded viruses from spreading and infecting the computer. The '776 patent includes claims 1-20, of which claim 1 and claim 18 are independent. Claim 1 is representative:

1. In a system for transferring digital data for storage in a computer storage medium, a method of screening the data as it is being transferred and automatically inhibiting the storage of screened data containing at least one predefined sequence, comprising the steps of: causing a quantity of digital data resident on a source storage medium to be transferred to a computer system having a destination storage medium; receiving and screening the transferred digital data prior to storage on the destination storage medium to determine if at least one of a plurality of predefined sequences are present in the digital data received; and
in response to said screening step:
(a) automatically causing the screened digital data to be stored on said destination storage medium if none of the plurality of predefined sequences are present, and
(b) automatically inhibiting the screened digital data from being stored on said destination storage medium if at least one predefined sequence is resent.

'776 patent, col. 17 11.9-29 (emphases added).

In the '776 patent’s two prior appearances before this court, the central issue was whether the accused virus-scanning products scanned incoming data files prior to storage. In Hilgraeve I, Hilgraeve, the original assignee of the '776 patent, brought a patent infringement suit against McAfee Associates (“McAfee”) for its Vi-rusScan product. 224 F.3d at 1350. The district court granted summary judgment of non-infringement to McAfee, and Hil-graeve appealed. Id. In that appeal, the parties did not dispute the construction of the claim term “storage,” which the district court had construed as occurring “when the incoming digital data is sufficiently present on the destination storage medium, and accessible by the operating system or other programs, so that any viruses contained in the data can spread and infect the computer system.” Id. at 1351.

In Hilgraeve II, Hilgraeve asserted the same '776 patent in a separately filed action against Symantec. 265 F.3d at 1338. The district court granted summary judgment of non-infringement to Symantec, and Hilgraeve appealed. Id. On appeal, Hilgraeve challenged the district court’s construction of the term “storage,” which differed from the construction in Hilgraeve I because it did not include the “accessible by the operating system or other programs” language. Id. at 1341. Symantec argued that the term should be construed to occur “when the data become physically present (i.e., magnetically recorded) on the storage medium.” Id. We rejected Sym-antec’s construction and adopted Hil-graeve’s construction (which was identical to the district court’s construction in Hil-graeve I) of “storage,” holding that “stor *1287 age” occurred “when the incoming digital data [are] sufficiently present on the destination storage medium and accessible by the operating system or other programs so that any viruses contained in the data can spread and infect the computer system.” Id. at 1342.

Subsequent to our decision in Hilgraeve II, Symantec settled its dispute with Hil-graeve, and, as part of that settlement, purchased Hilgraeve’s interest in the '776 patent. Hilgraeve had previously filed a new infringement action against CA, alleging infringement of claims 1-20 of the '776 patent. The district court then substituted Symantec as the plaintiff.

CA, the accused infringer here, develops and sells a number of antivirus software products. The accused products are: (1) the eTrust EZ and eTrust products (collectively “the EAV products”), which employ both an incoming and outgoing scan mode; (2) the ARCserve product, which is designed to restore data from a backup media where the data had previously been archived; and (3) the Gateway products, which operate as a proxy between a user’s personal computer and an unattended gateway computer.

CA’s initial pleadings denied infringement and asserted affirmative defenses and counterclaims for invalidity and non-infringement. Subsequently, CA amended its pleadings to add affirmative defenses (including a defense of laches) and counterclaims for unenforceability of the '776 patent due to inequitable conduct, and for invalidity of the '776 patent under 35 U.S.C. § 256 for failing to name alleged co-inventor Levin. The district court also granted Levin’s motion to intervene as a party and assert a claim for co-inventor-ship of the '776 patent.

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522 F.3d 1279, 86 U.S.P.Q. 2d (BNA) 1449, 2008 U.S. App. LEXIS 7826, 2008 WL 1012443, Counsel Stack Legal Research, https://law.counselstack.com/opinion/symantec-corp-v-computer-associates-international-inc-cafc-2008.