Applied Medical Resources Corp. v. United States Surgical Corp.

448 F.3d 1324, 78 U.S.P.Q. 2d (BNA) 1807, 2006 U.S. App. LEXIS 12026
Court of Appeals for the Federal Circuit·Decided May 15, 2006·No. 2005-1314·Published·Cited by 135 cases

Opinions

Opinion for the court filed by Circuit Judge PROST.

Dissenting opinion filed by Circuit Judge DYK.

PROST, Circuit Judge.

Applied Medical Resources Corporation (“Applied”) appeals from a decision of the United States District Court for the Central District of California granting summary judgment of non-infringement of United States Patent No. 5,385,553 (“the ’553 patent”) in favor of United States Surgical Corporation (“U.S.Surgical”). See Applied Med. Res. Corp. v. U.S. Surgical Corp., No. SA CV 03-1267 (C.D.Cal. Mar. 7, 2005) (“Applied Opinion”). Because we conclude that there are genuine issues of material fact regarding infringement of the ’553 patent given the claim construction adopted by the district court, we vacate the district court’s grant of summary judgment and remand for further proceedings consistent with this opinion.

I. BACKGROUND

This is the latest in a long line of litigation between Applied and U.S. Surgical concerning the ’553 patent.1 In 2003, Ap[1327]*1327plied filed this suit against U.S. Surgical, alleging that U.S. Surgical’s VERSA-PORTTM PLUS trocar (“the accused device”) infringes claim 18 of the patent.

A. The ’553 Patent

The ’553 patent is entitled “Trocar With Floating Septum Seal.” As the patent explains, a trocar provides a channel through the abdominal cavity through which instruments can be inserted during laparoscopic surgery. During these procedures, the surgeon inflates the abdomen with an in-sufflation gas in order to maintain the abdomen in a distended state. To prevent the gas from leaking out when an instrument is inserted, trocars are equipped with a valve which forms a seal around the inserted instrument. The valves include an orifice through which the instrument is inserted that allows for a variable diameter seal to be made with the instrument. Two problems can arise with the valves which result in undesirable leaking of the insuff-lation gas. First, during insertion, the sharp point of the instrument may cause cupping or tearing of the seal. Second, after insertion, if the instrument is operated off-axis, it may pull the orifice into a “cat-eye” shape, such that the degraded seal around the instrument permits gas to escape. ’553 patent, col. 1,11.15-52.

The ’553 patent discloses a floating seal to provide for the orifice to move to an off-axis position without deforming. Id at col. 2,11. 6-13. The inner portions of the floating seal, which define the orifice, move substantially intact so that the orifice can maintain a circular configuration around the instrument. Id

Claim 18, the only claim asserted in this case, recites:

An access device adapted to form an access channel across a body wall, and configured to receive a surgical instrument in the access channel, the access device comprising:
a cannula having an axis extending between a proximal end and a distal end of the device;
a seal housing disposed at the proximal end of the cannula and forming with the cannula the access channel of the device;
a flexible valve disposed relative to the housing and across the access channel, the valve having elastomeric properties for forming a seal with the instrument when the instrument is disposed in the access channel;
portions of the valve defining the orifice which is sized and configured to receive the instrument and to form the seal with an outer surface of the instrument; and
means disposed circumferentially outwardly of the valve portions for supporting the valve portions wiithin the seal housing, the supporting means being movable relative to the housing to permit the valve portions to float relative to the axis of the cannula.

Id. at col. 13,1. 55 — col. 14,1. 10 (emphasis added).

The ’553 patent discloses two embodiments of the invention: the “excess materials embodiment” and the “ring-levers-teeth” embodiment. The ring-levers-teeth embodiment is depicted in, for example, figures 6 and 7 of the ’553 patent, reproduced below. Figure 6, on the left, shows the structure without a medical instrument inserted. Figure 7, on the right, shows the structure with an instrument 26 inserted through the orifice 38. In this embodiment, the valve 36 is connected to levers 54 which are pivotally attached to a ring 184. This ring 184 has a diameter which is less than that of an annular recess in [1328]*1328which it sits and can move freely within the recess. Id. at col. 10, 11. 36-40. Therefore, the ring and levers move in response to off-axis forces, carrying the inner portions of the valve with them. Id. at col. 10, 11. 41-63. The orifice in the inner portion of the valve remains unde-formed. Any deformation occurs in the outer portions of the valve. Id. at col. 10, 11. 46^9. The floating septum seal thus provides “for the undeformed movement of the orifice 38 away from the axis 96 of the trocar 10.” Id. at col. 11,11. 7-9.

[[Image here]]

[[Image here]]

B. U.S. Surgical’s VERSAPORTTM PLUS Trocar

The accused device, depicted below, is also a trocar used for laparoscopic surgery that avoids the problems of cupping and tearing described in the ’553 patent. According to U.S. Surgical’s expert, the essential features of the device are: “(i) a flexible composite material with an orifice that is blue in color called the blue valve; (ii) a hard plastic hemisphere called a gim-bal that is attached to the blue valve at its outermost portions; and (iii) a gasket that provides a seal with the rotating gimbal and the housing called the interface seal.” (J.A. 284.) The gimbal responds to off-axis forces from an instrument by rotating as a ball-in-socket joint. See also Applied Opinion, slip op. at 7-8 (describing the accused U.S. Surgical VERSAPORTTM PLUS trocar products).

[1329]*1329[[Image here]]

C. Prior Proceedings

U.S. Surgical filed its motion for summary judgment of non-infringement on the basis that, as a matter of law, the accused device cannot satisfy the means-plus-function limitation because (1) no reasonable jury could find that the gimbal performs the identical functions of the means limitation, and (2) no reasonable jury could find that the gimbal is an equivalent structure to those described in the ’553 patent specification. In support of its motion, U.S. Surgical presented evidence in the form of an expert declaration of J. Michael McCarthy. In the declaration, McCarthy applied the function-way-result test to find substantial differences between the ring-levers-teeth structure and the gimbal. He first provided definitions of the functions claimed by the means-plus-function limitation. Regarding the supporting function, McCarthy stated, “In my opinion, a person of ordinary skill in the art would understand that the supporting function refers to reinforcement of the inner portions in contrast to the outer portions of the septum valve.” (J.A. 291.) As to the permit to float function, he opined that

Free access — add to your briefcase to read the full text and ask questions with AI

Applied Medical Resources Corp. v. United States Surgical Corp., 448 F.3d 1324, 78 U.S.P.Q. 2d (BNA) 1807, 2006 U.S. App. LEXIS 12026 (Fed. Cir. 2006).

448 F.3d 1324 (Applied Medical Resources Corp. v. United States Surgical Corp.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Berall v. Verathon Inc
W.D. Washington, 2022
Neville v. Foundation Constructors, Inc.
972 F.3d 1350 (Federal Circuit, 2020)
Davis Innovations, Inc. v. SIG Sauer, Inc., et al.
2017 DNH 028 (D. New Hampshire, 2017)
Vocaltag Ltd. v. Agis Automatisering B.V.
659 F. App'x 616 (Federal Circuit, 2016)
Enfish, LLC v. Microsoft Corporation
822 F.3d 1327 (Federal Circuit, 2016)
Spa Syspatronic Ag v. United States
117 Fed. Cl. 375 (Federal Claims, 2014)
Augme Technologies, Inc. v. Yahoo! Inc.
755 F.3d 1326 (Federal Circuit, 2014)
Virtual Solutions, LLC v. Microsoft Corp.
925 F. Supp. 2d 550 (S.D. New York, 2013)
Bell Helicopter Textron Inc. v. Eurocopter
876 F. Supp. 2d 71 (District of Columbia, 2012)
Noah Systems, Inc. v. Intuit Inc.
675 F.3d 1302 (Federal Circuit, 2012)
Ronald A. Katz Technology Licensing, L.P. v. Comcast Corp.
821 F. Supp. 2d 1135 (C.D. California, 2011)
In Re Katz Interactive Call Processing Patent Lit.
821 F. Supp. 2d 1135 (C.D. California, 2011)
Chrisha Creations, Ltd. v. Dolgencorp, Inc.
817 F. Supp. 2d 363 (S.D. New York, 2011)
Aerotel, Ltd. v. Telco Group, Inc.
433 F. App'x 903 (Federal Circuit, 2011)