Swinton v. City of New York

785 F. Supp. 2d 3, 2011 U.S. Dist. LEXIS 32384, 2011 WL 1158430
CourtDistrict Court, E.D. New York
DecidedMarch 28, 2011
Docket08 CV 3278 (RJD) (RML)
StatusPublished
Cited by4 cases

This text of 785 F. Supp. 2d 3 (Swinton v. City of New York) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swinton v. City of New York, 785 F. Supp. 2d 3, 2011 U.S. Dist. LEXIS 32384, 2011 WL 1158430 (E.D.N.Y. 2011).

Opinion

MEMORANDUM & ORDER

DEARIE, Chief Judge.

Plaintiffs bring claims under 42 U.S.C. §§ 1983, 1985 and 1986, and New York State law, arising from plaintiffs’ arrest and conviction on charges relating to the severe malnutrition of their newborn infant. Defendants move to dismiss plaintiffs’ First Amended Complaint (the “Amended Complaint” or “AC”) under Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim. For the following reasons, defendants’ motion to dismiss is granted and plaintiffs’ Amended Complaint is dismissed with prejudice.

1. Background.

As this case has been the subject of extensive prior judicial proceedings and media reporting, the parties tend to agree on the relevant facts. 1 As always, where accounts diverge, the Court will accept the Amended Complaint’s allegations as true and resolve all reasonable inferences in plaintiffs’ favor for purposes of this motion. See, e.g., Connecticut v. Am. Elec. Power Co., 582 F.3d 309, 320 (2d Cir.2009).

A. The Swintons’ arrest.

On July 31, 2000, Ice Swinton (“Ice”) was born to Joseph and Silva Swinton. At birth, Ice weighed less than three pounds. From birth, the Swintons fed Ice what they believed to be a strict vegan diet. 2 On or around November 16, 2001, after several anonymous calls to the Administration of Child Services (“ACS”) which the Swintons later discovered were made by *6 Ice’s aunt, Emergency Medical Technicians removed Ice from her parents’ home in Queens and brought her to the hospital. Doctors observed that Ice, then sixteen months old, had low levels of vitamin D and calcium, resulting in rickets, and suffered from severe malnutrition. Up to that point, the Swintons had never taken Ice to a doctor despite the baby’s noticeable developmental delays, soft spot on the skull, complete lack of teeth and abnormal amount of body hair. “[T]he strict vegetarian diet provided by the defendants was to blame for Ice’s many maladies.” People v. Swinton (“Swinton I”), 21 A.D.3d 1039, 1041 (2d Dep’t 2005) (Miller, J., dissenting in part).

Ice spent the next five months recovering in various hospitals. During this time, the Swintons consulted with ACS representatives about regaining custody of Ice. Pursuant to ACS’s instruction, the Swintons enrolled in parenting and nutrition classes and programs. During the same five-month period, Queens County Assistant District Attorneys (“ADAs”) Eric Rosenbaum and Marjory Fisher and New York City Police Department (“NYPD”) Detective Janet Barry, all now defendants, investigated the Swintons’ treatment of Ice. ACS eventually recommended that the District Attorney’s (“DA’s”) Office not pursue criminal charges due to the Swintons’ absence of history with ACS and apparent lack of desire to harm their child. Of the witnesses interviewed as part of the investigation, none professed a belief that the Swintons had intended to harm Ice.

On April 25, 2002, at approximately 9:00 p.m., Detective Barry arrested the Swintons at their home. According to the Amended Complaint, Detective Barry, acting without a warrant, initially informed Mr. Swinton that the NYPD was investigating a reported domestic violence incident. Mr. Swinton denied that such an incident had occurred and refused the Detective entry. Ms. Swinton then came to the door to confirm that no domestic violence had taken place. After the Detective twice more requested to enter the house, Mr. Swinton, allegedly feeling intimidated, “believed he had no choice but to comply.” (AC ¶ 31.) Detective Barry and the other officers entered and, according to the Amended Complaint, searched the premises before demanding that the Swintons produce Ice. The Swintons replied “that infant Ice was not on the premises and that in fact she had been removed from the home and [had been] at the hospital” for the past five months. (Id. ¶ 34.) After Detective Barry allegedly called the DA’s Office for instructions, the officers arrested the Swintons, brought them to the precinct house and charged them with first-degree assault, first-degree reckless endangerment and endangering the welfare of a child.

That same evening, Queens DA Richard Brown held a press conference to announce the arrest. During the press conference, which was widely reported on television and radio stations, DA Brown showed the Swintons’ arrest photos, called the Swintons “monsters” and reported “that he had full knowledge and supported the arrest and charges” of the Swintons. (Id. ¶ 39.)

B. The Swintons’ indictment, conviction and appeal.

The Swintons were arraigned the day after their arrest. The Amended Complaint alleges that during the grand jury proceedings, ADA Rosenbaum “deliberately and knowingly misstate[d] and withh[e]ld pertinent information” by not allowing Detective Barry “to state the cause, basis or justification of the [Swintons’] arrest.” (Id. ¶ 46.) The grand jury indicted the Swintons and, on April 4, *7 2003, a jury convicted the Swintons of all three charges. As a result, Ms. Swinton received a sentence of six years in prison; Mr. Swinton, five years.

On September 19, 2005, the Appellate Division (by a 4-1 vote) affirmed the jury verdict but vacated the conviction for “reckless endangerment in the first degree [a]s a lesser-included offense of assault in the first degree.” 3 Swinton I, 21 A.D.3d at 1040, 801 N.Y.S.2d 403. On July 6, 2006, the New York Court of Appeals modified that decision by “reducing defendants’ convictions for assault in the first degree to assault in the third degree.” People v. Swinton (“Swinton II”), 7 N.Y.3d 776, 777, 820 N.Y.S.2d 537, 853 N.E.2d 1105 (2006). Citing to its holding a day earlier in People v. Feingold, 7 N.Y.3d 288, 819 N.Y.S.2d 691, 852 N.E.2d 1163 (2006) (ruling that depraved indifference to human life, rather than recklessness, is the applicable mens rea in statutes in which the former appears), the Court of Appeals found the evidence “legally insufficient to prove beyond a reasonable doubt that defendants acted with the culpable mental state of depraved indifference.” Swinton II, 7 N.Y.3d at 777, 820 N.Y.S.2d 537, 853 N.E.2d 1105. The Court of Appeals found the evidence “legally sufficient, however, to support the jury’s determination that defendants acted recklessly.” Id. On July 18, 2006, the Swintons were released from prison. In November 2008, the Swintons regained custody of Ice.

C. The ensuing civil proceedings.

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Bluebook (online)
785 F. Supp. 2d 3, 2011 U.S. Dist. LEXIS 32384, 2011 WL 1158430, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swinton-v-city-of-new-york-nyed-2011.