Swartz v. Sylvester

53 F.4th 693
Court of Appeals for the First Circuit·Decided November 21, 2022·No. 21-1568P·Published·Cited by 15 cases

Opinion

United States Court of Appeals For the First Circuit

No. 21-1568 THOMAS SWARTZ,

Plaintiff, Appellant,

v.

NORMAN SYLVESTER; TOWN OF BOURNE, Defendants, Appellees.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS

[Hon. F. Dennis Saylor, IV, U.S. District Judge]

Before

Barron, Chief Judge,

Lynch and Gelpí, Circuit Judges.

Joseph L. Sulman, with whom Law Office of Joseph L. Sulman, Esq. was on brief, for appellant.

Gareth W. Notis, with whom Morrison Mahoney LLP was on brief, for appellees.

November 21, 2022

GELPÍ, Circuit Judge. Plaintiff-Appellant Thomas Swartz ("Swartz") appeals from the decision of the district court for the District of Massachusetts granting summary judgment to Defendants- Appellees Norman Sylvester ("Sylvester") and the Town of Bourne, Massachusetts. Swartz contends that his constitutional rights under the Free Exercise Clause of the First Amendment were violated when Sylvester, in his role as Fire Chief of the Bourne Fire Department ("BFD"), ordered Swartz, a firefighter, to sit for a photograph in violation of Swartz's religious beliefs. Swartz refused to take the photograph and was disciplined as a result of his refusal. Swartz brought suit against Sylvester under 42 U.S.C. § 1983 asserting the discipline constituted a violation of his constitutional rights under the Free Exercise Clause. In addition, he alleged that the Town of Bourne and Sylvester violated his rights under the Massachusetts Wage Act, Mass. Gen. Laws ch. 149, § 148, by failing to pay him for certain unused vacation and other accrued time off following his subsequent retirement from the BFD. On the Section 1983 claim, the district court granted summary judgment to Sylvester on qualified immunity grounds. The district court declined to exercise supplemental jurisdiction over the state law claim pursuant to 28 U.S.C. § 1367(c). It then dismissed the state law claim without prejudice. We affirm.

I. Background When reviewing a district court's decision on a motion for summary judgment, "we always recount [the facts] in the light most favorable to the nonmovant (here, that's [Swartz])." Johnson v. Johnson, 23 F.4th 136, 139 (1st Cir. 2022). Thomas Swartz was a firefighter working for the BFD in Bourne, Massachusetts from July 1997 until August 2018, when he retired. Norman Sylvester began in his role as the BFD's Fire Chief in February 2015. All members of the BFD had an identification card as well as an accountability tag, which both featured a picture of the firefighter.1 The photographs on the identification cards and accountability tags were inconsistent -- some firefighters wore t- shirts in their photographs while others wore ties. In 2016, Sylvester, seeking consistency among the photographs on the identification cards, began a policy of photographing the firefighters in their Class A uniforms for these photographs. The Class A uniform is a formal dress uniform worn at occasions such as ceremonies, weddings, and funerals.

1 The accountability tag and the identification card looked the same but served different purposes. Accountability tags had a hole in the top of the card which was used to keep track of personnel at fire scenes and was attached to the firefighter's gear, while the identification card stayed in the firefighter's wallet and was used to identify firefighters in circumstances when they were not in their gear.

Sylvester stated that he wanted consistent photographs of all the firefighters in their Class A uniforms "so everybody looked the same [and] so we had a professional department." He also planned to hang the headshots on a bulletin board in the main lobby of the fire station so members of the public could identify firefighters who had done a good or bad job at a fire scene and be aware of who worked for the BFD. He noted that the firefighters' names would not accompany the photographs. Other members of the BFD said they understood that the photographs would be used for media and promotional purposes. BFD Lieutenant Richard Emberg stated that Sylvester told him that the photographs would be used on a display wall and could also be submitted to the media in the case of a firefighter's death in the line of duty. BFD Lieutenant Paul Weeks similarly stated that Emberg had told him that the photographs would be used on a display board and also in response to requests from the media if there was, for example, a promotion or a tragedy.

Sylvester enlisted Emberg to help him organize the photographs of the firefighters in their Class A uniforms. On November 4, 2015, Emberg sent an e-mail to all BFD employees which read, "Anyone wishing to have a class A photo done. The photographer will be available Friday. If interested contact me please for times." On January 30, 2016, Deputy Fire Chief Joseph Carrara e-mailed all BFD employees, stating that "Lt. Emberg has

been working to arrange professional photos for all department members." Carrara said Emberg was compiling a list in regards to Class A uniforms and, in preparation for the photographs, implored the firefighters to check in with their deputies if they were missing any part of the Class A uniform that would be needed for the photograph. On March 11, 2016, Emberg e-mailed all BFD employees, stating "[i]n the next few weeks all members will be getting a department photo taken by the department photographer" in their Class A uniforms. On April 11, 2016, Emberg sent another e-mail to all BFD employees, setting forth a schedule when the Class A uniform photographs would be taken for all employees, which were split into four groups. Weeks was the deputy chief supervising group three, to which Swartz was assigned.

On May 1, 2016, Emberg sent an e-mail which read that group three's Class A photographs would be taken the following day at noon, and if employees were unable to make that time slot, they should try to attend another one of the scheduled dates.2 The next day, May 2, 2016, Weeks verbally informed the members of his group, which included Swartz, that they would have their photographs taken that day in their Class A uniforms. Swartz responded that he did not want to have his photograph taken. This caught the attention of Sylvester, who had the office next to Weeks and overheard the

It is unclear from the record whether this e-mail was sent 2

to the entire department, though it appears it was.

exchange. Sylvester asked Swartz to step into his office to discuss the matter further and Swartz asked if they could shut the door and speak privately. Swartz asked whether the photographs were going to be used for identification tags or other department identification. Sylvester responded by asking Swartz, "What if you get promoted and I want to send a picture of you to the newspaper?" Swartz then informed Sylvester that he didn't want to have his photograph taken for religious reasons. He further explained that having his photograph taken for promotional purposes is against his religious beliefs.3 Sylvester asked Swartz if he had a driver's license to which Swartz responded that he did. Sylvester asked how he took that photograph, but he did not recall Swartz's answer.4 Sylvester then asked Swartz to put his objection in writing.

Swartz did so. On that same day, May 2, 2016, he sent Sylvester an e-mail, stating that he requested not to participate in "portrait photography for use other than accountability" because "[p]ortrait photography for personal recognition goes against [his] religious beliefs." In response, Sylvester stated

Swartz described himself as a confirmed Catholic and stated 3

that he currently practices Christianity. He stated that he attends Mass almost every Sunday at a Catholic church. He elaborated that he derives his belief that he cannot participate in acts of self-promotion from the First Commandment.

Although Sylvester testified to these facts, the district 4

court did not make a finding on them.

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Swartz v. Sylvester, 53 F.4th 693 (1st Cir. 2022).

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