Stotler v. MTD Products, Inc.

943 P.2d 220, 149 Or. App. 405, 1997 Ore. App. LEXIS 1078

• Court: Court of Appeals of Oregon
• Decided: July 30, 1997
• Docket: 9504-02453; CA A92758
• Status: Published

Opinions

ARMSTRONG, J.

Plaintiff appeals the trial court’s grant of summary judgment to defendants in a products liability and negligence action arising from injuries that he suffered while assembling a lawnmower. He argues that the trial court incorrectly held that the affidavit that he submitted under ORCP 47 E was insufficient to create an issue of fact about whether the lawnmower was defective or defendants were negligent. We reverse and remand.

Defendants moved for summary judgment, with supporting evidence, on the ground that the lawnmower was not unreasonably dangerous and that defendants were not negligent. In response, plaintiffs attorney submitted an affidavit that stated that a

“qualified expert has been retained who is available and willing to testify to admissible facts or opinions creating questions of fact, which, if revealed by affidavit, would be a sufficient basis for denying summary judgment.”

Despite that affidavit, the trial court granted summary judgment to defendants, stating that plaintiff “offered no evidence of defect in the product other than the fact of plaintiffs injur/’ and that “plaintiff has failed to come forward with any facts giving rise to a question of negligence.”

On appeal, plaintiff argues that the affidavit was sufficient to raise a question of fact on both claims. He relies on ORCP 47 E, which provides:

“Motions under [ORCP 47] are not designed to be used as discovery devices to obtain the names of potential expert witnesses or to obtain their facts or opinions. If a party, in opposing a motion for sum,mary judgment, is required to provide the opinion of an expert to establish a genuine issue of material fact, an affidavit of the party’s attorney stating that an unnamed qualified expert has been retained who is available and willing to testify to admissible facts or opinions creating a question of fact, will be deemed sufficient to controvert the allegations of the moving party and an adequate basis for the court to deny the motion. The affidavit shall be made in good faith based on admissible facts or opinions obtained from a qualified expert who has actually been retained by the attorney who is available and willing to testify and who has actually rendered an opinion or provided facts which, if revealed by affidavit, would be a sufficient basis for denying the motion for summary judgment.”

(Emphasis supplied.) The purpose of the rule is to enable a party to rely on an expert’s opinion to establish the existence of disputed issues of fact, and thereby avoid summary judgment, without requiring disclosure of the expert’s identity or opinions. Moore v. Kaiser Permanente, 91 Or App 262, 265, 754 P2d 615, rev den 306 Or 661 (1988).

Plaintiff argues that, according to the plain language of ORCP 47 E, an attorney who submits an affidavit does not have to identify in the affidavit the issues on which an expert will testify. We agree. As we explained in Moore, ibid., ORCP 47 E requires only that the attorney believe in good faith that the expert’s testimony creates genuine issues of material fact on each issue on which summary judgment is sought, and that the attorney submit an affidavit stating that the expert’s testimony does that. In this case, the affidavit submitted by plaintiffs attorney complies with all of the requirements of ORCP 47 E. Hence, the court had to accept that the expert’s testimony provided a sufficient basis to deny the motion for summary judgment. The court erred in concluding otherwise.¹

The concurrence would modify our decision in Moore and impose a blanket requirement that all affidavits filed under ORCP 47 E must identify the issues on which an expert will testify. It contends that Moore is inadequate because under Moore “[t]he court must rely on the attorney’s evaluation of the case rather than being able to exercise its own judgment.” 149 Or App at 411 (Warren, J., concurring). While that is a very real problem, its origin is found in the rule itself, not in our decision in Moore. ORCP 47 E requires an attorney to identify the issues on which an expert will testify only if the attorney does not have a good faith belief that the expert’s testimony would provide a sufficient basis to deny the opposing party’s motion for summary judgment. That is because, unless the affidavit specifies otherwise, the trial court must presume that the expert would testify on every issue on which summary judgment is sought.² As a result of that presumption, if an attorney filing an ORCP 47 E affidavit does not have a good faith belief that the expert’s testimony alone would provide a sufficient basis to deny the motion for summary judgment, the attorney necessarily must identify the issues on which the expert will testify. Otherwise, the attorney would mislead the court about the import of the expert’s testimony and could not be said to act in good faith. In such cases, to defeat summary judgment, the nonmoving party must submit evidence aside from the ORCP 47 E affidavit to create genuine issues of material fact on issues not addressed by the affidavit. Because our holding in Moore is consistent with that understanding of the rule, we reaffirm it today.³

Because the problem that the concurrence perceives is a direct result of the rule and not our interpretation of it in Moore, we do not have the authority to remedy that problem. The legislature delegated the authority to adopt and amend the Oregon Rules of Civil Procedure to the Council on Court Procedures. ORS 1.725. We are bound by the language of the rule on which the Council agreed and that the legislature approved. The proper interpretation dictated by the plain language of the rule is found in our decision in Moore, which was decided in 1988. Both the legislature and the Council have met since then, but neither body has amended the rule. There is no justification for the concurrence’s assertion that we should change our interpretation of the rule. Thus, when filing an ORCP 47 E affidavit, an attorney has to identify the issues on which an expert will testify only if the attorney does not have a good faith belief that the expert’s testimony would provide a sufficient basis to deny the motion for summary judgment. If the attorney does not act in good faith, the court can impose sanctions against the attorney. ORCP 47 G. If the attorneys good faith belief is simply wrong, there is nothing that the court can do about it. We are not a legislative body and it is not our place to create new procedural rules if we are dissatisfied with the old ones.

The affidavit submitted by plaintiffs attorney satisfied the requirements of ORCP 47 E. Therefore, the trial court erred in awarding summary judgment to defendants.

Reversed and remanded.

1 On appeal, defendants argue that the 1995 amendment to ORCP 47 C implicitly requires greater specificity in an attorney’s affidavit than previously required by ORCP 47 E. The Supreme Court held in Jones v. General Motors Corp., 325 Or 404, 939 P2d 608 (1997), that the 1995 amendment did not change the law on summary judgment. That decision eliminates the premise of defendants’ argument.

2 The rule states that a court must deem the affidavit sufficient to defeat a motion for summary judgment if the affidavit states “that an unnamed qualified expert has been retained who is available and willing to testify to admissible facts or opinions creating a question of fact.” ORCP 47 E.

3 Although we pointed out in Moore that an affidavit filed in accordance to ORCP 47 E “does not have to recite on what issues the expert will testify,” we held that when an attorney identifies in an ORCP 47 E affidavit the issues on which an expert will testify, the court will presume that those are the only issues on which the expert’s testimony would create a genuine issue of fact. 91 Or App at 265. That holding logically follows from the rule. In Moore, the plaintiff filed a medical malpractice action against several defendants. The defendants moved for summary judgment on the ground that “they were not negligent in their diagnosis arid advice and that plaintiffs return to work did not cause his condition to worsen.” Id. at 264. Although expert testimony often is used to establish genuine issues of material fact on those issues, the plaintiff did not rely solely on an ORCP 47 E affidavit to defeat the motion for summary judgment. Instead, he submitted two affidavits. In one, he stated that his return to work had “aggravated” his condition. In the second, filed under ORCP 47 E, his attorney stated that he had “retained an expert who ‘is available and willing to testify to admissible facts which will create issues of fact as to the diagnoses, standard of care and duty of the defendant.’ ” Id. at 264. If the attorney had not identified in his affidavit the issues on which the expert would testify, the court would have had to conclude that the affidavit was sufficient to deny the motion. Assuming that the expert could have testified to relevant facts on all of the issues raised by the summary judgment motion, that conclusion is not remarkable. If, however, the expert was not going to testify on one of the issues raised by the motion, then the attorney could comply with the rule only by identifying the issues on which the expert would testify. Because Moore correctly applied the rule, there is no reason to modify it.