Stokes v. Stokes

694 P.2d 1204, 143 Ariz. 590, 1984 Ariz. App. LEXIS 652
CourtCourt of Appeals of Arizona
DecidedSeptember 11, 1984
Docket1 CA-CIV 7257
StatusPublished
Cited by32 cases

This text of 694 P.2d 1204 (Stokes v. Stokes) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stokes v. Stokes, 694 P.2d 1204, 143 Ariz. 590, 1984 Ariz. App. LEXIS 652 (Ark. Ct. App. 1984).

Opinion

JACOBSON, Chief Judge.

OPINION

The primary issue on this appeal is whether the trial court erred in ordering that a husband’s portion of monthly disability pension benefits be paid into a trust for distribution to his former wife for arrearages owed to her pursuant to a decree of dissolution.

Appellant, Jessy D. Stokes, and appellee, Patricia J. Stokes, were formerly husband and wife. Their marriage was dissolved by a decree of dissolution from Maricopa County Superior Court in 1977. As part of that decree the court found:

6. That the respondent [appellee Patricia Stokes] has a community interest in petitioner’s retirement benefits from the City of Phoenix even though his retirement may be for disability reasons.

No appeal was taken from that judgment.

In May 1980, Jessy Stokes moved to open the judgment pursuant to Rule 60(c) on grounds that subsequent case law rendered disability accounts nondivisible upon divorce. He also ceased paying his former wife her share of the monthly retirement payments at this time. The motion was denied and an appeal from that denial was taken to this court. This court, in a memorandum decision, affirmed the trial court’s denial of the husband’s Rule 60(c) motion.

Patricia Stokes petitioned the superior court for injunctive relief on March 15, 1983, requesting that the Arizona Public Safety Personnel Retirement System (“the retirement system”) be prohibited from paying her portion of the disability retirement account to her former husband or alternatively that the retirement system be ordered to pay her portion directly to her. Both Jessy Stokes and the retirement system were made respondents to that petition. The retirement system’s response to the petition was an assertion that it was precluded from paying benefits directly to Patricia Stokes because such payment would violate a statutory provision exempting these funds from legal process pursuant to A.R.S. §§ 9-931 and 38-850. 1

The trial court granted the wife injunctive relief by enjoining the retirement system from making any further payments to the husband until further order of the court. The court also entered judgment in *592 favor of Patricia Stokes and against Jessy Stokes in the amount of $12,683.15, representing arrearages in payment of the monthly benefits, plus interest on those arrearages.

Patricia Stokes subsequently submitted a proposed order requiring her former husband to execute a declaration of trust making his retirement benefits payable to her attorney as trustee and making Jessy and Patricia Stokes the beneficiaries of that trust. The declaration of trust further required the trustee to pay Patricia Stokes her share of the monthly benefit plus Jessy Stokes’ share until the judgment together with costs and attorneys’ fees had been paid in full.

In his objection to the proposed order, Jessy Stokes contended that the order would be inequitable because it would deprive him of most of his livelihood. He asked the court to decrease the amount of his share of the retirement benefit which was to be allocated to arrearages and further requested that an individual other than counsel for his former wife be appointed as trustee. He also requested that the court order Patricia Stokes to pay her own attorneys’ fees and costs.

The trial court signed the order requiring the husband to execute the trust and awarded the wife $136.80 for costs and $1,665.00 for attorneys’ fees. The order provided that if the husband did not execute the declaration of trust within seven days, the clerk of the court would execute the declaration of trust upon receipt of an affidavit from the wife’s counsel that the trust had not been executed. Jessy Stokes did not execute the declaration of trust and has appealed.

On appeal the husband does not challenge that portion of the order directing the retirement system to pay directly to his wife her portion of his monthly retirement benefit. Rather, his appeal is limited to contesting that portion of the order directing him to assign the wife a greater portion of the account than her ownership interest. He argues that she is merely a judgment creditor with respect to that portion of the retirement account and that the account is statutorily exempt from attachment.

Both the wife and the retirement system have taken the position that the husband did not raise this issue in the trial court and therefore may not raise this issue on appeal. See, e.g., Jennings v. Roberts, Scott & Co., 113 Ariz. 57, 546 P.2d 343 (1976); Brown Wholesale Elec. Co. v. Safeco Ins. Co., 135 Ariz. 154, 659 P.2d 1299 (App.1982). Normally, an appealing party may not urge as grounds for reversal a theory which he failed to present below. In re Geis’ Estate, 132 Ariz. 350, 645 P.2d 1264 (App.1982).

However, this rule is procedural and not jurisdictional. South Tucson v. Board of Supervisors, 52 Ariz. 575, 84 P.2d 581 (1938). The rule is for the benefit of the party against whom the defense is newly asserted on appeal and is intended to prevent surprise. Int’l Life Ins. Co. v. Sorteberg, 70 Ariz. 92, 216 P.2d 702 (1950). “The theory [is] that he doesn’t have the same opportunity to defend against it as he would have had it been raised in the trial court.” 70 Ariz. at 98, 216 P.2d at 705. Where, however, the record contains facts determinative of an issue which will resolve the action, that issue may be reviewed on appeal, even if it was never formally raised in the trial court. Rubens v. Costello, 75 Ariz. 5, 251 P.2d 306 (1952). Other exceptions to the general rule include situations where the matter involved is one which affects the general public interest, or where a legal principle, although not suggested by either party, should be adopted on appeal to expedite the enforcement of a right, or redress a wrong. Id. The exceptions to the general rule operate only where the facts of a particular case so warrant and the question is one of substantive law presenting no dispute as to the facts. Id.

Here, the wife petitioned the court for injunctive relief and a modification of judgment asserting that husband had failed to *593 pay wife her one-half share 2 of his retirement benefit “which is rightfully the property of Patricia J. Stokes.” The retirement system responded in a memorandum in opposition to wife’s petition, alleging that a decree dividing the husband’s disability benefits would be void and contrary to A.R.S.

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Bluebook (online)
694 P.2d 1204, 143 Ariz. 590, 1984 Ariz. App. LEXIS 652, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stokes-v-stokes-arizctapp-1984.