Stevens v. Horn

187 F. App'x 205
CourtCourt of Appeals for the Third Circuit
DecidedJuly 7, 2006
Docket04-9011 & 04-9013
StatusUnpublished
Cited by2 cases

This text of 187 F. App'x 205 (Stevens v. Horn) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stevens v. Horn, 187 F. App'x 205 (3d Cir. 2006).

Opinion

OPINION

VAN ANTWERPEN, Circuit Judge.

In this appeal and cross-appeal in a capital case, the Commonwealth of Pennsylvania and Andre Stevens ask us to review the District Court’s partial grant of Stevens’s petition for writ of habeas corpus. We will affirm the judgment of the District Court in all respects.

I.

Stevens was convicted at a 1993 bench trial on two counts of first-degree murder. 1 At trial, Stevens did not dispute that he shot his estranged wife, Brenda Jo Stevens, and her acquaintance, Michael Love, at a Beaver County, Pennsylvania, bar. A jury was empaneled for the capital sentencing phase. It unanimously found the existence of aggravating factors, and it unanimously found that those aggravating factors outweighed the mitigating factors. Stevens was sentenced to death. On direct appeal, the Supreme Court of Pennsylvania affirmed. Commonwealth v. Stevens, 543 Pa. 204, 670 A.2d 623, 627-28 (1996).

Shortly thereafter, Stevens filed a petition pursuant to the Pennsylvania PosfiConviction Relief Act (PCRA). The PCRA court denied relief. In affirming, the Pennsylvania Supreme Court split, 5-2, on the merits of Stevens’s claim that trial counsel rendered ineffective assistance at the guilt phase by failing to investigate, develop, and present a diminished capacity defense. See Commonwealth v. Stevens, 559 Pa. 171, 739 A.2d 507, 511-16 (1999). Unanimously, the court rejected Stevens’s argument that counsel ineffectively failed to argue that a potential juror was improperly excluded under Witherspoon v. Illinois, 391 U.S. 510, 522, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968). Id. at 520-21, 88 S.Ct. 1770.

Several months later, Stevens filed his federal habeas petition. In the petition, he raised fourteen claims, including, inter alia, that (a) counsel ineffectively failed to formulate and press a diminished capacity defense and (b) the potential juror’s exclusion constituted a Witherspoon violation. The District Court denied relief on the ineffectiveness claim, which was Stevens’s only guilt-phase claim. The District Court granted relief on Stevens’s Witherspoon claim. Stevens v. Horn, 319 F.Supp.2d 592, 617 (W.D.Pa.2004). It did not reach Stevens’s remaining sentencing claims. Both Stevens and the Commonwealth timely appealed. 2

*207 II. 3

A.

Stevens argued in Ms habeas petition that his trial attorney, Wayne Lipeeky, Esq., provided constitutionally inadequate representation by failing to investigate, develop, and present a diminished capacity defense. To establish Meffectiveness on the part of Lipeeky, Stevens was required to show both that (a) the attorney performed unreasonably under prevailing professional norms and (b) there exists a “reasonable probability” that, but for counsel’s unprofessional errors, he would not have been convicted. See Strickland v. Washington, 466 U.S. 668, 688-89, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).

Stevens originally retained Wendell Freeland, Esq., to represent him. Free-land subsequently withdrew because of the cost of hiring mental health experts, and the trial court appointed the Beaver County Public Defender’s Office to represent Stevens. Lipeeky, representing that office, ultimately took over the primary responsibility for the case. Stevens contends that Lipeeky failed to forward certain categories of evidence — a journal, Stevens’s letters to Freeland, his complete military and employment records, and information from family members about his childhood — to psychiatric experts. During the state postconviction proceedings, several experts opined that, had Lipeeky provided this information to an expert prior to trial, he would have been able to secure and present expert testimony at the guilt phase that Stevens suffered — at the time of the offense — from profound neuropsychological ailments. Among other things, these experts testified that Stevens suffered from organic brain damage, psychosis, profoundly disorgamzed thinMng, paranoia, and extreme depression.

The Pennsylvania Supreme Court rejected the ineffectiveness claim, holding that Stevens had “not proved, by a preponderance of the evidence, that there was a reasonable probability that presentation of expert testimony concerning [his] psychosis would have successfully prevented the Commonwealth from proving ... premeditation beyond a reasonable doubt.” Stevens, 739 A.2d at 516. The court relied, in particular, on the trial judge’s assertion— when sitting as the PCRA court — that even if he had had the benefit of additional testimony concerning Stevens’s neuropsychological deficiencies, he would nevertheless have found that Stevens acted with the specific intent to kill. Id. The PCRA court emphasized, m particular, the evidence indicating that Stevens had purposefully retrieved his weapon from Ms vehicle before returning to the bar to attack Brenda Jo and Love. Id.

On habeas review, the District Court demed relief on the ineffectiveness claim. Recognizing that the state courts had not decided whether Lipeeky’s performance was unreasonably deficient, the District Court conducted a de novo review of that issue. See Stevens, 319 F.Supp.2d at 608 (citing Wiggins v. Smith, 539 U.S. 510, 534, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003)). The District Court generally found that Lipeeky’s performance was reasonable, although it opted not to decide whether Lipeeky performed unreasonably in failmg to obtain and forward information from Stevens’s family about his life *208 and difficult childhood. Stevens, 319 F.Supp.2d at 613.

Turning to the issue of prejudice, the District Court recognized that it would normally owe deference to the Pennsylvania state courts’ resolution of that issue. Stevens, 319 F.Supp.2d at 613-14. Nevertheless, it noted Stevens’s argument that the Pennsylvania Supreme Court’s resolution of the prejudice issue — which seemed to rely on the PCRA judge’s subjective observations about how he personally would have viewed the evidence of neuropsychological ailments — was “contrary to” the Supreme Court’s binding precedent on ineffectiveness. See id. at 614; see also 28 U.S.C. § 2254(d) (requiring deference by habeas courts to state courts’ legal conclusions unless they constituted an “unreasonable application of’ or were “contrary to” Supreme Court precedent). The District Court concluded that it need not decide whether the analysis of prejudice conducted by the state courts was “contrary to” Strickland

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Related

Stevens v. Beard
701 F. Supp. 2d 671 (W.D. Pennsylvania, 2010)
Stevens v. Beard
288 F. App'x 4 (Third Circuit, 2008)

Cite This Page — Counsel Stack

Bluebook (online)
187 F. App'x 205, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stevens-v-horn-ca3-2006.