State v. Wolff

545 N.E.2d 39, 1989 Ind. App. LEXIS 1157, 1989 WL 126879
CourtIndiana Court of Appeals
DecidedOctober 25, 1989
DocketNo. 07A01-8905-CR-159
StatusPublished
Cited by3 cases

This text of 545 N.E.2d 39 (State v. Wolff) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Wolff, 545 N.E.2d 39, 1989 Ind. App. LEXIS 1157, 1989 WL 126879 (Ind. Ct. App. 1989).

Opinion

BAKER, Judge.

STATEMENT OF THE CASE

Appellant, the State of Indiana (the State), appeals the trial court's decision granting a motion to dismiss a perjury prosecution in favor of the defendant-appel-lee, Jeffrey Wolff (Wolff).

We reverse.

STATEMENT OF THE FACTS

On February 8, 1988, Wolff was charged in the Brown Cireuit Court with the offenses of driving while suspended,1 a Class A misdemeanor, and speeding,2 a Class C infraction. Wolff filed a waiver of attorney and entered a guilty plea to both charges pursuant to a sentencing recommendation prepared with the Brown County Prosecutor's office. Prior to the court's acceptance of the sentencing recommendation, Wolff was placed under oath and questioned by the deputy prosecuting attorney concerning his prior criminal record. Wolff informed the court that he had only two prior convictions for operating while intoxicated, a conviction for public intoxication, and a conviction for disorderly conduct. When asked if he had any other charges which had been disposed of in some manner, Wolff denied the existence of any other charges or convictions. The trial court consequently accepted Wolff's [40]*40guilty plea and sentenced him according to the terms of the sentence recommendation.

Wolff's guilty plea, however, was subsequently set aside in a post-conviction proceeding. After the guilty plea hearing, the deputy prosecutor discovered that Wolff's criminal record was far more extensive than Wolff had disclosed while under oath. On May 6, 1988, Wolff was charged with perjury,3 a Class D felony, stemming from his statements concerning his prior erimi-nal history at the guilty plea hearing. In addition, the State sought to have Wolff sentenced as an habitual offender.4 On October 27, 1988, Wolff filed a motion to dismiss the perjury charge which the trial court granted. The State appeals the trial court's decision pursuant to IND.CODE 85-88-4-2(1).

ISSUE

Whether the statements made by Wolff under oath at his guilty plea hearing may serve as the basis for a subsequent perjury charge.

DISCUSSION

The State claims that the trial court erred in granting Wolff's motion to dismiss. Specifically, the State argues that the statements made by Wolff under oath at his guilty plea hearing may serve as the basis for a subsequent perjury charge.

Wolff correctly notes that as a general rule, evidence relating to a guilty plea or plea negotiation is inadmissible in subsequent proceedings. See Chase v. State (1988), Ind., 528 N.E.2d 784; Cambridge v. State (1982), Ind., 428 N.E.2d 1252; Wright v. State (1977), 266 Ind. 327, 363 N.E.2d 1221; Crandell v. State (1986), Ind.App., 490 N.E.2d 377. This general rule serves to further the legitimate public policy interest in promoting plea negotiations. Upon entering into a plea negotiation, a defendant does not know if an agreement will in fact be reached. Furthermore, even if an agreement is reached, the defendant does not know whether a trial court will accept the proposed disposition contained in the agreement. If the State is permitted to use statements made during plea negotiations in a subsequent trial on the charges, the defendant would be exposed to a great peril by entering into such plea negotiations. Consequently, few defendants would enter into the plea negotiation process. Thus, the purpose behind the general rule is to free the plea negotiation process from legal consequences and to facilitate the final disposition of felony and misdemeanor charges existing at the time of plea negotiations. Chase, supra.

Indiana's General Assembly has adopted two statutes which prohibit the admission of guilty pleas or statements made during plea negotiations in subsequent proceedings. See IND.CODE 35-35-1-4(d), IND. CODE 35-35-3-4. IND.CODE 85-85-1-4(d) provides:

A plea of guilty, or guilty but mentally ill at the time of the crime, which is not accepted by the court or is withdrawn shall not be admissible as evidence in any criminal, civil, or administrative proceeding.

In construing this statute, this court has held that statements made by a defendant at a guilty plea hearing which established the factual basis for that plea are no more admissible than the fact that the defendant pled guilty. Tyree v. State (1988), Ind.App., 518 N.E.2d 814. Thus, a guilty plea or any statements which establish a factual basis for the offenses charged are not admissible in any subsequent proceeding.

Applying the statute to the present case, we note that any evidence of statements made by Wolff during his guilty plea hearing concerning the status of his driver's license or rate of speed would not be admissible in any eriminal, civil, or administrative proceeding. However, the State does not seek to use statements concerning the offenses charged. Rather, the State is seeking to use statements unrelated to the charges. IND.CODE 35-85-1-4(d) does not preclude the admission of statements unrelated to the offenses charged. There[41]*41fore, the prohibitions set forth in the statute recited above are not applicable to the statements concerning Wolff's prior erimi-nal record.

Although the Indiana courts have not yet specifically addressed the issue before us today, the Supreme Court of Arkansas has held that a rule similar to IND.CODE 35-35-1-4(d) does not apply to perjury proceedings. See Brown v. State (1986), 288 Ark. 517, 707 S.W.2d 313. The Arkansas court rejected an argument very similar to that advanced by Wolff in the case before us. In Brown, the court stated:

This provision is intended to protect an accused who has been permitted to withdraw a plea of guilty in accordance with A.R.Cr.P. 25 from having his guilty plea used against him as an admission against interest when he is tried on those same charges. It has no relevance to this case. As appellants tacitly concede, if their proposition were to prevail, there could be no perjury charges dependent on testimony at a guilty plea hearing. That was not the intent of Rule 410.

Id. at 521, 707 S.W.2d 313, 315.

We must next examine the admissibility of Wolff's statements under IND.CODE 35-35-8-4. That statute provides:

A plea agreement, or a verbal or written communication concerning the plea agreement, may not be admitted into evidence at the trial of the case, should the plea agreement not culminate in approval by the court.

Any statement made by the defendant relating to a plea agreement, or the agreement itself, may not be used in a trial on the offenses originally charged. This statute, however, does not prohibit the use of Wolff's sworn statements in a trial on charges other than the original charges. As a result, the statements made by Wolff during his guilty plea hearing are admissible in a subsequent perjury trial.

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Bluebook (online)
545 N.E.2d 39, 1989 Ind. App. LEXIS 1157, 1989 WL 126879, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-wolff-indctapp-1989.