State v. Washington

506 S.E.2d 283
CourtCourt of Appeals of North Carolina
DecidedOctober 20, 1998
DocketCOA97-838
StatusPublished
Cited by12 cases

This text of 506 S.E.2d 283 (State v. Washington) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Washington, 506 S.E.2d 283 (N.C. Ct. App. 1998).

Opinion

506 S.E.2d 283 (1998)

STATE of North Carolina
v.
Shelly WASHINGTON.

No. COA97-838.

Court of Appeals of North Carolina.

October 20, 1998.

*285 Attorney General Michael F. Easley by Assistant Attorney General Jane Ammons Gilchrist, for the State.

Appellate Defender Malcolm Ray Hunter, Jr. by Assistant Appellate Defender Mark D. Montgomery, Durham, for defendant.

LEWIS, Judge.

Defendant appeals from his convictions of second-degree rape in violation of N.C. Gen.Stat. § 14-27.3 (1993) and second-degree sexual offense in violation of N.C. Gen.Stat. § 14-27.5 (1993). The State's evidence tended to show that on the evening of 25 December 1994, A.W. was raped by defendant at the residence of A.W.'s mother, Ethel, and sister, Luttrell. Defendant was Ethel's boyfriend. The facts of the case will be described in greater detail in the discussion below.

I. Determination That A.W. Was Incompetent to Testify

Before trial, the State moved to have A.W. declared incompetent to testify. After a hearing, the trial court found that A.W. was not competent to testify because she was "incapable of expressing [herself] concerning the matter as to be understood, either directly or through interpretation by one who can understand [her]." N.C.R. Evid. 601(b). Defendant argues that it was error to grant the motion.

The determination of whether a witness is competent to testify rests within the sound discretion of the trial judge, who has the opportunity to observe the witness firsthand. State v. Fields, 315 N.C. 191, 204, 337 S.E.2d 518, 526 (1985). "Absent a showing that the ruling as to competency could not have been the result of a reasoned decision, the ruling must stand on appeal." State v. Hicks, 319 N.C. 84, 89, 352 S.E.2d 424, 426 (1987).

*286 At the competency hearing, the court received testimony from Dr. Monty Grubb, an expert in the psychology of mentally retarded individuals. Dr. Grubb is a consultant to an organization that provides health care services to A.W. He testified that his job involves reviewing A.W.'s psychological evaluations and providing psychological therapy, that he has been working in this position for a year, and that he is reasonably familiar with A.W.'s medical history. Dr. Grubb stated that over the past year, he had spoken with A.W. at six or seven sessions for ten to thirty minutes per session. He further stated that he has brief contact with A.W. weekly "where we may not exchange words but we see each other."

Dr. Grubb indicated that although A.W. "understands most of simple conversation," she cannot speak in a manner that is easily understood. He testified that A.W.'s cerebral palsy impairs her ability to speak and makes it "very difficult to understand much of what she says."

The only other witness to testify at the competency hearing was A.W. herself. Based on his observation of A.W., the trial judge stated that "the court had a very difficult time understanding what [A.W.] was actually saying in response to the questions."

Based on the evidence presented at the competency hearing, we cannot say that the trial court abused its discretion in ruling that A.W. was incapable of effectively communicating at trial and was therefore incompetent to testify.

II. Hearsay Statements Challenged by Defendant

Defendant next argues that the trial court erred by allowing several witnesses to testify regarding statements made by A.W. about the alleged rape. Defendant argues that because hearsay statements by A.W. were admitted into evidence at trial, and because defendant had no opportunity to cross-examine A.W., his right of confrontation under the Sixth Amendment was violated.

A criminal defendant has the "right ... to be confronted with the witnesses against him." U.S. Const. amend VI. See also N.C. Const. art. I, § 23 (similar). The right of confrontation guaranteed by the Sixth Amendment includes the right to cross-examine adverse witnesses. Douglas v. Alabama, 380 U.S. 415, 418, 85 S.Ct. 1074, 13 L.Ed.2d 934, 937 (1965). A person is a "witness against" a criminal defendant not only when she testifies at trial, but also when statements of hers that are adverse to the defendant are admitted as hearsay. See White v. Illinois, 502 U.S. 346, 352-53, 112 S.Ct. 736, 740-41, 116 L.Ed.2d 848, 856-57 (1992).

A defendant's right to cross-examine the witnesses against him is not absolute. For example, the admission of hearsay that "come[s] within a firmly rooted exception to the hearsay rule" generally does not violate the defendant's right of confrontation even if the defendant has no opportunity to crossexamine the declarant. Id. at 356, 112 S.Ct. at 743, 116 L.Ed.2d at 859. This is because statements that fall within firmly rooted hearsay exceptions are deemed "so trustworthy that adversarial testing can be expected to add little to [their] reliability." Id. at 357, 112 S.Ct. at 743, 116 L.Ed.2d at 860.

Furthermore, some hearsay that does not fall within a firmly rooted hearsay exception may be admitted without violating the Confrontation Clause. Such hearsay must be marked by "particularized guarantees of trustworthiness." See Ohio v. Roberts, 448 U.S. 56, 66, 100 S.Ct. 2531, 2539, 65 L.Ed.2d 597, 608 (1980). Whether such hearsay must also be "necessary" to the prosecution's case is debatable. See id. at 65, 100 S.Ct. at 2538-39, 65 L.Ed.2d at 607 (stating that "the Sixth Amendment establishes a rule of necessity" such that ordinarily, "the prosecution must either produce, or demonstrate the unavailability of, the declarant whose statement it wishes to use against the defendant"); Idaho v. Wright, 497 U.S. 805, 815-16, 110 S.Ct. 3139, 3146-47, 111 L.Ed.2d 638, 652 (1990) (expressly declining to address whether demonstrating a child declarant's unavailability is required to admit the child's statements under the residual hearsay exception); White, 502 U.S. at 354-55, 112 S.Ct. at 741-42, 116 L.Ed.2d at 858-59 (suggesting that a showing of declarant's unavailability is not required even if hearsay does not fall within a *287 firmly rooted hearsay exception). Nevertheless, our state Supreme Court has interpreted the relevant United States Supreme Court opinions as holding that where hearsay does not fall within a firmly rooted exception to the hearsay rule, its admission violates the Confrontation Clause unless the State establishes not only the reliability of the hearsay, but also its necessity. State v. Jackson, 348 N.C. 644, 503 S.E.2d 101, 106 (N.C.1998).

In Jackson, our state Supreme Court also held that it would interpret a criminal defendant's right of confrontation under the North Carolina Constitution by applying the same reasoning of the United States Supreme Court in White v. Illinois, supra, and in United States v. Inadi, 475 U.S. 387, 106 S.Ct. 1121, 89 L.Ed.2d 390 (1986). Specifically, the Jackson

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Bluebook (online)
506 S.E.2d 283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-washington-ncctapp-1998.