State v. Kimble

535 S.E.2d 882, 140 N.C. App. 153, 2000 N.C. App. LEXIS 1104
CourtCourt of Appeals of North Carolina
DecidedOctober 3, 2000
DocketCOA99-981
StatusPublished
Cited by8 cases

This text of 535 S.E.2d 882 (State v. Kimble) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Kimble, 535 S.E.2d 882, 140 N.C. App. 153, 2000 N.C. App. LEXIS 1104 (N.C. Ct. App. 2000).

Opinion

SMITH, Judge.

Patricia Kimble (Patricia) was found dead in her home on 9 October 1995. An autopsy determined the cause of death was a gunshot wound to the side of her head. Patricia’s body and the area of the house in which she was found had been burned. Investigators concluded the fire had been caused by arson.

Defendant is the brother of Patricia’s husband, Ted Kimble (Ted). At trial, the State espoused the theory that Ted had decided to kill Patricia in order to collect the proceeds from her life insurance. The State further contended that Ted had recruited defendant to murder Patricia. The jury found defendant guilty of first-degree murder, conspiracy to commit murder, and first-degree arson.

I.

Defendant first asserts the trial court erroneously allowed in evidence statements by Ted, a co-defendant in the crime who was tried separately. Defendant asserts the admission of these statements violated both North Carolina law, as well as defendant’s Sixth *156 Amendment right to confront and cross-examine an adverse witness. Defendant’s argument is without merit.

During defendant’s trial, Ted invoked his Fifth Amendment privilege not to testify. Statements Ted made were then offered in evidence through the testimony of two witnesses, both of whom had been involved with Ted in a theft ring. All of the statements implicated Ted in the murder; some of the statements also implicated defendant in the murder. After conducting a voir dire hearing, the trial court admitted the statements pursuant to N.C.G.S. § 8C-1, Rule 804(b)(3) (1999) (statements against interest) (Rule 804(b)(3)) and N.C.G.S. § 8C-1, Rule 801(d)(E) (1999) (statement by co-conspirator in furtherance of conspiracy).

The first of these two witnesses, Robert Nicholes (Nicholes), testified that Ted told Nicholes the following: (1) Ted had been involved in Patricia’s death but had not killed her; (2) Ted had attempted to take out a life insurance policy on Patricia and had forged her signature on the application; and (3) Ted was angry because the life insurance policy was not valid because Patricia had not taken a required physical examination. Notably, Nicholes did not testify that Ted had stated that defendant had been involved in the murder; Nicholes testified only to self-inculpatory statements made by Ted.

The second of these two witnesses, Patrick Pardee (Pardee), testified that Ted had told him the following: (1) defendant had gone to Ted’s house, had shot Patricia in the head with Ted’s pistol, and had then poured gasoline on her body and set it afire; (2) Ted had taken a second job to establish an alibi for himself; (3) the murder was committed to collect life insurance proceeds; (4) Ted realized he would be unable to collect on the life insurance policy because it was not in effect; and (5) Ted believed the police were closing in on him.

The State properly concedes “there is little basis for arguing that the statements were made during the course and in furtherance of the defendant’s conspiracy with Ted to murder Patricia for her life insurance” as the conspiracy had ended. The issue on appeal, then, is limited to whether the statements were properly admitted under Rule 804(b)(3).

A.

An out-of-court statement by an unavailable witness may be admissible if the statement satisfies the definition of a “statement against interest,” which is defined by Rule 804(b)(3) as

*157 [a] statement which was at the time of its making so far contrary to the declarant’s pecuniary or proprietary interest, or so far tended to subject him to civil or criminal liability . . . that a reasonable man in his position would not have made the statement unless he believed it to be true. A statement tending to expose the declarant to criminal liability is not admissible in a criminal case unless corroborating circumstances clearly indicate the trustworthiness of the statement.

G.S. § 8C-1, Rule 804(b)(3).

Our Supreme Court has held that Rule 804(b)(3) requires a two-pronged analysis. See State v. Wilson, 322 N.C. 117, 134, 367 S.E.2d 589, 599 (1988). First, the statement must be “deemed to be against the declarant’s penal interest.” Id. Second, “the trial judge must be satisfied that corroborating circumstances clearly indicate the trustworthiness of the statement if it exposes the declarant to criminal liability.” Id. The corroborating circumstances required by the second prong may include other evidence presented at trial. See id. (corroborating circumstances properly included fact that statement by unavailable witness accurately identified location of stolen items).

However, the analysis required in the case at bar is further complicated by a second hurdle. In addition to satisfying Rule 804(b)(3), the evidence also must satisfy the requirements of the Confrontation Clause of the Sixth Amendment. U.S. Const, amend. VI. In the recent case of Lilly v. Virginia, 527 U.S. 116, 144 L. Ed. 2d 117 (1999), the United States Supreme Court considered the issue of whether a criminal defendant’s Sixth Amendment rights are violated by admitting in evidence a non-testifying accomplice’s statement which contains both statements against the accomplice’s penal interest and statements inculpating the defendant.

The four-Justice plurality in Lilly began by setting forth the fundamental principle that when the government seeks to offer an unavailable declarant’s out-of-court statements against a criminal defendant, the court must decide whether the Confrontation Clause permits the government to deny the defendant an opportunity to cross-examine the declarant. Id. at 124, 144 L. Ed. 2d at 126. The plurality then reiterated the holding in Ohio v. Roberts, 448 U.S. 56, 65 L. Ed. 2d 597 (1980), that such statements may be admissible when

*158 (1) “the evidence falls within a firmly rooted hearsay exception” or (2) it contains “particularized guarantees of trustworthiness” such that adversarial testing would be expected to add little, if anything, to the statements’ reliability.

Lilly, 527 U.S. at 124-25, 144 L. Ed. 2d at 127 (quoting Roberts, 448 U.S. at 66, 65 L. Ed. 2d at 608).

The plurality then explained that the categorization of an out-of-court statement as a “statement against penal interest” does not necessarily place the statement within a “firmly rooted hearsay exception” under the Roberts test because the label “statement against penal interest” defines too broad a class. Id. at 127, 144 L. Ed. 2d at 128. The plurality then defined three different categories of “statements against penal interest,” id., only one of which is pertinent here.

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Cite This Page — Counsel Stack

Bluebook (online)
535 S.E.2d 882, 140 N.C. App. 153, 2000 N.C. App. LEXIS 1104, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-kimble-ncctapp-2000.