State v. Thornton

1997 NMCA 108, 947 P.2d 171, 124 N.M. 214
CourtNew Mexico Court of Appeals
DecidedSeptember 17, 1997
DocketNo. 17619
StatusPublished
Cited by3 cases

This text of 1997 NMCA 108 (State v. Thornton) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Thornton, 1997 NMCA 108, 947 P.2d 171, 124 N.M. 214 (N.M. Ct. App. 1997).

Opinion

OPINION

WECHSLER, Judge.

1. Defendant appeals his conviction of fraud over $20,000 in violation of NMSA 1978, Section 30-16-6 (1987). He raises issues on appeal concerning the admission of trial evidence, the sufficiency of the evidence, and the consideration of his prior convictions for the district court’s habitual offender determination. Only our discussion of the prior convictions merits publication. We affirm in part, reverse in part, and remand for imposition of new sentence.

Consideration of Prior Convictions

2. By supplemental criminal information, the State sought to enhance Defendant’s sentence under the Habitual Offender Statute as a result of four previous convictions of felony offenses. See NMSA 1978, § 31-18-17 (1993). The district judge in the present case found that Defendant was convicted of passing a worthless check over $50 on August 4, 1955, in Deaf Smith County, Texas; obtaining property or money with intent to cheat or defraud on April 2, 1959, in Chaves County, New Mexico; passing a forged instrument on February 6, 1967, in Crosby County, Texas; and fraud over $250 but under $2500 on December 22, 1988, in Otero County, New Mexico. He sentenced Defendant to a basic term of nine years imprisonment enhanced by an additional eight years. Defendant asserts that the judge improperly considered the 1955, 1959, and 1967 convictions as enhancement in violation of the United States Constitution and related federal and New Mexico ease law. He does not argue that his rights under the New Mexico Constitution were violated.

3. In Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963), the United States Supreme Court held that the right to counsel in criminal eases guaranteed by the Sixth Amendment to the United States Constitution was so fundamental and essential to a fair trial that the due process requirements of the Fourteenth Amendment required the states to appoint counsel for indigent criminal defendants in state trials. Gideon had been convicted of a felony and sentenced to prison. Id. at 336-37, 83 S.Ct. at 792-93.

4. The Supreme Court subsequently defined the Sixth Amendment guarantee to counsel to mean that a person may not be deprived of his or her liberty without representation of counsel at trial. See Argersinger v. Hamlin, 407 U.S. 25, 37, 92 S.Ct. 2006, 2012, 32 L.Ed.2d 530 (1972) (“[Ajbsent a knowing and intelligent waiver, no person may be imprisoned for any offense, whether classified as petty, misdemeanor, or felony, unless he was represented by counsel at his trial.”). The Sixth Amendment, however, does not require a state court to appoint counsel for a criminal defendant charged with an offense for which imprisonment upon conviction is authorized but not actually imposed. See Scott v. Illinois, 440 U.S. 367, 369, 99 S.Ct. 1158, 1160, 59 L.Ed.2d 383 (1979); see also Nichols v. United States, 511 U.S. 738, 746-47, 114 S.Ct. 1921, 1927-28, 128 L.Ed.2d 745 (1994) (recognizing that actual imprisonment is a prerequisite in defining the constitutional right to appointment of counsel).

5. The United States Supreme Court has refused to permit a conviction obtained in violation of Gideon to be used in a later proceeding for enhancement purposes. See United States v. Tucker, 404 U.S. 443, 449, 92 S.Ct. 589, 592, 30 L.Ed.2d 592 (1972) (evidence of prior tainted felony convictions improper to consider when imposing sentence); Burgett v. Texas, 389 U.S. 109, 115, 88 S.Ct. 258, 262, 19 L.Ed.2d 319 (1967) (use of invalid conviction to enhance punishment for another crime would erode the principle of Gideon). Thus, when it violates the Sixth and Fourteenth Amendments to try a defendant for a state offense without counsel, the conviction in that proceeding is considered a nullity and may not be used to enhance the punishment for a subsequent conviction.

6. Most recently, in Nichols, the United States Supreme Court again addressed the use of an uncounselled conviction in a non-imprisonment case to enhance a subsequent conviction. The Court reexamined its multiposition decision in Baldasar v. Illinois, 446 U.S. 222, 100 S.Ct. 1585, 64 L.Ed.2d 169 (1980), overruled by Nichols, 511 U.S. 738, 114 S.Ct. 1921 in the circumstances of a defendant who received an enhanced prison term because of a prior uncounselled conviction for which he was not imprisoned. Nichols, 511 U.S. at 740-41, 114 S.Ct. at 1923-25. In doing so, the Court reinforced “the line ... drawn [in Scott] between criminal proceedings that [result] in imprisonment, and those that [do] not.” Nichols, 511 U.S. at 746, 114 S.Ct. at 1927. On the reasoning that the sentencing process is “less exacting than the process of establishing guilt”, id. at 747, 114 S.Ct. at 1927, it held that uneounselled convictions obtained in cases in which a defendant is not entitled to counsel may be used to enhance the sentence for a subsequent conviction even if the defendant is imprisoned for the subsequent conviction.

7. New Mexico case law has followed that of the United States Supreme Court in interpreting the federal constitution. Our Supreme Court adopted Gideon in State v. Dalrymple, 75 N.M. 514, 515, 407 P.2d 356, 357 (1965), and held that it can be applied retroactively to challenge prior felony convictions which are being considered under the habitual offender statute. Id. at 514-21, 407 P.2d at 356-61. Likewise, this Court in State v. Ulibarri, 96 N.M. 511, 512-13, 632 P.2d 746, 747-48 (Ct.App.1981), overruled by State v. Hosteen, 122 N.M. 228, 232, 923 P.2d 595, 599 (Ct.App.), cert. granted, 122 N.M. 227, 923 P.2d 594 (1996), followed what it understood to be the reasoning of the United States Supreme Court in Baldosar, and held that the defendant’s Sixth Amendment rights were violated by the use of a prior uncounselled DWI conviction to enhance a later sentence for a conviction. In State v. Watchman, 111 N.M. 727, 733, 809 P.2d 641, 647 (Ct.App.1991), overruled in part on other grounds by Hosteen, 122 N.M. at 232, 923 P.2d at 599, following the same rationale, this Court concluded that the use of uncounselled DWI convictions obtained in Navajo Tribal Court and Gallup Municipal Court failed to satisfy the fundamental due process requirements of the New Mexico Constitution. To the extent that both Watchman and Ulibarri are predicated upon Baldosar which the United States Supreme Court overruled in Nichols, we, in turn, overruled Watchman and Ulibarri in Hosteen.

8.

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Bluebook (online)
1997 NMCA 108, 947 P.2d 171, 124 N.M. 214, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-thornton-nmctapp-1997.