State v. Pino

1997 NMCA 001, 932 P.2d 13, 122 N.M. 789
CourtNew Mexico Court of Appeals
DecidedNovember 18, 1996
Docket16649, 16958
StatusPublished
Cited by13 cases

This text of 1997 NMCA 001 (State v. Pino) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Pino, 1997 NMCA 001, 932 P.2d 13, 122 N.M. 789 (N.M. Ct. App. 1996).

Opinion

OPINION

PICKARD, Judge.

1. These cases raise the question of whether a conviction from a prior criminal proceeding, where an indigent defendant’s waiver of counsel lacked the countersignature of a district public defender, is valid to enhance a later conviction. This is an issue of first impression, and we consolidate the cases. We hold that such a waiver is valid.

2. Defendant Pino was indicted by a grand jury for one count of driving while under the influence of intoxicating liquor or drugs (DWI). The State notified Defendant that it would seek enhancement of the DWI to a fourth degree felony under NMSA 1978, Section 66-8-102(G) (Repl.Pamp.1994), as provided in NMSA 1978, Section 31-18-15(A)(6) (Repl.Pamp.1994), since he had three previous convictions for the same offense. As part of his plea agreement, in which Defendant pleaded guilty to fourth degree felony DWI, Defendant reserved the right to appeal the State’s use of a 1991 misdemeanor DWI conviction for enhancing the latest offense. Defendant’s waiver of counsel form in the 1991 case did not contain a public defender’s countersignature, and he contends that this makes his 1991 conviction invalid for enhancement.

3. Defendant Chavez was indicted by a grand jury on one count of fourth degree felony DWI and one count of a related traffic offense. Defendant entered a plea to both counts, reserving his claim that his waivers of counsel were invalid because they were not countersigned by the public defender, and he was convicted of the offenses. Thereafter, the State filed a supplemental criminal information outlining Defendant’s three previous convictions for DWI and seeking enhancement of his most recent offense to a fourth degree felony pursuant to Section 66-8-102(G). At the habitual offender and sentencing hearing, Defendant Chavez again challenged the use of his prior convictions. The trial court denied Defendant’s challenge and adjudged Defendant to be a habitual DWI offender. Defendant Chavez also appeals the use of his three prior DWI convictions to enhance his current offense, and we affirm in both cases.

4. The controversy centers around the interpretation of a section of the Public Defender Act,. NMSA 1978, §§ 31-15-1 to -12 (Repl.Pamp.1984 & Cum.Supp.1996). Section 31-15-12(D), at the time of both Defendants’ prior offenses, stated:

Any person entitled to representation by the district public defender may intelligently waive his right to representation. The waiver may be for all or any part of the proceedings. The waiver must be in writing and countersigned by a district public defender.

The current version has substituted “shall” for “must” in the last sentence. See § 31-15-12(E) (Cum.Supp.1996). We do not deem the change in language to be significant. Defendants argue that because the language in this statute is mandatory, lack of a countersignature makes their waivers of counsel invalid or not knowing, voluntary, and intelligent. As such, they contend, the uncounseled prior convictions could not be used against them to enhance their fourth convictions to the level of a fourth degree felony.

5. Initially, we note that there is no issue raised in either appeal as to whether Defendants were indigent or entitled to representation paid for by the State at the time of their prior convictions. They were. Nor is there any issue apart from the lack of the countersignature concerning the validity of any of the prior convictions. Specifically, neither Defendant contends that either his pleas or his waivers of counsel were not voluntary, knowing, and intelligent generally as a matter of state or federal constitutional law. Thus, the only issue before us is whether noneompliance with Section 31-15-12(D) invalidates the prior convictions.

6. In construing this section of the Public Defender Act, we remain mindful that our construction must not render the statute’s application absurd, unreasonable, or unjust. State v. Rowell, 121 N.M. 111, 114, 908 P.2d 1379, 1382 (1995). To interpret the statutory requirement for a countersignature as the determining factor of a defendant’s knowingness and voluntariness puts the statute on a collision course with other settled areas of law.

7. First, such an interpretation subordinates the judicial role of factfinder to the approval of the public defender. It is a general principle that “[i]n a ease where a defendant wishes to represent himself, the trial court must determine if he is making a knowing and intelligent waiver of counsel and fully understands the dangers of self-representation.” State v. Castillo, 110 N.M. 54, 57, 791 P.2d 808, 811 (Ct.App.) (emphasis added), cert. denied, 110 N.M. 44, 791 P.2d 798 (1990). Furthermore, the trial court must make its determination in light of “the facts and circumstances of each case, including the background, experience and conduct of the accused.” Smith v. Maldonado, 103 N.M. 570, 573, 711 P.2d 15, 18 (1985). Under Defendants’ reading of the statute, a public defender could effectively veto a trial court’s finding of a knowing and voluntary waiver of counsel simply by withholding a countersignature. We do not believe the legislature sought to grant this traditionally judicial power to the public defender. See also State v. Seward, 104 N.M. 548, 554, 724 P.2d 756, 762 (Ct.App.) (Public Defender Act and Indigent Defense Act only establish mechanisms for indigents to obtain counsel; it is not within legislature’s purview to establish or regulate constitutional or judicial procedural rights through these Acts), cert. denied, 104 N.M. 522, 724 P.2d 231 (1986).

8. Second, an inconsistency arises regarding a defendant’s right to self representation. The Sixth Amendment right to counsel includes, as a corollary, the right not to have counsel. State v. Rotibi, 117 N.M. 108, 110, 869 P.2d 296, 298 (Ct.App.), cert. denied, 117 N.M. 215, 870 P.2d 753 (1994); see also Faretta v. California, 422 U.S. 806, 820, 95 S.Ct. 2525, 2533-34, 45 L.Ed.2d 562 (1975) (“To thrust counsel upon the accused, against his considered wish[es], ... violates the logic of the [Sixth] Amendment.”). The countersignature requirement, if read as Defendants ask, would mean that an indigent defendant could waive counsel only with the permission of counsel he did not want in the first place. Such a result is at irreconcilable odds with the Sixth Amendment.

9. Third, Defendants’ interpretation would lead to absurd results. In 1995, there were district public defenders in only seven of the thirteen judicial districts in New Mexico. 120 N.M. at XI. In a district without a public defender, a defendant whom a court found indigent could thwart justice merely by waiving counsel. In the absence of a public defender signature, the defendant’s waiver would be invalid. The result would be a complete legal defense to any convictions where a prison sentence, or later enhancement for subsequent crimes, could be imposed. All of this would be because there was no district public defender to countersign the waiver.

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Bluebook (online)
1997 NMCA 001, 932 P.2d 13, 122 N.M. 789, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-pino-nmctapp-1996.