State v. Garcia

594 P.2d 1186, 92 N.M. 730
CourtNew Mexico Court of Appeals
DecidedFebruary 23, 1979
Docket3549
StatusPublished
Cited by22 cases

This text of 594 P.2d 1186 (State v. Garcia) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Garcia, 594 P.2d 1186, 92 N.M. 730 (N.M. Ct. App. 1979).

Opinion

OPINION

WOOD, Chief Judge.

Defendant’s latest felony conviction, for burglary, was affirmed by memorandum opinion in State v. Garcia, (Ct.App.) No. 3115, decided November 29, 1977. Thereafter, a supplemental information charged defendant with being an habitual offender. The prior convictions charged were: 1) two grand larceny convictions in Bernalillo County District Court in 1954; 2) a conspiracy conviction in federal district court in 1962; and 3) a conviction for unlawfully taking a vehicle in Bernalillo County District Court in 1970. The trial court struck all of the prior convictions charged; the State appealed. We reverse, discussing: (1) procedural matters; (2) burden of proof; (3) absence of record; and (4) the federal conviction.

Procedural Matters

(a) Defendant first moved to dismiss the habitual charge to the extent it was based on the 1954 and 1962 convictions. After an evidentiary hearing, Judge M. Sanchez denied the motion, then recused himself at defendant’s request. Defendant then filed a new motion, seeking to strike all of the prior convictions charged. This motion was heard, and granted by Judge Ryan. Arguing the propriety of Judge Ryan’s ruling on appeal, defendant refers us to testimony introduced at the hearing before Judge M. Sanchez. The testimony at the hearing before Judge M. Sanchez was not admitted as evidence, nor tendered as evidence, at the hearing before Judge Ryan. In argument before Judge Ryan, defendant asked that the transcript of the hearing before Judge M. Sanchez be reviewed. Judge Ryan declined to do so, pointing out that the matter before him was a new motion. Because the testimony at the hearing before Judge M. Sanchez was neither introduced nor considered at the hearing before Judge Ryan, it will not be considered by us in determining the propriety of Judge Ryan’s ruling.

(b) The only evidence introduced at the hearing before Judge Ryan consisted of exhibits. Although a designation conference was held, N.M.Crim.App. 209, at which the complete transcript of the hearing before Judge Ryan was designated for use on appeal, the designation order makes no mention of the exhibits. There is nothing indicating that either party asked Judge Ryan to designate that the exhibits be transmitted to this Court, yet either party could have done so. N.M.Crim.App. 208. The exhibits were not transmitted to this Court until we requested them.

Defendant contends the failure of the State to cause the exhibits to be transmitted to this Court is fatal to the State’s appeal. He points out that in the absence of the exhibits, certain statements by counsel, in the briefs, have no evidentiary support in the hearing before Judge Ryan. In support of this argument, he reminds us that statements of counsel are not evidence. State v. Duran, 91 N.M. 38, 570 P.2d 39 (Ct.App.1977). Defendant also reminds us that the burden is on the appellant, in this case the State, to provide the necessary appellate record. See State v. Duran, 91 N.M. 756, 581 P.2d 19 (1978).

Defendant’s argument overlooks the fact that the State has provided a complete transcript of the hearing before Judge Ryan. This “complete transcript” distinguishes State v. Alderete, 91 N.M. 373, 574 P.2d 592 (Ct.App.1977). If the exhibits are not to be considered, this transcript shows a total absence of evidence at the hearing before Judge Ryan and, thus, nothing that even arguably supports Judge Ryan’s ruling. The State having provided a transcript showing an absence of evidence, the result would be a reversal of Judge Ryan’s ruling without reaching the merits.

The issues argued before Judge Ryan cannot be intelligently considered without reference to the exhibits. We ordered transmission of the exhibits to us in order to consider those issues. We have authority, on our own motion (neither party ever asked that the exhibits be transmitted) to have exhibits sent to us for our review when those exhibits had been introduced, and relied on, before the trial court. The exhibits are before us on our own motion; accordingly, we consider the merits of the appellate issues.

Burden of Proof

Judge Ryan granted the motion to strike all the prior convictions charged in the supplemental information. We do not know on what basis the motion was granted. Remarks by Judge Ryan during the course of the hearing leave the impression that the motion to strike may have been granted on the basis that the State had failed to meet its burden of proof. If this impression is correct, we have the question of what was meant by “burden of proof” and at what point in time the burden was not met. Accordingly, we repeat statements from our prior opinions.

State v. Dawson, 91 N.M. 70, 570 P.2d 608 (Ct.App.1977) held:

The State makes a prima facie case upon proof that defendant has been convicted of a prior felony.
* * * * * *
Defendant’s position throughout has been that the State has the burden of proving the validity of the prior convictions. Until defendant raised an issue as to the validity of the prior convictions, “validity” was not an issue in the case.

See State v. Gallegos, 91 N.M. 107, 570 P.2d 938 (Ct.App.1977).

Defendant’s motion asserted that all of the prior convictions, charged in the supplemental information, were invalid. State v. O’Neil, 91 N.M. 727, 580 P.2d 495 (Ct.App.1978) states:

Having made this contention, defendant was entitled to present evidence going toward the asserted invalidity.
Summarizing: 1. Defendant has the burden of producing evidence in support of his defense that his prior convictions are invalid. 2. Until such evidence is produced, this defense simply is not a matter to be decided. 3. Once such evidence is produced, the State has the burden of persuasion as to the validity of the prior convictions.

There is no issue in this appeal concerning identity. State exhibits, showing the prior convictions, made a prima facie case as to the prior convictions. Defendant’s motion to strike claimed the prior convictions were constitutionally invalid. See State v. Gallegos, supra. Defendant’s exhibits, however, were not evidence tending to establish constitutionally invalid convictions. There being no evidence that the prior convictions were constitutionally invalid, there was no “validity” issue to be decided and the State did not fail to meet its burden of proof. We discuss defendant’s exhibits in the next two issues.

Absence of Record

Defendant’s 1954 and 1970 New Mexico convictions were based on his guilty pleas. Defendant’s exhibit 1 is an affidavit of the clerk of the Bernalillo County District Court.

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Bluebook (online)
594 P.2d 1186, 92 N.M. 730, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-garcia-nmctapp-1979.