State v. Taylor

704 P.2d 443, 103 N.M. 189
CourtNew Mexico Court of Appeals
DecidedJune 13, 1985
Docket8135
StatusPublished
Cited by33 cases

This text of 704 P.2d 443 (State v. Taylor) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Taylor, 704 P.2d 443, 103 N.M. 189 (N.M. Ct. App. 1985).

Opinion

„ OPINION

BIVINS, Judge.

This court granted defendant’s application for an interlocutory appeal raising two issues:

1. Was defendant denied his constitutional right to be confronted with the witnesses against him when he was excluded from a competency hearing conducted by a magistrate during preliminary examination, and when his counsel was restricted to submitting written questions; and

2. Was the hearsay statement of the incompetent witness, here a three-year-old, offered through the parents admissible, and if so, did this nevertheless deny defendant his constitutional right of confrontation?

Defendant was charged by information in magistrate court with one count of digital criminal sexual penetration of J.M., a three-year-old boy, contrary to NMSA 1978, Section 30-9-ll(A) (Repl.Pamp.1984). The factual basis for the charge alleged that defendant digitally penetrated the child’s rectum.

Prior to the preliminary hearing the state filed a “Notice of Intent to Make Use of Statements,” indicating an intention to use the hearsay statements of J.M. through his mother and stepfather pursuant to NMSA 1978, Evid.Rule 803(24) (Repl.Pamp.1983). The state contended J.M. was unavailable as a witness because he was incompetent to testify.

At the preliminary examination the magistrate ruled that she should make a determination as to J.M.’s competency. See State v. Noble, 90 N.M. 360, 563 P.2d 1153 (1977); State v. Manlove, 79 N.M. 189, 441 P.2d 229 (Ct.App.1968). The magistrate ordered defendant from the courtroom while she questioned the child. She also ruled that while defense counsel could remain, he could not directly question J.M., but did allow questions to be submitted for the magistrate to ask. Defendant objected to these procedures. After questioning J.M. in the presence of his parents and counsel, the magistrate ruled the child incompetent to testify because his communication skills were nil.

The magistrate then proceeded with the preliminary examination, allowing J.M.'s parents to testify over defendant’s objection as to statements the child had made concerning the alleged crime and the identity of the claimed perpetrator or perpetrators. Defendant objected. At the conclusion of the examination, the magistrate found probable cause to bind defendant over to district court for trial.

Defendant moved the district court to dismiss the information on the basis that his right of confrontation had been denied when he was excluded during the competency hearing, and his counsel was restricted to submitting written questions, and that the magistrate admitted hearsay testimony in violation of the evidentiary rules and defendant’s right of confrontation. The district court denied the motion, but certified these issues for interlocutory appeal. NMSA 1978, § 39-3-3.

We now hold that defendant’s confrontation rights were not violated by his exclusion from the competency hearing or by the restrictions imposed on his counsel, but that admission of the hearsay statement was unauthorized by the Rules of Evidence. Consequently, we need not reach defendant’s constitutional claim as to the hearsay statement. State v. Self, 88 N.M. 37, 536 P.2d 1093 (Ct.App.1975).

We first discuss general considerations, and then address the two issues.

1. General considerations

There are two means of proceeding against a person accused of a capital, felonious or infamous crime: either by presentment or indictment of a grand jury or by information. N.M. Const, art. II, § 14. No person shall be held on information without having had a preliminary examination before an examining magistrate, or having waived such preliminary examination. Id.; NMSA 1978, Magis.Crim.R. 15 (Repl.Pamp. 1981).

Here the state proceeded by information, thus triggering defendant’s right to a preliminary examination. The rules of criminal procedure for magistrate courts require the presence of a defendant “at the arraignment and at every stage of the trial,” subject to exceptions not applicable here. NMSA 1978, Magis.Crim.R. 30 (Cum.Supp. 1984).

In addition, art. II, Section 14 of the New Mexico Constitution and the Sixth Amendment to the United States Constitution guarantee to an accused the right “to be confronted with the witnesses against him.” The Sixth Amendment is made applicable to the states through the Fourteenth Amendment. Pointer v. Texas, 380 U.S. 400, 85 S.Ct. 1065, 13 L.Ed.2d 923 (1965).

Defendant urges his constitutional right to confrontation was violated by the magistrate’s rulings excluding him from the competency hearing, claiming that presence of counsel does not act as a waiver of defendant’s presence. State v. McClure, 94 N.M. 440, 612 P.2d 232 (Ct.App.1980). Further, defendant contends that by not permitting cross-examination of J.M. by his counsel, defendant was also denied his confrontation rights. Mascarenas v. State, 80 N.M. 537, 458 P.2d 789 (1969); State v. Lunn, 82 N.M. 526, 484 P.2d 368 (Ct.App.1971). In Mascarenas v. State, the supreme court held:

The denial of the right of an accused to fully cross-examine a hostile witness deprives him of the right guaranteed by the constitution “to be confronted with the witnesses against him.”

80 N.M. at 539, 458 P.2d 789 (citation omitted).

The denial of cross-examination is raised at the competency hearing level, where defense counsel was restricted to submitting written questions, and at the preliminary examination, where defendant was not allowed to cross-examine J.M. because his out-of-court statement was admitted through his parents. As stated before, because we hold the hearsay statement inadmissible under the Rules of Evidence, we do not reach the confrontation issue as to the hearsay. We do, however, address the confrontation issue as it relates to the competency hearing.

Therefore, if it is determined that defendant was denied his constitutional rights, the effect would be that there has been no hearing, and the district court would be without jurisdiction to proceed. Mascarenas v. State.

With those principles in mind, we turn to the specific questions presented.

2. The competency hearing.

Confrontation rights include defendant’s right to be present at every stage of the trial and his counsel’s right to participate. State v. Garcia, 95 N.M. 246, 620 P.2d 1271 (1980). See also State v. Boyd, 160 W.Va. 234, 233 S.E.2d 710 (1977).

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Bluebook (online)
704 P.2d 443, 103 N.M. 189, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-taylor-nmctapp-1985.