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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 2 Opinion Number: __________ 3 Filing Date: August 21, 2025 4 No. A-1-CA-41444 5 STATE OF NEW MEXICO, 6 Plaintiff-Appellee, 7 v. 8 DANIEL MONTOYA, 9 Defendant-Appellant.
10 APPEAL FROM THE DISTRICT COURT OF OTERO COUNTY 11 Angie K. Schneider, District Court Judge
12 Raúl Torrez, Attorney General 13 Santa Fe, NM 14 Charles J. Gutierrez, Senior Solicitor General 15 Albuquerque, NM
16 for Appellee
17 Bennett J. Baur, Chief Public Defender 18 Kimberly Chavez Cook, Appellate Defender 19 Santa Fe, NM
20 for Appellant 1 OPINION 2 YOHALEM, Judge. 3 {1} Defendant was convicted of the following sex crimes perpetrated against 4 Child when she was five years old: (1) four counts (Counts 1, 2, 3, and 4) of criminal 5 sexual penetration of a minor (CSPM) (under the age of thirteen), contrary to NMSA 6 1978, Section 30-9-11(D)(1) (2009); (2) four counts (Counts 5, 6, 7, and 8) of 7 criminal sexual contact of a minor (CSCM), contrary to NMSA 1978, Section 30-9- 8 13(C)(1) (2003); and (3) one count (Count 9) of contributing to the delinquency of 9 a minor, contrary to NMSA 1978, Section 30-6-3 (1990). Child was nearly nine 10 years old when she testified at Defendant’s trial. Defendant’s primary claim on 11 appeal is that the district court erred in allowing the State to play for the jury the 12 minimally redacted videotape of Child’s safehouse interview as a recorded 13 recollection under Rule 11-803(5) NMRA. Alternatively, Defendant claims plain 14 error in the district court’s failure to exclude portions of Child’s safehouse interview 15 under Rule 11-403 NMRA, as more prejudicial than probative, and under Rule 11- 16 404(B) NMRA, as prejudicial evidence of uncharged conduct. Defendant also 17 challenges the sufficiency of the evidence, during the time period from January 1, 18 2019 to July 1, 2019, to support his conviction of either CSPM or CSCM for conduct 19 during that time, and claims that his conviction of a third count of CSPM during the 20 time period from July 1, 2019 to January 22, 2020, violates his right to be free of
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1 double jeopardy. Concluding that the evidence did not support Defendant’s 2 convictions for conduct prior to July 1, 2019, we vacate Defendant’s convictions for 3 Counts 3, 5, and 7. We affirm the convictions on the remaining counts (1, 2, 4, 6, 8, 4 and 9) and remand for resentencing. 5 DISCUSSION 6 {2} We address each of the issues raised by Defendant in turn, incorporating the 7 relevant facts as necessary to each argument.
8 I. The District Court Did Not Abuse Its Discretion in Admitting the 9 Safehouse Interview Over Defendant’s Foundation Objection
10 {3} Defendant makes two claims of error in the district court’s admission of 11 Child’s safehouse interview as substantive evidence under the recorded recollection 12 exception to the hearsay rule, Rule 11-803(5). First, Defendant contends that the 13 State failed to lay the requisite foundation for the admission of the safehouse 14 interview as a recorded recollection. Specifically, Defendant contends that the State 15 did not establish that Child could not remember the incidents at issue sufficiently to 16 testify at trial. Defendant argues that a recorded statement cannot be admitted under 17 Rule 11-803(5) without the party seeking to introduce the evidence first establishing 18 the witness’s lack of memory by attempting unsuccessfully to refresh the witness’s 19 recollection under Rule 11-612 NMRA. According to Defendant, in this case, the 20 State was required to ask Child a question, and if Child responded that she did not 21 remember, the State could show Child the relevant answer in the safehouse interview
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1 video recording, and ask her if her recollection was refreshed. Only if Child testified 2 that her recollection was not refreshed, and she still could not remember, could the 3 State share that limited portion of the video recording with the jury under Rule 11- 4 803(5). 5 {4} Second, Defendant contends, in the alternative, that even if the entire 6 safehouse interview was properly played for the jury as a recorded recollection, the 7 district court erred in failing to redact, on the court’s own motion, the following: (1) 8 Child’s detailed descriptions of Defendant’s sexual acts that were accompanied 9 either by hand gestures showing the motions made by Defendant, or by Child 10 demonstrating the position of her legs, as more prejudicial than probative, under 11 Rule 11-403; and (2) Child’s statement that Defendant photographed Child nude and 12 engaged in anal penetration, as prejudicial evidence of uncharged crimes, under Rule 13 11-404(B). 14 {5} Because Defendant challenges the admission of evidence at trial, we review 15 the district court’s rulings under an abuse of discretion standard and “will not reverse 16 in the absence of a clear abuse.” State v. Sarracino, 1998-NMSC-022, ¶ 20, 125 17 N.M. 511, 964 P.2d 72. We will find an abuse of discretion only when the “[district] 18 court’s decision was obviously erroneous, arbitrary or unwarranted.” State v. 19 Trujillo, 2002-NMSC-005, ¶ 15, 131 N.M. 709, 42 P.3d 814 (internal quotation 20 marks and citation omitted).
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1 A. The State Laid a Sufficient Foundation Under Rule 11-803(5) to Allow 2 the Jury to Consider Child’s Safehouse Interview as Substantive 3 Evidence Supplementing Child’s Trial Testimony
4 {6} Child’s safehouse interview is an unsworn out-of-court statement offered for 5 the truth of the matter asserted, and, as such, is hearsay under Rule 11-801(C) 6 NMRA. To be admissible, therefore, the recording of the interview must fall within 7 an exception to the hearsay rule. See Rule 11-802 NMRA (“Hearsay is not 8 admissible except as provided by these rules or by other rules adopted by the 9 Supreme Court or by statute.”). 10 {7} Rule 11-803(5), the exception to the hearsay rule that is the focus of the 11 arguments in this case, permits the admission as substantive evidence of an out-of- 12 court statement preserved in a memorandum or recording, so long as the following 13 criteria are met:
14 (a) is on a matter the witness once knew about but now cannot recall 15 well enough to testify fully and accurately,
16 (b) was made or adopted by the witness when the matter was fresh in 17 the witness’s memory, and
18 (c) accurately reflects the witness’s knowledge. 19 Id. 20 {8} If these criteria are met, the evidence is admitted for its truth, and supplements 21 the witness’s oral testimony in court where the witness has some memory, but is 22 unable to recall sufficiently to testify “fully and accurately.” 2 Robert P. Mosteller
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1 et al., McCormick on Evidence § 282 (9th ed. 2025) (stating that proof of a total lack 2 of recall is not required—just that the witness’s present recollection is less accurate 3 and detailed than a statement made closer to the time of the event). 4 {9} The foundation required for the admission of a statement as a recorded 5 recollection is evidence establishing each of the following requirements listed in 6 Rule 11-803(5): (1) the witness once knew about the matter; (2) the witness cannot 7 now recall well enough to testify “fully and accurately”; (3) the recorded statement 8 was made “when the matter was fresh in the witness’s memory”; and (4) the recorded 9 statement “accurately reflects the witness’s knowledge.” Id.; see State v. Macias, 10 2009-NMSC-028, ¶ 34, 146 N.M. 378, 210 P.3d 804 (finding a lack of foundation 11 under Rule 11-803(5) where the witnesses did not testify that “[they] had made or 12 adopted the recordings when the matter was fresh in [their] memory or that the 13 information in the recordings correctly reflected [their] knowledge”), overruled on 14 other grounds by State v. Tollardo, 2012-NMSC-008, ¶ 37 n.6, 275 P.3d 110. 15 {10} Defendant’s primary challenge on appeal is to the first foundational 16 requirement found in Rule 11-803(5)(a): whether the State adequately established 17 that the safehouse interview was on a matter Child once knew about and could no 18 longer remember. Defendant argues that Child’s trial testimony showed that she had 19 a present recollection of the charged incidents of sexual abuse, and that her memory 20 of the events had been no better at the time of the safehouse interview. Defendant
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1 points to multiple instances where Child stated on the witness stand that she could 2 not remember an answer to a question asked in court about the date, location, or the 3 number of times the sexual abuse happened—something she also had been unable 4 to remember during the safehouse interview. 5 {11} Defendant’s focus on the questions Child was simply unable to answer at any 6 time—either during the safehouse interview or on the stand at trial—is misplaced. 7 These are not the questions and answers that the State offered to provide the 8 foundation for the playing of the safehouse interview as a recorded recollection. 9 These memory lapses highlighted for the jury the gaps in Child’s testimony, and 10 alerted the jurors to the need to listen for circumstantial evidence that might provide 11 the missing answers as they watched the safehouse video. We note that a young 12 child’s inability to testify to dates, times and places when the child victim has been 13 subjected to repeated molestation over a long period of time has been recognized by 14 our Supreme Court in State v. Lente, 2019-NMSC-020, ¶ 55, 453 P.3d 416, as a 15 problem of proof common to such prosecutions. The Court discussed in Lente the 16 fact that “child victims in resident child molester cases, typically testify to repeated 17 acts of molestation occurring over a substantial period of time but are generally 18 unable to furnish specific details, dates or distinguishing characteristics as to 19 individual acts or assaults.” Id. (alteration, internal quotation marks, and citation 20 omitted).
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1 {12} Rather than relying on the questions Defendant focuses on in his brief, the 2 State met the foundational requirements of Rule 11-803(5) by questioning Child 3 directly about her recollection. The State first established that Child had watched the 4 video recording of the safehouse interview in preparation for the trial and had 5 initialed the disc to attest to her having viewed the recording. She testified at trial 6 that she remembered the safehouse interview, and that she told the interviewer the 7 truth about what happened to her. The State asked Child whether her memory was 8 better on the day of the safehouse interview or the day of trial. Child testified that 9 her memory was better, and that she remembered the details better at the time of the 10 safehouse interview. 11 {13} The truth of Child’s statement that she no longer remembered the details of 12 the incidents she testified to in the safehouse interview, an interview conducted when 13 some of the incidents of sexual molestation had occurred as recently as a few weeks 14 earlier, was confirmed by her answers to the State’s questions about what had 15 happened to her. The prosecutor resorted to a series of short, and potentially leading, 16 questions to obtain any information from Child about what had happened. When 17 asked specifically about acts of sexual penetration, Child testified that she could not 18 remember where the acts occurred, even though she had been able during the 19 safehouse interview to describe several rooms in Defendant’s house and in Child’s 20 house where such incidents occurred. A comparison of Child’s answers in her
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1 testimony in court to the detailed descriptions with distinguishing locations and 2 characteristics for each incident that appear in the safehouse interview shows a 3 distinct deterioration in Child’s memory of the details of the relevant events. Child 4 spoke directly in the safehouse interview about details she did not mention or stated 5 she did not remember during her testimony in court. 6 {14} It was also reasonable for the district court to consider Childs’s young age 7 when the abuse occurred in assessing the evidence of an impaired memory. Child 8 was only five years old at the time of the safehouse interview and more than three 9 years had passed between that interview and Defendant’s trial. At trial, Child was 10 just two weeks shy of her ninth birthday. Even an adult might have had difficulty 11 testifying “fully and accurately,” Rule 11-803(5)(a), about traumatic events 12 occurring repeatedly over a substantial period of time after such a long delay. 13 {15} We find no abuse of discretion in the district court’s finding based on the 14 evidence in the record that Child could not testify fully and accurately at trial to 15 events she remembered and testified accurately about in the safehouse interview. See 16 State v. Taylor, 1985-NMCA-063, ¶ 54, 103 N.M. 189, 704 P.2d 443 (explaining 17 that the district court determines the sufficiency of the foundation for the admission 18 of evidence, and we review for “specific facts and rational inferences supporting the 19 foundational facts necessary to admit evidence”).
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1 {16} We also reject Defendant’s argument, raised for the first time on appeal, that 2 the State was required to first attempt to refresh Child’s memory under Rule 11-612 3 before it could show any part of the recorded safehouse interview to the jury as a 4 recorded recollection under Rule 11-803(5). Although the Rule 11-612 argument 5 made on appeal was not specifically preserved, we opt to address it to clarify the 6 foundation required for the introduction of a witness’s prior statements as a recorded 7 recollection. 8 {17} Defendant argues that State v. Padilla, 1994-NMCA-067, 118 N.M. 189, 879 9 P.2d 1208, supports the proposition that the introduction of a statement into evidence 10 as a recorded recollection requires the proponent of the statement to first attempt 11 unsuccessfully to refresh the witness’s recollection following the procedure for 12 refreshing recollection generally followed under Rule 11-612. We do not agree that 13 Padilla imposes such a requirement. 14 {18} In Padilla, the state unsuccessfully attempted to refresh two witnesses’ 15 recollection with their joint written statement to law enforcement the night of the 16 robbery charged against the defendant. The state followed the procedure recognized 17 for refreshing recollection under Rule 11-612: first, asking the witnesses a question 18 about the color of the jacket the robber wore the night of the robbery. When the 19 witnesses each testified that they could not remember, the state allowed them to read 20 the answer provided in their joint statement the night of the crime. When the
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1 witnesses testified they still could not remember, but that they remembered giving 2 the statement that night, that their memory was better, and that they told the truth at 3 that time, the court allowed the answer given in the prior statement to be read to the 4 jury and admitted as substantive evidence as a recorded recollection under Rule 11- 5 803(5). Padilla, 1994-NMCA-067, ¶ 34. This Court affirmed the district court’s 6 admission of the statement under what is now codified as Rule 11-803(5). Padilla, 7 1994-NMCA-067, ¶ 36. 8 {19} Padilla demonstrates that an attempt to refresh recollection under Rule 11- 9 612, along with some supplemental questions of the witness about when the prior 10 statement was made, whether they were telling the truth, and whether their memory 11 was better at the time, can be used to establish the foundation for admission of a 12 statement as a recorded recollection under Rule 11-803(5). See Padilla, 1994- 13 NMCA-067, ¶ 34. Padilla, however, does not support the proposition argued by 14 Defendant on appeal—that an attempt to refresh recollection must be made to 15 establish the foundation for recorded recollection under Rule 11-803(5). Even in 16 Padilla, where an attempt to refresh recollection under Rule 11-612 was made, the 17 prior statement was found to be admissible for its truth because the witnesses 18 testified to each of the foundational requirements of Rule 11-803(5): (1) “that they 19 once had knowledge”; (2) “they had accurately conveyed [that knowledge] to [an 20 investigator] at the time of the incident”; (3) they “no longer possessed” that
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1 knowledge; and (4) that the statements were accurately transcribed and attested to. 2 Padilla, 1994-NMCA-067, ¶¶ 34-35; see Macias, 2009-NMSC-028, ¶ 34 (looking 3 solely to whether the witnesses testified to each foundational element set forth in 4 Rule 11-803(5) to determine whether the admission of evidence as recorded 5 recollection was permissible). Instead of imposing a requirement for a Rule 11-612 6 attempt to refresh recollection in every case before turning to Rule 11-803(5), 7 Padilla requires only that the witness testify to each of the foundational elements in 8 Rule 11-803(5). See Padilla, 1994-NMCA-067, ¶ 35 (relying on the witness’s 9 testimony that they once had knowledge they no longer possessed, which was 10 accurately provided in a statement at the time of the incident, to allow the statement 11 to be read to the jury as recorded recollection). 12 {20} For these reasons, we find no abuse of discretion in the district court’s decision 13 to grant the State’s request to play the safehouse interview for the jury as substantive 14 evidence.
15 B. The District Court’s Admission of Child’s Detailed Description of 16 Defendant’s Criminal Sexual Conduct Was Not Plain Error
17 {21} Defendant concedes that the remaining evidentiary issues he raises in the 18 alternative to his argument for exclusion of the entire safehouse interview were not 19 preserved in the district court, and that our review, therefore, is for plain error. To 20 reverse a conviction based on plain error, the reviewing court must be convinced that 21 the testimony was admitted in error, and that its admission affected the “substantial
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1 right[s]” of the accused. Rule 11-103(E) NMRA. To find plain error, “the Court must 2 be convinced that admission of the testimony constituted an injustice that created 3 grave doubts concerning the validity of the verdict.” State v. Montoya, 2015-NMSC- 4 010, ¶ 46, 345 P.3d 1056 (internal quotation marks and citation omitted). 5 {22} Defendant argues first that portions of Child’s safehouse interview should 6 have been excluded sua sponte by the district court under Rule 11-403 because they 7 are cumulative of Child’s trial testimony and are more prejudicial than probative. 8 Defendant’s argument is centered on Child’s detailed descriptions in the safehouse 9 interview of each of the sexual acts Defendant engaged in, and focuses, in particular, 10 on Child’s illustration of her descriptions with hand and leg movements referring to 11 the positions she was placed in by Defendant and showing the actions taken by 12 Defendant. Specifically, we understand Defendant to argue that this additional detail 13 in Child’s safehouse interview was cumulative of her trial testimony, and was 14 prejudicial because it served no purpose other than to bolster Child’s trial testimony. 15 We do not agree that the admission of Child’s detailed descriptions of the sexual 16 assaults charged against Defendant was error, let alone that these descriptions meet 17 the high standard either to establish unfair prejudice to Defendant or to undermine 18 judicial integrity required for reversal under plain error review. 19 {23} Rule 11-403 provides that “[t]he court may exclude relevant evidence if its 20 probative value is substantially outweighed by a danger of one or more of the
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1 following: unfair prejudice, confusing the issues, misleading the jury, undue delay, 2 wasting time, or needlessly presenting cumulative evidence.” Evidence is unfairly 3 prejudicial “if it is best characterized as sensational or shocking, provoking anger, 4 inflaming passions, or arousing overwhelmingly sympathetic reactions, or 5 provoking hostility or revulsion or punitive impulses, or appealing entirely to 6 emotion against reason.” State v. Stanley, 2001-NMSC-037, ¶ 17, 131 N.M. 368, 37 7 P.3d 85 (internal quotation marks and citation omitted). The determination of unfair 8 prejudice is “fact sensitive,” and, accordingly, “much leeway is given trial judges 9 who must fairly weigh probative value against probable dangers.” State v. Otto, 10 2007-NMSC-012, ¶ 14, 141 N.M. 443, 157 P.3d 8 (internal quotation marks and 11 citation omitted). Importantly, Rule 11-403 does not guard against any prejudice 12 whatsoever, but only against unfair prejudice. Otto, 2007-NMSC-012, ¶ 16. 13 {24} We first address Defendant’s claim that Child’s safehouse interview was 14 cumulative of her trial testimony, and should have been excluded under Rule 11-403 15 as unnecessary and prejudicial. We noted previously in this opinion that Rule 11- 16 803(5) contemplates the supplementation of a witness’s trial testimony with details 17 that the witness no longer remembers. Proof of a total lack of recall is not required— 18 just that the witness’s present recollection is impaired such that supplementation 19 with the prior statement will allow the jury to hear full and accurate testimony. See 20 2 Mosteller, supra, § 282. In other words, even where a witness is able to testify at
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1 trial about the relevant events, Rule 11-803(5) allows the admission of a prior 2 statement where the witness testified more fully, with a greater level of detail, 3 “concerning a matter about which the victim once knew but now cannot recall well 4 enough to testify fully and accurately,” so long as the testimony is “not merely 5 cumulative of the victim’s testimony at trial.” Commonwealth v. Shelton, 170 A.3d 6 549, 552-53 (Pa. Super. Ct. 2017) (alteration, internal quotation marks, and citation 7 omitted). 8 {25} In this case, our review of the video recording of Child’s safehouse interview 9 shows that, rather than being cumulative of Child’s trial testimony as Defendant 10 claims, the safehouse interview supplemented Child’s trial testimony by providing 11 additional details and by elaborating on Child’s description of the charged incidents 12 of abuse at trial. The safehouse interview supplemented her trial testimony rather 13 than merely repeating it. We, therefore, reject Defendant’s claim that the safehouse 14 interview was cumulative of Child’s trial testimony. 15 {26} Defendant also asks this Court to find that Child’s descriptions in the video 16 recording of his conduct were so obviously prejudicial that the district court should 17 have excluded those descriptions, even without objection from Defendant. See State 18 v. Paiz, 1999-NMCA-104, ¶ 27, 127 N.M. 776, 987 P.2d 1163 (reversing for plain 19 error where the district court’s error was “obvious” to this Court). We decline to 20 apply the plain error exception to excuse Defendant’s failure to preserve his
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1 objections. Defendant failed to direct the district court’s attention to any particular 2 part of the forty-minute-long video recording and failed, both in the district court 3 and in his briefing to this Court, to provide any argument to support his claim that 4 the evidence presented was more prejudicial to Defendant than it was probative of 5 the issues before the jury. There is a purpose for the requirement that an objection to 6 admission of evidence be brought to the district court’s attention and a ruling 7 obtained. “[T]he plain error rule should be applied with caution” and only where the 8 error is obvious and seriously affects the integrity or fairness of the judicial 9 proceedings. See State v. Marquez, 1974-NMCA-129, ¶ 19, 87 N.M. 57, 529 P.2d 10 283. 11 {27} In this case, we cannot say that the balance between probative value and 12 prejudice required the exclusion of this evidence under Rule 11-403. Rather, the 13 evidence Defendant claims should be excluded based on plain error was not only 14 relevant, it was necessary to meet the standard set by our Supreme Court in Lente 15 for the minimum evidence required to convict a defendant of repeated sexual 16 molestation of a child over a long period of time. See 2019-NMSC-020, ¶ 68. Our 17 Supreme Court stated in Lente that “the child victim must describe the proscribed 18 act or acts committed with sufficient specificity to establish that unlawful conduct 19 did in fact occur and to permit a jury to differentiate between the various types of 20 sex acts to which the child victim was subjected.” Id. Where, as was the case here,
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1 the credibility of the child is at issue, our Supreme Court recognized that additional 2 details of the various assaults may assist the jury in evaluating the child’s credibility. 3 Id. ¶ 64. 4 {28} We are not persuaded that it was an abuse of the district court’s discretion to 5 conclude that the evidence Defendant now claims should have been excluded as 6 plain error had strong probative value that was not substantially outweighed by 7 unfair prejudice to Defendant. Finding no error in the admission of the safehouse 8 interview, we affirm the district court’s admission of this evidence without 9 addressing the alleged prejudice to Defendant, the second prong of the plain error 10 analysis. 11 C. Defendant Failed to Establish Plain Error Under Rule 11-404(B) 12 {29} We turn next to Defendant’s claim that the district court’s failure to sua sponte 13 exclude Child’s safehouse interview testimony about Defendant taking nude 14 photographs of her, and about anal intercourse, was plain error because these were 15 uncharged crimes, and the admission of evidence about them was unfairly 16 prejudicial, in violation of Rule 11-404(B) and Rule 11-403. Defendant asserts this 17 claim in a single paragraph in his brief on appeal. He provides no argument either 18 on the merits of his claim of error under Rule 11-404(B), or on how Child’s brief 19 mention of these matters “constituted an injustice that created grave doubts 20 concerning the validity of the verdict,” as required to establish plain error. See
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1 Montoya, 2015-NMSC-010, ¶ 46 (internal quotation marks and citation omitted). 2 “[W]e do not review unclear or undeveloped arguments [that] require us to guess at 3 what a part[y’s] arguments might be.” State v. Fuentes, 2010-NMCA-027, ¶ 29, 147 4 N.M. 761, 228 P.3d 1181. We, therefore do not address this argument.
5 II. Defendant’s Three Convictions for the Charging Period January 1, 2019 6 to July 1, 2019, Are Not Supported by Substantial Evidence
7 {30} The State used a charging structure that separated Defendant’s crimes into two 8 distinct six-month time periods: (1) January 1, 2019 to July 1, 2019; and (2) July 1, 9 2019 to January 22, 2020. Defendant argues that the State failed to prove that Counts 10 3, 5, and 7 occurred during the January 1, 2019 to July 1, 2019 time period, charged 11 in each of these counts. 12 A. Standard of Review 13 {31} Under the sufficiency of the evidence standard of review, we “must view the 14 evidence in the light most favorable to the guilty verdict, indulging all reasonable 15 inferences and resolving all conflicts in the evidence in favor of the verdict.” State 16 v. Vest, 2021-NMSC-020, ¶ 35, 488 P.3d 626 (internal quotation marks and citation 17 omitted). “The relevant question is whether, after viewing the evidence in the light 18 most favorable to the prosecution, any rational trier of fact could have found the 19 essential elements of the crime beyond a reasonable doubt.” Id. (internal quotation 20 marks and citation omitted).
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1 B. The Governing Law for Sufficiency of the Evidence in Child Sex Abuse 2 Cases
3 {32} Our review of this claim is governed by Lente, in which our Supreme Court 4 addressed issues that frequently arise regarding the sufficiency of evidence based on 5 the testimony of “child victims in resident child molester cases.” 2019-NMSC-020, 6 ¶ 55. To address the fact that it is common that children who are repeatedly sexually 7 molested over a period of time can only provide “generalized accounts of frequent 8 sexual contact with the defendant,” id. ¶ 1, our Supreme Court clarified in Lente that, 9 in relation to the time of the occurrences, a child victim need only “describe the 10 general time period in which the proscribed acts occurred.” Id. ¶ 70. The Court gave 11 as examples of sufficient specificity, “‘[t]he summer before my fourth grade,’ or 12 ‘during each Sunday morning after he came to live with us.’” Id. ¶ 70 (quoting 13 People v. Jones, 792 P.2d 643, 655 (Cal. 1990) (in bank). These examples assume 14 that other evidence in the record at trial establishes when the child was in fourth 15 grade or when the defendant came to live with child’s family. Our review, then, is 16 not limited to the testimony of the child victim, but incorporates evidence that 17 cumulatively establishes the details needed to satisfy the State’s obligation to prove 18 a given time period, as alleged in an indictment.
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1 C. There is No Evidence in the Record That Would Allow a Reasonable Jury 2 to Attribute Any of Defendant’s Proscribed Acts to a Time Before July 1, 3 2019
4 {33} Our sufficiency of the evidence standard of review requires this Court to 5 “view the evidence in the light most favorable to the guilty verdict, indulging all 6 reasonable inferences and resolving all conflicts in the evidence in favor of the 7 verdict.” Vest, 2021-NMSC-020, ¶ 35 (internal quotation marks and citation 8 omitted). Where, however, there is no evidence in the record that would allow the 9 jury to determine that any of Defendant’s charged criminal acts happened prior to 10 July 1, 2019, we are required to reverse the convictions for the January 1, 2019 to 11 July 1, 2019 time period. Our thorough review of the record reveals that reversal is 12 required here. 13 {34} Child testified at trial that the acts of sexual abuse happened during the time 14 period Defendant babysat Child. In regard to when the babysitting began, or how 15 much time had passed since it began, Child testified only that Defendant had been 16 babysitting for “a long time.” Child testified that she was subjected to cunnilingus 17 several times during the time Defendant babysat for her. She described three specific 18 locations where cunnilingus occurred—in Defendant’s bedroom while Defendant 19 babysat at his home, in Defendant’s bathroom at his house, and at least once in her 20 brother’s bathroom in her house. Child also testifies to incidents of CSPM with 21 Defendant’s penis, and several incidents of criminal sexual touching. Despite these
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1 descriptions of incidents, and her statement of a “long time,” Child provided no 2 information about when Defendant began babysitting for her, or about when the 3 babysitting occurred at the locations she described that would allow these incidents 4 to be placed within a particular time period. Child’s testimony alone, therefore, does 5 not provide sufficient evidence to identify the time period during which the incidents 6 occurred or even the length of time the abuse continued. 7 {35} We look to the other evidence during trial to determine if the State established 8 when Defendant began babysitting Child, the one marker of the time of occurrence 9 in Child’s testimony. If that fact were established by the testimony of another 10 witness, Child’s testimony as to that marker in time would be sufficient to establish 11 when Defendant’s prohibited acts began. 12 {36} Child’s mother testified at trial. She described a time period in 2017 during 13 which Child’s maternal grandmother lived with the family and helped care for Child. 14 Although Mother testified that grandmother moved out after a year, apparently in 15 2018, Mother did not testify that she began relying on Defendant for childcare at that 16 time. With regard to the timing of Defendant beginning to babysit, Mother testified 17 that when she was working two jobs “[f]rom late in the year of 2019,” she “had a lot 18 of help from [Defendant].” Mother provided details of how she and Defendant 19 coordinated Child’s care—that Defendant would pick up Child after school or that 20 Mother would bring Child to Defendant’s home, and that Child would sometimes
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1 spend Friday nights at Defendant’s home, without further clarifying when 2 Defendant’s babysitting began. This testimony, therefore, establishes only that 3 Defendant was babysitting Child during the latter portion of 2019, both during the 4 summer and during the 2019-20 school year, and is not sufficient to support the 5 convictions during the six-month period prior to July 1, 2019. 6 {37} The State relies in its appellate brief on Mother’s testimony that Defendant 7 babysat Child more frequently during the summer than during the school year to 8 establish that some of Defendant’s prohibited acts occurred before July 1, 2019. 9 Mother’s testimony, however, does not indicate whether she is referring to more than 10 one school year, and to more than one summer, or only to the summer of 2019 and 11 the 2019-20 school year. Nor does Mother provide any evidence as to the date 12 Child’s summer schedule began, again making it impossible without speculation to 13 place the start of Defendant’s babysitting before July 1, 2019. 14 {38} The State also relies on a single sentence where Mother mentions working full 15 time for Ultra Health. We do not agree that this sentence fixes the parameters of the 16 State’s January 1, 2019 to July 1, 2019 charging period. Mother continued to work 17 full time at Ultra Health according to her testimony until sometime late in 2019, 18 when she switched to working for Ultra Health on the weekends and another 19 company during the week. Mother’s mention of Defendant babysitting while she 20 was working full time for Ultra Health, thus cannot bear the weight the State attempts
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1 to place on it. That statement, unaccompanied by any mention of a time period other 2 than during the summer, when Mother was working full time for Ultra Health—a 3 description that fits the summer of 2019—does not provide a sufficient basis to 4 support the State’s January 1, 2019 to July 1, 2019 charging period. 5 {39} The State also cites to its opening and closing statements at trial to support the 6 January 1, 2019 to July 1, 2019 charging period. In its opening statement, the State 7 represented that it would present evidence that Mother needed assistance with 8 babysitting in the “months and years before January 22nd, 2020.” In its closing 9 statement, the State represented that, as of January 22, 2020, the date of the 10 safehouse interview, Defendant’s sexual abuse of Child “had been going on for a 11 year, year and a half.” Neither opening nor closing statements, however, are 12 evidence. 13 {40} Convictions for crimes committed during a particular charging period cannot 14 be upheld by this Court when there is no evidence supporting conduct during that 15 charging period. We, therefore, reverse Defendant’s conviction of Counts 3, 5, and 16 7, the three counts charged during the January 1, 2019 to July 1, 2020 time period. 17 III. Double Jeopardy 18 {41} Last, Defendant argues that his conviction of Count 4 (CSPM for licking the 19 anus and/or vagina of Child during the charging period July 1, 2019 to January 22, 20 2020, is not sufficiently distinct from Count 1 and 2, charging CSPM for Defendant
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1 causing victim to engage in cunnilingus during the same charging period. 2 Defendant’s argument is not well-taken. 3 A. Standard of Review 4 {42} We apply a de novo standard of review to a double jeopardy claim. See State 5 v. Cummings, 2018-NMCA-055, ¶ 6, 425 P.3d 745. The Double Jeopardy Clause of 6 the Fifth Amendment of the United States Constitution, made applicable to the states 7 by the Fourteenth Amendment, protects against “multiple punishments for the same 8 offense.” State v. Sena, 2020-NMSC-011, ¶ 44, 470 P.3d 227 (internal quotation 9 marks and citation omitted). Defendant does not argue that the New Mexico 10 Constitution affords him greater rights than the Fifth Amendment, so we review 11 Defendant’s claim only pursuant to the federal right. See id. (reviewing double 12 jeopardy claims only pursuant to the Fifth Amendment when the defendant does not 13 argue that the New Mexico Constitution affords greater protections than the United 14 States Constitution).
15 B. The Jury Instructions and Applicable Governing Law on Double 16 Jeopardy
17 {43} Counts 1 and 2 are identical CSPM charges for causing Child to engage in 18 cunnilingus twice during the same time period. See UJI 14-957 NMRA. The jury 19 instructions defined cunnilingus as “the touching of the edge or inside of the female 20 sex organ with the lips or tongue.” Defendant does not challenge his convictions of 21 Counts 1 and 2 on double jeopardy grounds because Defendant concedes that Child’s
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1 testimony that Defendant licked her “more than once” sufficiently establishes two, 2 but not more, separate, nonunitary violations of the same statute committed at 3 different times. Defendant, however, challenges his additional conviction for CSPM 4 in Count 4, claiming that the Count 4 conviction for “lick[ing] the anus and/or 5 vagina” is for the same conduct charged in Counts 1 and 2, and that therefore the 6 conviction for Count 4 must be vacated. 7 {44} Defendant’s argument assumes that the evidence supported only two charges 8 for cunnilingus, and that Count 4 is attempting to separately charge “the licking of 9 the . . . anus” during one of the two acts of cunnilingus charged in Counts 1 and 2. 10 Defendant claims that a charge for “licking the anus” violates Defendant’s right to 11 be free of double jeopardy because the licking of the anus and vagina occurred 12 together as a unitary act. 13 {45} We agree with Defendant that Count 4 must be analyzed as an additional 14 charge of cunnilingus for purposes of evaluating Defendant’s claim of double 15 jeopardy. We base our determination, however, on our application of the Foster 16 presumption. In State v. Foster, our Supreme Court stated that “we must presume 17 that a conviction under a general verdict requires reversal if the jury is instructed on 18 an alternative basis for the conviction that would result in double jeopardy, and the 19 record does not disclose whether the jury relied on this legally inadequate 20 alternative.” 1999-NMSC-007, ¶ 28, 126 N.M. 646, 974 P.2d 140, abrogated on
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1 other grounds as recognized in Kersey v. Hatch, 2010-NMSC-020, ¶ 17, 148 N.M. 2 381, 237 P.3d 683. Under Foster, where a jury is instructed that the law states that a 3 crime can be committed in either of two ways, we assume that the jury relied on the 4 way that would create a double jeopardy concern. Id. Here, because the jury was 5 instructed that it could convict based either on vaginal licking or on anal licking or 6 on both, we assume that the conviction was based on vaginal licking, making the 7 Count 4 conviction identical to the convictions for cunnilingus charged in Counts 1 8 and 2. 9 {46} We note that our Supreme Court concluded that “Foster does not require a 10 further presumption that the same conduct was then relied upon by the jury in 11 convicting [a d]efendant of each crime.” Sena, 2020-NMSC-011, ¶ 54. Thus, the 12 Foster presumption can be rebutted by evidence that two crimes, violating the same 13 statute in the same manner, “were separated by both time and intervening events.” 14 Id. ¶ 56; see State v. Franco, 2005-NMSC-013, ¶ 7, 137 N.M. 447, 112 P.3d 1104 15 (“The proper analytical framework is whether the facts presented at trial establish 16 that the jury reasonably could have inferred independent factual bases for the 17 charged offenses.” (internal quotation marks and citation omitted)). In other words, 18 if there is sufficient evidence of a third distinct incident of cunnilingus in the 19 charging period from July 1, 2019 to January 22, 2020, conviction of Count 4 would 20 not violate the double jeopardy clause.
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1 {47} The question then in addressing the double jeopardy issue raised by Defendant 2 involving Counts 1, 2, and 4, is whether the jury reasonably could have inferred that 3 a third, separate act of cunnilingus was committed by Defendant during the relevant 4 time period. Our review of Child’s testimony shows that there was substantial 5 evidence from which the jury could reasonably have inferred that a third, separate 6 act of cunnilingus was committed during the relevant time period. Child testified 7 that Defendant licked her vagina in three different locations: (1) in Defendant’s 8 bedroom in his house, (2) in Defendant’s bathroom in his house, and (3) in her 9 brother’s bathroom in Child’s house. We conclude that the record shows three 10 distinct acts of vaginal licking by Defendant in different locations at different times 11 during the same charging period. The jury could reasonably have convicted 12 Defendant of Count 4 based on this third instance of cunnilingus that is plainly not 13 unitary with the cunnilingus charged in Counts 1 and 2 and therefore this conviction 14 does not violate Defendant’s protection against double jeopardy. We, therefore, 15 affirm Defendant’s conviction of Count 4. 16 CONCLUSION 17 {48} We reverse Defendant’s charges as to Counts 3, 5, and 7 for insufficient 18 evidence. We affirm Defendant’s convictions of Counts 1, 2, 4, 6, 8, and 9. We 19 remand to the district court to resentence Defendant consistent with this opinion.
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1 {49} IT IS SO ORDERED.
2 __________________________________ 3 JANE B. YOHALEM, Judge
4 WE CONCUR:
5 _________________________________ 6 J. MILES HANISEE, Judge
7 _________________________________ 8 KATHERINE A. WRAY, Judge