State v. Smith

767 P.2d 1302, 244 Kan. 283, 1989 Kan. LEXIS 28
CourtSupreme Court of Kansas
DecidedJanuary 20, 1989
Docket61,815
StatusPublished
Cited by14 cases

This text of 767 P.2d 1302 (State v. Smith) is published on Counsel Stack Legal Research, covering Supreme Court of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Smith, 767 P.2d 1302, 244 Kan. 283, 1989 Kan. LEXIS 28 (kan 1989).

Opinions

The opinion of the court was delivered by

Miller, C.J.:

The defendant, Richard A. Smith, was charged in the district court of Geary County with delivery of cocaine, a felony, in violation of K.S.A. 65-4127a. The trial court dismissed the case, holding that this prosecution was barred by the terms of a plea agreement which the State and Smith had entered into in an earlier and unrelated case. The State appeals.

The State has briefed two issues. It contends that the trial court abused its discretion in ruling that this prosecution was barred by the terms of the plea agreement, and that the trial court erred in construing the plea agreement. Since we conclude that the trial court erred in its construction of the plea agreement, we reverse without reaching the abuse of discretion argument.

The facts are undisputed and we shall attempt to give them in chronological order. On April 16, 1987, a federal undercover agent bought a quarter gram of cocaine from a man he knew only as “Smitty.”- Later that month, he reported this activity to Roger Williams, a Junction City police narcotics investigator. Williams knew the defendant, Richard Allen Smith, but did not know him as “Smitty.” The defendant’s photograph appeared in “mug” books of the Junction City Police Department in April 1987, but the federal agent did not review the books, and did not make an identification of the person from whom he made the narcotics purchase until several months later.

The defendant entered into a plea agreement with the State on [284]*284July 13, 1987, in a consolidated proceeding involving three earlier cases in which he was charged with theft by force, forgery, and theft. The plea agreement, signed by the defendant, his attorney, and an assistant Geary County Attorney, contains the following language which lies at the heart of this appeal: “The State agrees [not] to file any other charges against the defendant based upon information presently known or which should be known by the Geary County Attorney’s office.” (Emphasis supplied.) The plea agreement was approved by the trial court. Defendant’s pleas of guilty to all three charged crimes were accepted and sentence was imposed pursuant to the plea agreement.

Thereafter, on August 18, 1987, the federal agent, while reviewing the Junction City “mug” books in connection with another matter, came across defendant’s photograph and identified him as the “Smitty” from whom he had purchased cocaine in April. This prosecution was commenced on September 8, 1987, based upon information furnished by the federal agent, and the identification made by him on August 18. It is undisputed that at the time the plea agreement was entered into, the Geary County Attorney’s Office had no actual knowledge of defendant’s alleged sale of cocaine in April. The issue then is whether, at the time it entered into the plea agreement, the county attorney’s office should have known of the facts upon which this prosecution is based.

Several rules which govern the interpretation of written contracts are relevant here. The interpretation of a written contract which is unambiguous is a judicial function. Wood River Pipeline Co. v. Willbros Energy Services Co., 241 Kan. 580, 582, 738 P.2d 866 (1987). In that same case, we noted that the intent of the parties and the meaning of a contract are to be determined from the plain, general, and common meaning of terms used. Also, in City of Arkansas City v. Anderson, 242 Kan. 875, Syl. ¶ 1, 752 P.2d 673 (1988), in Willbros, 241 Kan. at 586, and in Patrons Mut. Ins. Ass’n v. Harmon, 240 Kan. 707, Syl. ¶ 1, 732 P.2d 741 (1987), we stated and followed the familiar rule that, regardless of the construction given a written contract by the trial court, an appellate court may construe a written contract and determine its legal effect. See Kennedy & Mitchell, Inc. v. Anadarko Prod. Co., 243 Kan. 130, Syl. ¶ 1, 754 P.2d 803 (1988).

[285]*285Is contract law helpful and properly applied in construing a plea agreement which was entered into in a criminal proceeding? We think so. Our research discloses that this proposition has widespread support. In United States v. Ocanas, 628 F.2d 353, 358 (5th Cir. 1980), cert, denied 451 U.S. 984 (1981), the court concluded that while principles of contract law cannot be blindly incorporated into the area of plea bargaining, they provide a useful analytical framework. In United States v. Calabrese, 645 F.2d 1379, 1390 (10th Cir. 1981), the court said: “Courts have frequently looked to contract law . analogies in determining the rights of defendants aggrieved in the plea negotiation process. See Coopere. United States, 594 F.2d 12, 15-16 (4th Cir. 1979); Westen & Westin, A Constitutional Law of Remedies for Broken Plea Bargains, 66 Cal. L. Rev. 471, 530 (1978).” Similarly, in Cooper v. United States, 594 F.2d at 16, the court commented: “To the extent . . . that there has evolved any general body of ‘plea bargain law,’ it is heavily freighted with . . . contract law analogies.”

Finally, in Note, The Standard of Proof Necessary to Establish that a Defendant Has Materially Breached a Plea Agreement, 55 Fordham L. Rev. 1059, 1065-67 (1987), the author states:

“Although a plea bargain is essentially a contract, it is a peculiar creature of contract law. The exchange that effectuates the agreement is the defendant’s guilty plea and its attendant waiver of constitutional rights. Acceptance of the guilty plea by the court validates the agreement and the waiver. A defendant who plea bargains thus has a due process interest in assuring that the state will not arbitrarily deny him the fulfillment of that agreement. Although contract law provides a framework for legal analysis of plea bargain disputes, it is an imperfect analogy.
“[P]lea agreements are essentially contracts to which contract law may be applied, and . . . the due process clause is the source of the defendant’s constitutional rights implied in plea agreements.”

A question somewhat similar to the one we have before us was considered by the Oregon Court of Appeals in State v. Hamming, 19 Or. App. 265, 527 P.2d 137 (1974), affd 271 Or. 749, 534 P.2d 501 (1975). The Oregon Court of Appeals was considering the rule that a prosecution is prohibited by the bar on double jeopardy if the prosecutor knew or reasonably should have known of facts relevant to the second charge at the time of the original prosecution.

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State v. Smith
767 P.2d 1302 (Supreme Court of Kansas, 1989)

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Bluebook (online)
767 P.2d 1302, 244 Kan. 283, 1989 Kan. LEXIS 28, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-smith-kan-1989.