State v. Knowles

618 P.2d 1245, 289 Or. 813, 1980 Ore. LEXIS 1135
Oregon Supreme Court·Decided October 21, 1980·No. TC 1136, CA 14735, SC 26735·Published·Cited by 37 cases

Opinions

LENT, J.

The issue is whether, under ORS 131.515(2), a conviction on a plea of guilty to unlawful possession of an elk bars a subsequent prosecution of the defendant for unlawfully taking a deer when both animals, freshly killed, had been discovered in plaintiff’s possession at the same time and place.

The historical facts are not disputed. On December 3, 1978, an Oregon State Police officer followed signs of activity into a forested area in Harney County and came upon defendant and two companions in a remote area in possession of an elk and a deer. The defendant was leaning over the dead elk, apparently sawing off the horns. A deer lay nearby. Both animals appeared to have been freshly killed and gutted. Within 30 yards of the scene the officer found the place where the elk had been killed and gutted. The officer followed a blood trail left in the snow where the deer had been dragged for about 100 yards but did not follow the trail to its end because he was losing contact with the defendant and his companions. The officer then cited the three for illegal possession of an elk. He did not cite for the deer because he wished to consult with his superior officers on the matter.

The citation1 ordered defendant to appear on December 5 in the Justice’s Court at Bums in Harney County. Pursuant to the request of defendant, however, he and the officer appeared in that court on December 4, and defendant entered a guilty plea to the charge concerning the elk and was ordered to pay a fine.

Approximately a month later the officer "swore out a felony complaint” against defendant on the basis of the taking of the deer.2 A preliminary hearing was held on this charge in February, 1979, and the defendant was ordered bound over to circuit [816] court. In March, 1979, defendant was charged in circuit court by district attorney’s information of a felony for the taking of the deer. Or Const. Art VTI (Amend.), § 5(5). Upon defendant’s motion the circuit court dismissed on the grounds of former jeopardy, and the State appealed. The Court of Appeals reversed, 43 Or App 567, 603 P2d 1211 (1979), on the basis of State v. Hammang, 271 Or 749, 534 P2d 501 (1975). We there held that a conviction on a guilty plea to a charge of theft did not bar a subsequent prosecution for murder even if both offenses arose out of the same "transaction” and were triable in the same court and even if the prosecutor knew or reasonably should have known of the facts relevant to the murder at the time of the guilty plea to theft.

We allowed defendant’s petition for review, ORS 2.520, 288 Or 527 (1980), to consider whether our decision in Hammang has present validity under ORS 131.505 and 131.515.3 Those sections of the code were not applicable to Hammang’s prosecution although they were discussed in the various opinions in Hammang.

Some attention to the chronology of that case is necessary to point up the manner in which the various opinions treated the role of the statutes. On June 25, 1973, Hammang stole the gun used on that same day to kill another. The homicide was known to the police immediately. On the following day Hammang admitted to the police that at the time of the killing he had been in the car in which the victim was killed, and Hammang accused one English as the killer. On July 2 English was indicted for murder. On August 6 Hammang was convicted on a plea of guilty of the crime of theft of the gun. On December 11 English was convicted of negligent homicide for the killing. On December 21 Hammang was indicted for murder for the same homicide. The indictment alleged [817] that Hammang had acted jointly with English in the shooting of the victim. Hammang’s trial commenced and on March 15,1974, Hammang moved to dismiss on the ground of former jeopardy. The motion was denied and, upon a jury verdict of guilty, he was sentenced to life imprisonment on March 21, 1974.

Hammang appealed, assigning as sole error the denial of his motion. Of the statutes in question, he cited in his brief only ORS 131.505(4), which defines "criminal episode.” The state cited none of those statutes, asserting that they were not applicable because prosecution commenced prior to January 1, 1974. The Court of Appeals stated that the case presented the question whether the two criminal charges "were known or reasonably should have been known to the prosecution within the meaning of the double-jeopardy rule of State v. Brown, 262 Or 442, 497 P2d 1191 (1972).” The Court of Appeals affirmed, finding that there was ample evidence to support the trial court’s implicit finding that the prosecution neither knew nor should have known of Hammang’s participation in the murder at the time he pleaded guilty to theft. State v. Hammang, 19 Or App 265, 527 P2d 137 (1974).

According to the majority opinion, this court allowed review

"in order to consider what level of prosecutorial knowledge of the possibility of two or more charges growing out of the same act or transaction is sufficient to bar a second prosecution under our ban on double jeopardy as expressed in State v. Brown, 262 Or 442, 497 P2d 1191 (1972).”

271 Or at 751. The majority went on to note that in Brown this court had construed Oregon Constitution, Article I, section 12,4 as meaning that a second prosecution is for the same offense and is therefore constitutionally barred if the charges arise out of the same transaction and could have been tried in the same court and if the prosecutor knew or reasonably should [818] have known of the facts relevant to the second charge at the time of the original prosecution. This court further observed that Hammang and the state disagreed as to whether there was the requisite prosecutorial knowledge and whether the theft and murder were part of the same act or transaction.

Having accurately stated the issue as framed by the parties and having stated the purpose of allowing review, the majority proceeded with an opinion which came to grips with neither matter. Rather, the majority distinguished and partly, at least, overruled Brown. The majority discussed the case in terms of the opinion in Brown and held the rale of Brown inapplicable

"because the first proceeding resulting in a guilty plea is initiated by the defendant himself and not by the state.”

271 Or at 756. Having found that the rale of Brown was not applicable to Hammang’s case, the majority concluded:

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State v. Knowles, 618 P.2d 1245, 289 Or. 813, 1980 Ore. LEXIS 1135 (Or. 1980).

618 P.2d 1245 (State v. Knowles) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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