State v. Cloutier

596 P.2d 1278, 286 Or. 579, 1979 Ore. LEXIS 975
Oregon Supreme Court·Decided June 12, 1979·No. TC 77-1620, CA 9175, SC 25731·Published·Cited by 135 cases

Opinions

[581] LINDE, J.

Defendant was charged in two counts of an information with burglary in the first degree, ORS 164.205, 164.225, and with attempted theft in the second degree, ORS 164.015, 164.045. Count I charged that defendant entered a dwelling, described as the Balfour residence, with the intent to commit a crime therein. Count II charged that "as part of the same act and transaction set out in Count I,” defendant attempted to commit theft of less than $200 in money from Helen Balfour. The evidence showed that defendant entered the Balfour residence without permission, took $10 from Mrs. Balfour’s purse, and returned the money to Mrs. Balfour when he learned that she was calling the police.

A jury found defendant guilty on both counts. The trial court entered a single order, entitled ORDER ON SENTENCE, the operative paragraphs of which read as follows:

The defendant, GASTON CLOUTIER, having heretofore been duly convicted of the crime of "COUNT I: BURGLARY IN THE FIRST DEGREE and COUNT II: ATTEMPTED THEFT IN THE SECOND DEGREE,” upon the verdict of a jury on August 18, 1977, and this being the time set for the imposition of sentence; the defendant upon being asked if he had anything to say why sentence should not now be imposed, answered, showing no good or sufficient cause;
It is hereby CONSIDERED, ORDERED and ADJUDGED that GASTON CLOUTIER is GUILTY of the crime of "COUNT I: BURGLARY IN THE FIRST DEGREE and COUNT II: ATTEMPTED THEFT IN THE SECOND DEGREE,” and it is the judgment of the Comb that he be sentenced to the OREGON STATE CORRECTIONS DIVISION for a period of FOUR (4) YEARS; . . .

On appeal, defendant argued that the court erred in convicting and sentencing defendant for both crimes arising out of the same criminal conduct and charged [582] in the same indictment, relying on this court’s decision in State v. Woolard, 259 Or 232, 484 P2d 314, 485 P2d 1194 (1971), which held that a burglary and subsequent larceny could lead only to one conviction and sentence. The state, believing defendant’s Woolard claim to be well taken, confessed error in the Court of Appeals. That court nevertheless proceeded to examine the claim in the light of State v. Gilbert, 281 Or 101, 574 P2d 313 (1978), which was decided after the state’s confession of error. Gilbert held that when a defendant was accused of withholding the stolen property of six persons at the same time and place, a verdict on the trial of the first indictment only did not bar subsequent prosecutions for the others. The Court of Appeals concluded that this court’s analysis in Gilbert of ORS 131.505, which was enacted in 1973, "is so inconsistent with Woolard that Woolard must be deemed to have been overruled by ORS 131.505.” 33 Or App at 123. The court therefore affirmed the conviction and sentence. We allowed review to reexamine the status of convictions on multiple charges arising from a single act, transaction, or episode after the 1973 statute. 1

I

Courts and commentators have long recognized the problem of attaching "multiple consequences” to a "single criminal act” or of dealing with the "multiple criminal offender” to be one of the most vexing in [583] criminal law. See, e.g., Horack, The Multiple Consequences of a Single Criminal Act, 21 Minn L Rev 805 (1937); Remington and Joseph, Charging, Convicting, and Sentencing the Multiple Criminal Offender, 1961 Wis L Rev 528 (1961). It is necessary to recall the complexity of the problem so as to avoid reducing its solution to a simple but illusory formula. The difficulty reaches deep into the vocabulary of criminal law itself, for an analysis phrased in such apparent entities as a "crime” or an "act” risks being merely circular. Described from a layman’s perspective, without regard to its legal consequences, a defendant’s culpable behavior may appear as one continuous course of conduct, planned and executed through preparatory steps, false starts, repeated attempts and failures, to eventual completion; another’s may appear as distinct events marked by breaks in the continuity of time and place, or by different victims, or by reflecting new choices to act or to refrain on the part of the defendant. The "singleness” of the defendant’s act has been described in terms ranging from a single "muscular contraction,”2 through a single "transaction” or "episode,”3 to "unitary criminal conduct.”4 On the other hand, criminal codes define offenses so that a limited number of elements suffice to constitute one "crime”; moreover, statutes often address particular objectives by enacting special prohibitions that overlap more general offenses. As a result, many incidents that would appear as a single "act” or "crime” from a nonlegal perspective are also violations of several distinct criminal laws.

However, the administration of criminal law does not consist of the abstract analysis of a factual occurrence. It involves a series of decisions by different persons and institutions charged with different [584] functions. Thus Remington and Joseph, identified five "basic issues” that often arise in dealing with a single offender:

(1) For how many offenses should a suspect be prosecuted?
(2) Of these offenses charged, which should be submitted to the jury for its consideration?
(3) Where more than one offense is submitted to the jury, for how many offenses may the jury properly convict the defendant?
(4) Where there is conviction for more than one offense, for how many offenses is it proper to sentence the defendant?
(5) Under what circumstances may an accused be subjected to separate, successive prosecutions instead of adjudicating his liability in a single proceeding?

Remington and Joseph, supra, at 529.

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State v. Cloutier, 596 P.2d 1278, 286 Or. 579, 1979 Ore. LEXIS 975 (Or. 1979).

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