State v. Atkinson

722 P.2d 9, 80 Or. App. 54, 1986 Ore. App. LEXIS 2975

• Court: Court of Appeals of Oregon
• Decided: June 18, 1986
• Docket: 84-0626; CA A35487
• Status: Published

Opinions

BUTTLER, J.

Defendant shot and killed an employe of a donut shop in the course of robbing it. He was convicted by a jury of aggravated murder, ORS 163.095, robbery in the first degree, ORS 164.415, and of being an ex-convict in the possession of a firearm. ORS 166.270. The trial court imposed the then mandatory sentence of life imprisonment without possibility of parole for 20 years for the aggravated murder conviction, ORS 163.105(2),¹ a sentence of 20 years imprisonment for the robbery conviction, to run consecutively, and a sentence of five years for the firearm conviction, to run concurrently with the first sentence.

On appeal, defendant contends that the trial court erred in denying his requested instructions on the affirmative defense of extreme emotional disturbance and on the lesser included offense of intentional murder, ORS 163.115(1)(a), and in entering separate judgments of conviction and separate sentences for aggravated murder and robbery in the first degree. We agree with defendant’s last contention and, accordingly, vacate his conviction and sentence for robbery in the first degree. We affirm in all other respects.

The crimes occurred on June 28, 1984, at about 1:30 in the morning. Defendant entered the restaurant and asked the employes on duty, Singer, a baker, and Kroder, a clerk, about the local bus schedule. Singer informed him that Kroder was familiar with the schedule and returned to his work, after which he overheard the two men discussing the schedule. Singer then heard an explosion. He looked up and observed defendant pointing a pistol at him. Defendant then ordered him to open the cash register and, when defendant appeared preoccupied with its contents, he escaped. When he returned with the police, Kroder was dead and approximately $75 was missing from the register.

Defendant contends that, at the time of the homicide, he was acting under the influence of an extreme emotional disturbance, evidenced by his psychological history, and caused, at least in part, by his drug dependency, his dependency on his drug supplier and a lack of sleep. He claims that he was entitled to an instruction on the affirmative defense of extreme emotional disturbance, because that defense may be asserted by an accused charged with intentional murder under ORS 163.115(1) (a), which he contends is a lesser-included offense under aggravated felony murder. The state contends that, because extreme emotional disturbance is not a defense to felony murder, see State v. Reams, 47 Or App 907, 913, 616 P2d 498 (1980), aff’d 292 Or 1, 636 P2d 913 (1981), it is not a defense to aggravated felony murder. We need not resolve that issue, however, because defendant would not be entitled to the instruction he requested, even if an accused charged with aggravated felony murder may, under some circumstances, be entitled to it.

ORS 163.095 provides that aggravated murder is murder as defined in ORS 163.115(1), committed under, or accompanied by, circumstances that the legislature has determined warrant enhanced penalties. ORS 163.115(1) provides that criminal homicide constitutes murder when:

“(a) It is committed intentionally, except that it is an affirmative defense that, at the time of the homicide, the defendant was under the influence of an extreme emotional disturbance; or

“(b) It is committed by a person, acting either alone or with one or more persons, who commits or attempts to commit any of the following crimes and in the course of and in furtherance of the crime the person is committing or attempting to commit, or during the immediate flight therefrom, the person, or another participant if there be any, causes the death of a person other than one of the participants:

“* * * * *

“(G) Robbery in the first degree as defined in ORS 164.415.”

Murder, as defined by subsection (a) is commonly referred to as intentional murder; murder as defined by subsection (b) is commonly referred to as felony murder. ORS 163.095(2) (d), which defines what is commonly referred to as aggravated felony murder, provides that felony murder is aggravated murder when the accused “personally and intentionally” committed the homicide.²

Defendant’s contention that intentional murder is a lesser-included offense of aggravated felony murder is premised on the fact that, because intent is an element of aggravated felony murder, all of the elements of intentional murder are necessarily included in the commission of the aggravated offense. With that contention we have no quarrel. See State v. Cloutier, 286 Or 579, 596 P2d 1278 (1979); Riley v. Cupp, 56 Or App 467, 472 n 6, 642 P2d 333, rev den 293 Or 146 (1982). Therefore, the state’s failure to prove all of the elements necessary to convict an accused of intentional murder precludes a conviction for aggravated felony murder. It does not, however, preclude a conviction for felony murder, which is also a lesser-included offense of aggravated murder and for which extreme emotional disturbance is no defense. See State v. Reams, supra. Therefore, if extreme emotional disturbance may be asserted as an affirmative defense to aggravated felony murder, because intentional murder is a lesser-included offense of that crime,³ then a defendant who successfully asserts the defense would be guilty of felony murder only, not aggravated felony murder.

Defendant’s requested instruction included the following:

“The defendant has raised the affirmative defense of Extreme Emotional Disturbance, to the charge of Aggravated Felony Murder. If the defendant proves this affirmative defense, then the defendant is not guilty of the charge of Aggravated Murder but is guilty of manslaughter.”

That is an incorrect statement of the law. Even assuming that he could raise the defense, he was, at most, entitled to an instruction that, if he acted under an extreme emotional disturbance, the severity of the offense would be reduced from aggravated murder to felony murder, not from aggravated murder to manslaughter. Accordingly, the trial court did not err in refusing to give the requested instruction.⁴ See State v. Francis, 284 Or 621, 626, 588 P2d 611 (1978); State v. North, 238 Or 90, 93, 390 P2d 637 (1964).

Defendant offers no basis for his contention that he was entitled to an instruction on the lesser-included offense of intentional murder, and we see no reason why he was.⁵ He conceded that he was the one who committed the homicide during the commission of the robbery. Therefore, if the jury found that he committed the homicide intentionally, he would necessarily be guilty of both offenses, making him guilty of aggravated murder. On the facts of this case, the jury could not have found him guilty of intentional murder without finding him guilty of aggravated murder as well. There was, therefore, no error in refusing to submit the lesser included offense to the jury. See State v. Reams, supra, 47 Or App at 918.

Defendant’s last contention is that he may not be convicted of both aggravated felony murder and the underlying felony, because the latter offense is a lesser included offense under the former. In State v. Cloutier, supra, the court said:

“As already stated, an offense may be described as being ‘merged’ in another if all of its elements are necessarily included in the commission of the other offense. In such a case a judgment of conviction on only one of the charges is proper. See ORS 136.465; State v. Washington, 273 Or 829, 543 P2d 1058 (1975); State v. Roach, [271 Or 764, 534 P2d 508 (1975)]; State v. Fish, 282 Or 53, 577 P2d 500 (1978) (felony murder includes commission of felony).” 286 Or at 597.

See also State v. Watkins, 67 Or App 657, 679 P2d 882, rev den 297 Or 272 (1984) (conviction for murder merges into conviction for aggravated murder). We see no reason to diverge from the general rule.

Defendant was charged with only one count of robbery,⁶ and that robbery formed the predicate for the aggravated murder charge. At the time defendant was sentenced, ORS 163.105(2) mandated that persons convicted of aggravated felony murder be sentenced to imprisonment for life without the possibility of parole for 20 years. The maximum penalty that could have been imposed at the time of defendant’s conviction for non-aggravated felony murder, on the other hand, was life imprisonment; there was no mandatory minimum.⁷ It is apparent, therefore, that the legislature took the aggravating circumstances underlying aggravated felony murder, that the accused “personally and intentionally committed the homicide,” into account when it set the penalties for the aggravated offense. There is no reason to assume that the legislature meant to enhance the penalty further by permitting those found guilty of aggravated felony murder to be separately convicted and sentenced for the underlying felony.⁸ It follows that defendant’s conviction and sentence for robbery must be vacated. See State v. Fish, supra, 282 Or at 56.

Conviction and sentence for aggravated murder affirmed; conviction and sentence for robbery in the first degree vacated.

1 ORS 163.105 (as amended by Or Laws 1985, ch 3, § 1) provides that persons convicted of aggravated murder shall be sentenced to death or life imprisonment without the possibility of parole for 30 years.

2 ORS 163.095 provides:

“As used in ORS 163.105 and this section, ‘aggravated murder’ means murder as defined in ORS 163.115 which is committed under, or accompanied by, any of the following circumstances:

“* * * * *

“(2)(d) Notwithstanding ORS 163.115(l)(b), the defendant personally and intentionally committed the homicide under the circumstances set forth in 163.115(l)(b).”

3 We note that, although the legislature has expressly provided that defendants charged with intentional murder under ORS 163.115(1)(a) may assert the affirmative defense, it has not so provided for defendants charged with aggravated murder. See ORS 163.115(1) (a); ORS 163.135.

4 We do not decide whether, on the basis of the evidence presented, he would have been entitled to an appropriate jury instruction on the affirmative defense of extreme emotional disturbance if, in fact, he was statutorily entitled to assert the defense. See generally State v. Carson, 292 Or 451, 640 P2d 586 (1982).

5 The jury was instructed on the lesser-included offense of felony murder.

6 The aggravated murder count alleged that defendant

“did unlawfully and intentionally commit the crime of robbery in the first degree and in the course of and in the furtherance of said crime which the said defendant was committing, the said defendant personally and intentionally did cuase [sic] the death of another human being, to-wit: Thomas Dougherty Kroder, not a participant in the crime, by shooting Thomas Dougherty Kroder with a firearm.”

The robbery count alleged that defendant

“did unlawfully and knowingly use and threaten the immediate use of physical force upon Thomas Dougherty Kroder and Rolland Louis Singer, by shooting Kroder with a firearm and pointing the firearm at Singer, and was armed with a deadly weapon, to-wit: a firearm, while in the course of committing and attempting to commit theft of property, to-wit: money, with the intent of preventing and overcoming resistance to the said defendant’s taking and retention immediately after the taking of the money.”

The dissent apparently believes that defendant was charged with more than one robbery. It is clear that he was charged with only one in which both Kroder and Singer were named as the victims. Given our decision in State v. Perkins, 45 Or App 91, 607 P2d 202 (1980), it is doubtful that, even if he had been charged with and convicted of two robberies, he could be sentenced for both. The concurring opinion of Schwab, C. J., in Perkins acknowledges that the court’s decision cannot be reconciled with State v. Dillman, 34 Or App 937, 580 P2d 567 (1978), rev den 285 Or 195 (1979), on which the dissent relies on here.

7 If the defendant used a gun, ORS 161.610 mandated a minimum sentence, unless the trial court found mitigating circumstances.

8 We recognize that we held in State v. Norris, 40 Or App 505, 595 P2d 1261, rev den 287 Or 355 (1979), that when aggravated murder was predicated on there being more than one murder victim under former ORS 163.095(2)(c) (amended by Or Laws 1981, ch 873 § 1), there were as many aggravated murders as there were victims. To the extent that that case holds that, even though it is the second murder that enhances the offense to aggravated murder, the defendant may be convicted of two enhanced offenses, it may be difficult to distinguish from State v. Cloutier, supra, or this case. However, here Kroder was the murder victim and also a robbery victim, and the same force was used for the predicate offense as was used for the murder.