State v. Smallwood

2020 Ohio 5556
CourtOhio Court of Appeals
DecidedDecember 4, 2020
DocketL-19-1116
StatusPublished
Cited by6 cases

This text of 2020 Ohio 5556 (State v. Smallwood) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Smallwood, 2020 Ohio 5556 (Ohio Ct. App. 2020).

Opinion

[Cite as State v. Smallwood, 2020-Ohio-5556.]

IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT LUCAS COUNTY

State of Ohio Court of Appeals No. L-19-1116

Appellee Trial Court No. CR0201802691

v.

Robert Smallwood DECISION AND JUDGMENT

Appellant Decided: December 4, 2020

*****

Julia R. Bates, Lucas County Prosecuting Attorney, and Evy M. Jarrett, Assistant Prosecuting Attorney, for appellee.

Emil G. Gravelle, III, for appellant.

MAYLE, J.

{¶ 1} Following a jury trial, defendant-appellant, Robert Smallwood, appeals the

May 15, 2019 judgment of the Lucas County Court of Common Pleas, convicting him of felonious assault and sentencing him to six years in prison. For the following reasons, we

reverse, in part, and affirm, in part.

I. Background

{¶ 2} On September 12, 2018, Robert Smallwood was indicted on one count of

felonious assault, a violation of R.C. 2903.11(A)(1) and (D). This charge arose from an

August 25, 2018 incident of domestic violence perpetrated by Smallwood against his

then-girlfriend, S.Y. Smallwood broke S.Y.’s ankle during the assault.

{¶ 3} The case was tried to a jury from April 8, 2019, to April 10, 2019;

Smallwood acted pro se at trial, with standby counsel appointed to assist him. On April

11, 2019, the jury found Smallwood guilty. The trial court sentenced Smallwood to a

term of imprisonment of six years and three years’ post-release control. It imposed the

costs of supervision, confinement, assigned counsel, prosecution, and costs assessed

under R.C. 9.92(C), 2929.18, and 2951.021.

{¶ 4} Smallwood appealed. He assigns the following errors for our review:

1. The trial court erred and deprived Mr. Smallwood of his right to

counsel under the Sixth and Fourteenth Amendments of the United States

Constitution and Section 10, Article 1 of the Ohio Constitution as the court

failed to ensure that Mr. Smallwood had made a voluntary, knowing, and

intelligent waiver of his right to counsel.

2. The trial court erred when it failed to give Appellant proper

notification pursuant to R.C. 2947.23(A).

2. II. Law and Analysis

{¶ 5} In his first assignment of error, Smallwood argues that the trial court erred

when it failed to ensure that he knowingly, intelligently, and voluntarily waived his right

to counsel. In his second assignment of error, he argues that the trial court failed to

notify him that community service could be imposed if he fails to pay the costs of

prosecution.

A. Right to Counsel

{¶ 6} In his first assignment of error, Smallwood argues that the trial court

deprived him of his right to counsel by failing to ensure that he knowingly, intelligently,

and voluntarily waived his right to counsel. Smallwood argues that the trial court

conducted an inadequate colloquy, failing to advise him of the dangers inherent in self-

representation, the nature of the charges, the statutory offenses included within them, the

range of allowable punishments thereunder, possible defenses to the charges and

circumstances in mitigation thereof, and all other facts essential to a broad understanding

of the whole matter.

{¶ 7} Smallwood also maintains that he never requested to represent himself—

rather, the trial court suggested that if he wanted to continue filing frivolous motions, he

could represent himself, then required Smallwood to make a decision on January 9, 2019.

He insists that he told the court that he wanted an attorney, but the court kept asking him

what he wanted to do until Smallwood relented and said that he would represent himself

with the assistance of standby counsel.

3. {¶ 8} “It is axiomatic that a criminal defendant has a right to counsel pursuant to

the Sixth and Fourteenth Amendments to the United States Constitution and Section 10,

Article I of the Ohio Constitution, as well as a right to act as his own counsel during trial,

if he so chooses.” State v. Harris, 6th Dist. Erie No. E-02-019, 2003-Ohio-5190, ¶ 23,

citing Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975). But

“before a defendant may serve as his own counsel, the defendant must knowingly,

intelligently, and voluntarily waive his right to assistance of counsel.” State v. Weiss, 92

Ohio App.3d 681, 684, 637 N.E.2d 47 (9th Dist.1993). Under Crim.R. 44(C), “[w]aiver

of counsel shall be in open court and the advice and waiver shall be recorded as provided

in Rule 22.” In serious offense cases, the waiver must be in writing. Id.

{¶ 9} “Whether a defendant knowingly, intelligently, and voluntarily waived the

right to counsel is an issue that we review de novo.” State v. Reece, 6th Dist. Lucas No.

L-17-1314, 2019-Ohio-2259, ¶ 14. In doing so, we must independently examine the

record to determine “whether the totality of circumstances demonstrates a knowing,

intelligent, and voluntary waiver of the right to counsel.” State v. Guess, 4th Dist.

Hocking No. 11CA33, 2014-Ohio-771, ¶ 9.

1. The Events Leading to Smallwood’s Self-Representation

{¶ 10} Counsel was appointed for Smallwood at his September 18, 2018

arraignment. Following arraignment and before his next court appearance on October 16,

2018, however, Smallwood himself filed several handwritten motions, including motions

for suppression, dismissal, and access to grand-jury transcripts and Brady material.

4. {¶ 11} When Smallwood appeared with counsel for a pretrial on October 16, 2018,

counsel began to speak on Smallwood’s behalf but was quickly interrupted by

Smallwood, who made an oral motion for dismissal. The trial court cautioned

Smallwood that he was represented by counsel, he is untrained in the law, and his

conduct in filing his own pro se motions was not beneficial to him. He recommended

that Smallwood consult with his lawyer whether there was any merit to the issues raised

in his handwritten motions and reset the matter for pretrial on November 6, 2018.

{¶ 12} Leading up to the November 6, 2018 pretrial, Smallwood filed

“supplemental” handwritten motions. Then at the pretrial, appointed counsel informed

the court that he had found no merit to the various issues Smallwood raised in his pro se

filings and that his relationship with Smallwood had deteriorated to the point that he

could no longer represent him. The trial court again told Smallwood that he was acting

contrary to his own best interest and informed him that his attorney is duty-bound to

represent him in a manner that complies with the law and procedural rules. It told

Smallwood that he is not entitled to an attorney that he “likes,” and that if he wished to

proceed in a manner contrary to the principles to which his attorney is bound, his other

option would be to represent himself or to represent himself with the help of advisory

counsel. The court told him:

You have a legal right to do that. I would highly advise against that,

but if you continue to do this and to act in this way, then it is apparent to

me that’s what you want to do, and I’m not going to prevent you from

5. doing that. Option three is represent yourself, and upon your request, I will

appoint advisory counsel, which means you’re still representing yourself

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2020 Ohio 5556, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-smallwood-ohioctapp-2020.