State v. Owens

2019 Ohio 2206
Ohio Court of Appeals·Decided June 5, 2019·No. 29098·Published·Cited by 6 cases

Opinion

STATE OF OHIO ) IN THE COURT OF APPEALS )ss: NINTH JUDICIAL DISTRICT COUNTY OF SUMMIT )

STATE OF OHIO C.A. No. 29098 Appellee

v. APPEAL FROM JUDGMENT ENTERED IN THE

RAY OWENS COURT OF COMMON PLEAS COUNTY OF SUMMIT, OHIO

Appellant CASE No. CR 2017-07-2601-B

DECISION AND JOURNAL ENTRY Dated: June 5, 2019

TEODOSIO, Presiding Judge.

{¶1} Appellant, Ray Owens, appeals from his convictions in the Summit County Court of Common Pleas. This Court affirms in part, but reverses and remands in part.

I.

{¶2} An Ohio State Highway Patrol trooper conducted a traffic stop of a vehicle occupied by Mr. Owens and T.D. The vehicle was soon searched after a K-9 Unit alerted to the presence of illegal drugs inside. The search revealed an abundance of illegal drugs, including fifteen grams of marijuana, sixty oxycodone pills, 549 tablets of THC, and ten grams of heroin.

{¶3} Mr. Owens was indicted on three trafficking and three possession charges related to methylenedioxymethamphetamine (“MDMA”), oxycodone, and marijuana. He successfully motioned the trial court to represent himself and proceed without counsel in this matter, signing a written waiver of counsel form in open court. The trial court ordered his attorney to remain appointed as standby counsel. A supplemental indictment was then filed, charging Mr. Owens

with both trafficking in heroin and possession of heroin. No other waiver of counsel was obtained.

{¶4} The State later dismissed the aggravated trafficking in drugs (MDMA), aggravated possession of drugs (MDMA), and possession of marijuana charges. Mr. Owens’ case proceeded to a jury trial where he was found guilty of aggravated trafficking in drugs (oxycodone), aggravated possession of drugs (oxycodone), trafficking in marijuana, trafficking in heroin, and possession of heroin. The trial court ordered a presentence investigation report and later sentenced him to a total aggregate prison term of eight years.

{¶5} Mr. Owens now appeals from his convictions and raises four assignments of error for this Court’s review.

{¶6} For ease of analysis, we will reorganize and consolidate some of Mr. Owens’

assignments of error.

II.

ASSIGNMENT OF ERROR ONE

RAY WAS DENIED THE EFFECTIVE ASSISTANCE OF COUNSEL UNDER THE SIXTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION WHEN THE TRIAL COURT DID NOT PROPERLY ADVISE RAY OF THE DANGER OF SELF-

REPRESENTATION. THUS, RAY DID NOT KNOWINGLY, INTELLIGENTLY, AND VOLUNTARILY WAIVE HIS RIGHT TO COUNSEL.

{¶7} In his first assignment of error, Mr. Owens argues that the trial court did not properly advise him of the dangers of self-representation, and his waiver of counsel was therefore not knowingly, intelligently, and voluntarily made. We agree.

{¶8} “The Sixth Amendment to the United States Constitution provides: ‘In all criminal prosecutions, the accused shall * * * have the Assistance of Counsel for his defence.’”

State v. Martin, 103 Ohio St.3d 385, 2004-Ohio-5471, ¶ 22. Accord Article I, Section 10, Ohio Constitution. The structure of the Sixth Amendment implicitly provides a constitutional right to self-representation, as “[t]he right to defend is given directly to the accused; for it is he who suffers the consequences if the defense fails.” Faretta v. California, 422 U.S. 806, 819-820 (1975). A defendant may proceed to defend himself without counsel when he voluntarily, and knowingly, and intelligently elects to do so. State v. Gibson, 45 Ohio St.2d 366 (1976), paragraph one of the syllabus. For a waiver of counsel to be effective, however, the trial court has to make a sufficient inquiry to determine whether the defendant fully understands and relinquishes that right, which includes advising the defendant of the dangers and disadvantages of self-representation. State v. Ott, 9th Dist. Summit No. 27953, 2017-Ohio-521, ¶ 5. In determining the sufficiency of the trial court’s inquiry, we review the totality of the circumstances. State v. Trikilis, 9th Dist. Medina Nos. 04CA0096-M and 04CA0097-M, 2005- Ohio-4266, ¶ 13. “‘While no one factor is dispositive, the [] court should consider whether the defendant was advised of the nature of the charges and the range of allowable punishments, and, in addition, may consider whether the trial court advised the defendant of the possible defenses to the charges and applicable mitigating circumstances.’” State v. Clark, 9th Dist. Medina No. 17CA0066-M, 2018-Ohio-3932, ¶ 9, quoting State v. Bloodworth, 9th Dist. Summit No. 26346, 2013-Ohio-248, ¶ 12. To avoid placing the trial court in the role of an adversary, the discussion of possible defenses and mitigating circumstances need not be fact specific, but may be a broader discussion of defenses and mitigating circumstances as applicable to the pending charges. Trikilis at ¶ 13. Various other factors may be considered as well, including the defendant’s age, education, and legal experience. Id. We review whether a defendant has made a knowing, intelligent, and voluntary waiver of his right to counsel de novo. Ott at ¶ 5.

{¶9} Moreover, Crim.R. 44(C) provides that a “[w]aiver of counsel shall be in open court and the advice and waiver shall be recorded as provided in Rule 22.” In “serious offense” cases, e.g., felony cases, the waiver shall also be in writing. Crim.R. 44(C); Crim.R. 2(C). Nevertheless, a written waiver of counsel is not a substitute for compliance with Crim.R. 44(C), which requires an oral waiver in open court before the judge, recorded in accordance with Crim.R. 22. See Cuyahoga Falls v. Simich, 5 Ohio App.3d 10, 12 (9th Dist.1982); State v. Haag, 49 Ohio App.2d 268, 270 (9th Dist.1976). See also State v. Engle, 2d Dist. Montgomery No. 22455, 2009-Ohio-1944, ¶ 63 (recognizing a fact-pattern in which several acknowledgments made in the written waiver of counsel were belied by the actual transcript of the hearing, and noting that the transcript of the hearing necessarily governs); State v. Tanner, 9th Dist. Summit No. 24614, 2009-Ohio-3867, ¶ 9 (“Just because the written waiver said one thing does not mean that the [] court did not tell him about other consequences orally.”)

{¶10} Mr. Owens’ case presents us with a unique situation whereby a defendant purportedly waived his right to counsel prior to being indicted on all of the charges he would ultimately defend against at trial. At a status conference on January 9, 2018, Mr. Owens successfully motioned the trial court to proceed without counsel. He then signed a written waiver of counsel that specifically listed each of the six charges contained in his original indictment. The trial court judge accepted the written waiver, signed it, and eventually filed it with the clerk of courts on January 25, 2018. Meanwhile, the court filed a journal entry on January 11, 2018, granting Mr. Owens’ motion to proceed without counsel and stating: “The Defendant was advised of his right to counsel and signed a waiver of counsel form in open court.” On January 18, 2018, a supplemental indictment containing two additional charges— trafficking in heroin and possession of heroin—was filed in Mr. Owens’ case. No further waiver

of counsel was obtained. We note that the trial court judge assigned to the case presided over the waiver of counsel proceedings and signed Mr. Owens’ written waiver of counsel, but a visiting judge sitting on assignment later presided over the actual trial.

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