State v. Schwartz

366 N.W.2d 766, 219 Neb. 833, 1985 Neb. LEXIS 1016
CourtNebraska Supreme Court
DecidedMay 3, 1985
Docket84-623
StatusPublished
Cited by8 cases

This text of 366 N.W.2d 766 (State v. Schwartz) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Schwartz, 366 N.W.2d 766, 219 Neb. 833, 1985 Neb. LEXIS 1016 (Neb. 1985).

Opinions

Grant, J.

Defendant-appellant, Thomas R. Schwartz, was charged in the district court for Adams County with second degree sexual assault, first degree false imprisonment, and two counts of theft of property valued at less than $100. He pleaded guilty to one count of theft and was convicted after a jury trial on the three remaining counts. He was sentenced to 6 to 10 years on the assault charge, 20 months to 5 years on the false imprisonment charge, and 6 months on each of the theft counts; all sentences to be served consecutively. We affirm in part and in part reverse and remand for a new trial.

The theft charge to which defendant pleaded guilty stemmed from an incident occurring at a lounge in Hastings, Nebraska, on December 3, 1983, shortly before the other incidents set out hereinafter. The charge as to which the plea of guilty was entered involves the theft of Barbara Johnson’s purse. The other incidents involved a person other than Barbara Johnson. The defendant sat next to and conversed with Barbara Johnson from 7:30 to 8:30 on the evening of December 3, 1983, in the lounge. At approximately 8:30 p.m. Johnson got up to go to the restroom. When she returned, defendant and her purse were gone. After his plea of guilty on this charge, defendant was sentenced at the same time as he was sentenced on the other charges. Defendant’s notice of appeal includes an appeal from the conviction and sentence of the crime of stealing Barbara Johnson’s purse, but no error is assigned or discussed with regard to this conviction, and defendant’s conviction of the theft of Barbara Johnson’s purse as set out in count III is therefore affirmed.

Defendant’s appeal is primarily directed to defendant’s jury convictions on the other three counts against him. In the trial on those counts evidence was adduced before the jury which, if believed by the jury, established the following facts. Shortly before 9 p.m. on the same evening, December 3, 1983, the [835]*835victim (a female employee at the Woolworth store in the Imperial Mall in Hastings, Nebraska) was walking from her place of employment across the parking lot to her car to go home. The store at which she was employed is located in the same shopping center as the lounge at which defendant had been drinking and where defendant admitted stealing the purse of Barbara Johnson. The victim got into her car and started it. While she was waiting for the car to warm up, defendant opened the door and forced his way into the car. He held a knife at her throat, telling her not to scream. He then forced the victim to slide over into the passenger’s seat and then drove her car to a different area of the parking lot, where he fondled the victim but did not have sexual intercourse with her. The victim’s purse had been beside her in the car but could not be found after defendant left.

One week after the assault, while at work, the victim recognized defendant, who appeared to be staring at her in the store at which the victim was employed. She told her manager, who notified police. Defendant was apprehended a short time later. During a search of defendant’s truck, done with defendant’s written consent, police found two necklaces which were identified by the victim as having been in her purse on the evening of December 3, 1983.

We first address defendant’s assignment of error that the trial court erred in finding that the appeal was frivolous, and in therefore denying defendant the right to proceed in forma pauperis. Defendant’s position is correct. The statute upon which the denial was based, Neb. Rev. Stat. § 25-2308 (Reissue 1979), should not be used by a district court to deny a defendant his constitutional right to appeal in a felony case. Neb. Const, art. I, § 23. The constitutionality of § 25-2308 is not before us. In this case the trial court erred in denying defendant the right to proceed in forma pauperis. However, as the case is now before us, we hold that the error is harmless.

We next turn to defendant’s contention that the trial court erred in failing to instruct the jury on the lesser-included offenses of sexual assault in th¿ third degree and false imprisonment in the second degree, although defendant had requested such instructions. Defendant’s argument as to the [836]*836former is persuasive. An instruction should have been given on the offense of third degree sexual assault as a lesser-included offense of the offense of second degree sexual assault.

Subsection (1) of Neb. Rev. Stat. § 28-320 (Reissue 1979) provides in part: “Any person who subjects another person to sexual contact and (a) overcomes the victim by force, threat of force, express or implied, coercion, or deception... is guilty of sexual assault in either the second degree or third degree.” Subsection (2) provides that the sexual assault is in the second degree “if the actor shall have caused serious personal injury to the victim,” while subsection (3) provides that it is in the third degree “if the actor shall not have caused serious personal injury to the victim.” Serious personal injury is defined in Neb. Rev. Stat. § 28-318(3) (Reissue 1979) as meaning “great bodily injury or disfigurement, extreme mental anguish or mental trauma, pregnancy, disease, or loss or impairment of a sexual or reproductive organ.” The jury was so instructed.

In State v. Tamburano, 201 Neb. 703, 705, 271 N.W.2d 472, 474 (1978), we defined a lesser-included offense as “one which must be committed if the greater offense is committed or, put slightly different, is one which is fully embraced in the higher offense.”

The applicable statute defines the crimes of sexual assault in the second degree and in the third degree in exactly the same words — indeed, in the same definition. The only differentiating factor between the two crimes is the causing of “serious personal injury” in the one case, and the lack of causing such injury in the lesser crime. Thus, third degree sexual assault is fully embraced within the statutory definition of second degree sexual assault, with only the additional factor of the inflicting of “serious personal injury” making some conduct a greater crime and the same conduct, without inflicting such “serious personal injury,” a lesser crime. It is the addition of one element — the inflicting of serious personal injury — that determines the level of culpability of a defendant’s conduct.

Defendant is entitled to have the jury instructed on the lesser offense “if, under a ‘different but reasonable’ view, the evidence would be sufficient to establish guilt of the lesser offense and leave a reasonable doubt as to some element [837]*837included in the greater offense but not the lesser.” State v. Beasley, 214 Neb. 918, 923, 336 N.W.2d 601, 604 (1983). It is the application of this principle that presents the difficulty in this case. We have said, “Evidence which requires the submission of a lesser-included offense is necessarily left to a case-by-case basis. It is sufficient to say that that evidence does not rise to that required level by speculating that an essential element uncontroverted in the evidence may be disbelieved by the jury.” 201 Neb.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Nguth
701 N.W.2d 852 (Nebraska Court of Appeals, 2005)
State v. Brownell
644 N.W.2d 166 (Nebraska Court of Appeals, 2002)
State v. Grant
495 N.W.2d 253 (Nebraska Supreme Court, 1993)
State v. Wyatt
451 N.W.2d 84 (Nebraska Supreme Court, 1990)
State v. Jackson
408 N.W.2d 720 (Nebraska Supreme Court, 1987)
State v. Lynch
394 N.W.2d 651 (Nebraska Supreme Court, 1986)
State v. Gonzales
366 N.W.2d 775 (Nebraska Supreme Court, 1985)
State v. Schwartz
366 N.W.2d 766 (Nebraska Supreme Court, 1985)

Cite This Page — Counsel Stack

Bluebook (online)
366 N.W.2d 766, 219 Neb. 833, 1985 Neb. LEXIS 1016, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-schwartz-neb-1985.