State v. Sandoval

249 P.3d 1015
CourtWashington Supreme Court
DecidedMarch 17, 2011
Docket82175-5
StatusPublished
Cited by95 cases

This text of 249 P.3d 1015 (State v. Sandoval) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Sandoval, 249 P.3d 1015 (Wash. 2011).

Opinion

249 P.3d 1015 (2011)

STATE of Washington, Respondent,
v.
Valentin SANDOVAL, Petitioner.
In the Matter of the Personal Restraint of Valentin Sandoval, Petitioner.

No. 82175-5.

Supreme Court of Washington, En Banc.

Argued June 10, 2010.
Decided March 17, 2011.

*1017 Nancy P. Collins, Washington Appellate Project, Seattle, WA, for Petitioner.

Douglas Robert Mitchell, Grant County Prosecutor's Office, Ephrata, WA, for Respondent.

Sarah A. Dunne, Nancy Lynn Talner, ACLU of Washington Foundation, Michelle Jensen, US Customs & Border Protection, Seattle, WA, amicus counsel for American Civil Liberties Union.

Travis Stearns, Ann Benson, Washington Defender Association, Seattle, WA, amicus counsel for American Immigration Lawyers Association and One America, Northwest Immigrant Rights Project, Washington Association of Criminal Defense Lawyers, Washington Defender Association.

James Morrissey Whisman, King County Prosecutor's Office, Seattle, WA, amicus counsel for Washington Association of Prosecuting Attorneys.

FAIRHURST, J.

¶ 1 The question presented is whether, in light of the United States Supreme Court's decision in Padilla v. Kentucky, ___ U.S. ___, 130 S.Ct. 1473, 176 L.Ed.2d 284 (2010), a noncitizen criminal defendant can be denied the right to effective assistance of counsel when the defense attorney erroneously assures the defendant that the deportation consequence of a guilty plea can be mitigated.

I. FACTUAL AND PROCEDURAL HISTORY

¶ 2 Valentin Sandoval, a noncitizen permanent resident of the United States, was charged with rape in the second degree. The prosecutor offered, in exchange for a guilty plea, to reduce the charge to rape in the third degree. Sandoval conferred with his attorney and said that he did not want to plead guilty if the plea would result in his deportation. Sandoval's attorney recalls Sandoval as being "very concerned" that he would be held in jail after pleading guilty and subjected to deportation proceedings. Pers. Restraint Pet. (PRP), Ex. 1, at 2. Sandoval's counsel advised him to plead guilty: "I told Mr. Sandoval that he should accept the State's plea offer because he would not be immediately deported and that he would then have sufficient time to retain proper immigration counsel to ameliorate any potential immigration consequences of his guilty plea." Id. Sandoval explains, "I trusted my attorney to know that what he was telling me was the truth." Statement of Additional Grounds for Review at 1.

¶ 3 Sandoval followed his counsel's advice and pleaded guilty on October 3, 2006. The statement on plea of guilty, that Sandoval signed, contained a warning about immigration consequences: "If I am not a citizen of the United States, a plea of guilty to an offense punishable as a crime under state law is grounds for deportation, exclusion from admission to the United States, or denial of naturalization pursuant to the laws of the *1018 United States." Clerk's Papers at 10. During a colloquy with the court, Sandoval affirmed that his counsel, with an interpreter's help, had reviewed the entire plea statement with Sandoval. After the original sentencing hearing was continued, Sandoval was sentenced on January 23, 2007 to the standard range of 6 to 12 months in jail, with credit for time served.

¶ 4 Before Sandoval was released from jail, the United States Customs and Border Protection put a "hold" on Sandoval that prevented him from being released from jail. Deportation proceedings against Sandoval then began. Sandoval now claims, "I would not have pleaded guilty to Rape in the Third Degree if I had known that this would happen to me." Statement of Additional Grounds for Review at 1.

¶ 5 Sandoval appealed, claiming his plea was not knowing, voluntary, or intelligent due to ineffective assistance of counsel, and he filed a concurrent PRP. The deportation proceedings were stayed. The Court of Appeals consolidated the appeal and the PRP, and in an unpublished opinion, affirmed the conviction and denied the PRP. State v. Sandoval, noted at 145 Wash.App. 1017, 2008 WL 2460282, at *1.

¶ 6 We granted Sandoval's petition for review. State v. Sandoval, 165 Wash.2d 1031, 203 P.3d 381 (2009). Subsequently, the United States Supreme Court decided Padilla. We requested and received additional briefing.

II. STANDARD OF REVIEW

¶ 7 Ordinarily, a personal restraint petitioner alleging constitutional error must show actual and substantial prejudice. See In re Pers. Restraint of Lord, 152 Wash.2d 182, 188, 94 P.3d 952 (2004). This actual and substantial prejudice standard does not apply when the petitioner has not had a prior opportunity to appeal the issue to a disinterested judge. See In re Pers. Restraint of Grantham, 168 Wash.2d 204, 214, 227 P.3d 285 (2010). However, if some other showing of prejudice is required by the law underlying the petitioner's claim of constitutional error, the petitioner must make the requisite showing of prejudice. Id. at 214-15, 227 P.3d 285.

¶ 8 Sandoval had to bring a PRP to meet his burden of proving ineffective assistance of counsel because his counsel's advice does not appear in the trial court record. See State v. McFarland, 127 Wash.2d 322, 335, 899 P.2d 1251 (1995) ("If a defendant wishes to raise issues on appeal that require evidence or facts not in the existing trial record, the appropriate means of doing so is through a personal restraint petition, which may be filed concurrently with the direct appeal."). Because of this unique procedural obstacle to Sandoval's ineffective assistance claim, he has not "already had an opportunity to appeal to a disinterested judge." Grantham, 168 Wash.2d at 214, 227 P.3d 285. Thus, Sandoval does not have to show actual and substantial prejudice; his burden is only to show that he is entitled to relief for one of the reasons listed in RAP 16.4(c). See Grantham, 168 Wash.2d at 214, 227 P.3d 285. Sandoval still has the burden of establishing the prejudice required for a claim of ineffective assistance of counsel based on an attorney's advice during the plea bargaining process. See Padilla, 130 S.Ct. at 1485; Hill v. Lockhart, 474 U.S. 52, 58-59, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985).

III. ANALYSIS

¶ 9 The Sixth Amendment right to effective assistance of counsel encompasses the plea process. In re Pers. Restraint of Riley, 122 Wash.2d 772, 780, 863 P.2d 554 (1993); McMann v. Richardson, 397 U.S. 759, 771, 90 S.Ct. 1441, 25 L.Ed.2d 763 (1970). Counsel's faulty advice can render the defendant's guilty plea involuntary or unintelligent. Hill, 474 U.S. at 56, 106 S.Ct. 366; McMann, 397 U.S. at 770-71, 90 S.Ct. 1441. To establish the plea was involuntary or unintelligent because of counsel's inadequate advice, the defendant must satisfy the familiar two-part Strickland v. Washington,

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Cite This Page — Counsel Stack

Bluebook (online)
249 P.3d 1015, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-sandoval-wash-2011.