State v. Phipps

2021 Ohio 258, 167 N.E.3d 576
Ohio Court of Appeals·Decided February 1, 2021·No. 3-20-07·Published·Cited by 13 cases

Opinion

IN THE COURT OF APPEALS OF OHIO THIRD APPELLATE DISTRICT

CRAWFORD COUNTY

STATE OF OHIO, CASE NO. 3-20-07

PLAINTIFF-APPELLEE,

v.

FRANKIE A. PHIPPS, OPINION DEFENDANT-APPELLANT.

Appeal from Crawford County Common Pleas Court Trial Court No. 18-CR-0241

Judgment Affirmed

Date of Decision: February 1, 2021

APPEARANCES:

Howard A. Elliot for Appellant Ryan M. Hoovler for Appellee

WILLAMOWSKI, P.J.

{¶1} Defendant-appellant Frankie A. Phipps (“Phipps”) appeals the judgment of the Crawford County Court of Common Pleas, alleging (1) that his guilty plea is invalid and (2) that the trial court erred by imposing a prison sentence after he violated the conditions of his judicial release. For the reasons set forth below, the judgment of the trial court is affirmed.

Facts and Procedural History

{¶2} On August 7, 2018, Phipps was charged on one count of burglary in violation of R.C. 2911.12(A)(2). Doc. 1. On February 7, 2019, Phipps pled guilty to the charge against him. Doc. 11. Pursuant to a plea agreement, the parties presented the trial court with a jointly recommended sentence that included a prison term of four years. Doc. 11. The trial court accepted Phipps’s guilty plea and immediately proceeded to sentencing. Doc. 12. February 7 Tr. 7-8. The trial court imposed the sentence that had been jointly recommended by the parties. February 7 Tr. 8.

{¶3} On September 9, 2019, Phipps filed a motion for judicial release pursuant to R.C. 2929.20. Doc. 19. On October 3, 2019, the trial court granted this motion. Doc. 22. On March 11, 2020, Phipps’s probation officer filed a motion that alleged Phipps had violated a condition of his judicial release. Doc. 25. At a hearing on April 6, 2020, the trial court determined that Phipps had violated a

condition of his judicial release and ordered him to serve the remaining balance of his previously imposed prison term. Doc. 35.

{¶4} The appellant filed his notice of appeal on May 4, 2020. Doc. 40. On appeal, Phipps raises the following assignments of error:

First Assignment of Error

Where a trial court accepts a plea of guilty to the offense of a case without advising the Defendant-Appellant that the court can proceed immediately to sentencing, the plea is invalid, and a subsequent attack of the conviction after expiration of the initial period of time afforded to make an appeal, is not barred by res judicata.

Second Assignment of Error

Where the trial court, in granting judicial [release] does not announce on the record the reserved sentence and thereafter places the Defendant-Appellant on community control conditions, granting a motion for judicial release, the court may not impose a prison sentence or a subsequent community control in violation of the terms of his release.

First Assignment of Error

{¶5} Phipps argues that his guilty plea was not knowingly, intelligently, or voluntarily entered and should, therefore, be vacated.

Legal Standard

{¶6} “When a defendant enters a plea in a criminal case, the plea must be made knowingly, intelligently, and voluntarily.” State v. Engle, 74 Ohio St.3d 525, 527, 660 N.E.2d 450, 451 (1996). “Failure on any of those points renders enforcement of the plea unconstitutional under both the United States Constitution

and the Ohio Constitution.” Id. “To ensure that a defendant’s guilty plea is knowingly, intelligently, and voluntarily made, the trial court must engage the defendant in a plea colloquy pursuant to Crim.R. 11(C).” State v. Fabian, 12th Dist. Warren No. CA2019-10-119, 2020-Ohio-3926, ¶ 8.

{¶7} “Crim.R. 11(C)(2) outlines the procedures trial courts must follow for accepting guilty pleas.” Mullins at ¶ 7. Crim.R. 11(C)(2) reads as follows:

(2) In felony cases the court may refuse to accept a plea of guilty or a plea of no contest, and shall not accept a plea of guilty or no contest without first addressing the defendant personally and doing all of the following:

(a) Determining that the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximum penalty involved, and if applicable, that the defendant is not eligible for probation or for the imposition of community control sanctions at the sentencing hearing.

(b) Informing the defendant of and determining that the defendant understands the effect of the plea of guilty or no contest, and that the court, upon acceptance of the plea, may proceed with judgment and sentence.

(c) Informing the defendant and determining that the defendant understands that by the plea the defendant is waiving the rights to jury trial, to confront witnesses against him or her, to have compulsory process for obtaining witnesses in the defendant’s favor, and to require the state to prove the defendant’s guilt beyond a reasonable doubt at a trial at which the defendant cannot be compelled to testify against himself or herself.

Crim.R. 11(C)(2). “The court must make the determinations and give the warnings that Crim.R. 11(C)(2)(a) and (b) require and must notify the defendant of the

constitutional rights that Crim.R. 11(C)(2)(c) identifies.” State v. Bishop, 156 Ohio St.3d 156, 2018-Ohio-5132, 124 N.E.3d 766, ¶ 11.

{¶8} “While the court must strictly comply with the requirements listed in Crim.R. 11(C)(2)(c), the court need only substantially comply with the requirements listed in Crim.R. 11(C)(2)(a) and (b).” Bishop at ¶ 11.

When a trial judge fails to explain the constitutional rights set forth in Crim.R. 11(C)(2)(c), the guilty or no-contest plea is invalid ‘under a presumption that it was entered involuntarily and unknowingly.’ [State v.] Griggs, 103 Ohio St.3d 85, 2004-

Ohio-4415, 814 N.E.2d 51, ¶ 12; see also [State v.] Nero, 56 Ohio St.3d at 107, 564 N.E.2d 474, citing Boykin [v. Alabama], 395 U.S.

[238,] 242-243, 89 S.Ct. 1709, 23 L.Ed.2d 274. However, if the trial judge imperfectly explained nonconstitutional rights such as the right to be informed of the maximum possible penalty and the effect of the plea, a substantial-compliance rule applies. Id.

Under this standard, a slight deviation from the text of the rule is permissible; so long as the totality of the circumstances indicates that ‘the defendant subjectively understands the implications of his plea and the rights he is waiving,’ the plea may be upheld.

Nero, 56 Ohio St.3d at 108, 564 N.E.2d 474.

When the trial judge does not substantially comply with Crim.R.

11 in regard to a nonconstitutional right, reviewing courts must determine whether the trial court partially complied or failed to comply with the rule. If the trial judge partially complied, e.g., by mentioning mandatory postrelease control without explaining it, the plea may be vacated only if the defendant demonstrates a prejudicial effect. See Nero, 56 Ohio St.3d at 108, 564 N.E.2d 474, citing State v. Stewart (1977), 51 Ohio St.2d 86, 93, 5 O.O.3d 52, 364 N.E.2d 1163, and Crim.R. 52(A); see also Sarkozy, 117 Ohio St.3d 86, 2008-Ohio-509, 881 N.E.2d 1224, ¶ 23. The test for prejudice is ‘whether the plea would have otherwise been made.’

Nero at 108, 564 N.E.2d 474, citing Stewart, [I]d. If the trial judge completely failed to comply with the rule, e.g., by not informing the defendant of a mandatory period of postrelease control, the plea must be vacated. See Sarkozy, 117 Ohio St.3d 86, 2008-Ohio-

509, 881 N.E.2d, 1224, paragraph two of the syllabus. ‘A complete failure to comply with the rule does not implicate an analysis of prejudice.’ Id. at ¶ 22.

State v. Clark, 119 Ohio St.3d 239, 2008-Ohio-3748, 893 N.E.2d 462, ¶ 31-32.

Legal Analysis

{¶9} In this assignment of error, Phipps argues that the trial court did not inform him that he had a “right[] to require the State to prove [his] guilt beyond a reasonable doubt at a trial * * *.” Crim.R. 11(C)(2)(c). Since Phipps alleges that the trial court failed to inform him of a constitutional right, we must examine the record to determine whether the trial court strictly complied with the requirements of Crim.R. 11(C)(2)(c) in this regard. Bishop, supra, at ¶ 11.

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State v. Phipps, 2021 Ohio 258, 167 N.E.3d 576 (Ohio Ct. App. 2021).

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