State v. Wallace

2023 Ohio 3014
Ohio Court of Appeals·Decided August 28, 2023·No. 7-23-04·Published·Cited by 5 cases

Opinion

IN THE COURT OF APPEALS OF OHIO THIRD APPELLATE DISTRICT

HENRY COUNTY

STATE OF OHIO, CASE NO. 7-23-04

PLAINTIFF-APPELLEE,

v.

CHRISTOPHER G. WALLACE, OPINION DEFENDANT-APPELLANT.

Appeal from Henry County Common Pleas Court Trial Court No. 22 CR 0006

Judgment Affirmed

Date of Decision: August 28, 2023

APPEARANCES:

Laurel A. Kendall for Appellant Gwen Howe-Gebers for Appellee

WILLAMOWSKI, J.

{¶1} Defendant-appellant Christopher G. Wallace (“Wallace”) appeals the judgment of the Henry County Court of Common Pleas, arguing that the trial court failed to substantially comply with Crim.R. 11; failed to ensure all the relevant information about his Tier III Sex Offender Classification was in his written plea form; and erred by denying his request to withdraw his guilty plea. For the reasons set forth below, the judgment of the trial court is affirmed.

Facts and Procedural History

{¶2} On February 23, 2022, Wallace was indicted on one count of corrupting another with drugs in violation of R.C. 2925.02(A)(4)(a), a second-degree felony; two counts of sexual battery in violation of R.C. 2907.03(A)(2), third-degree felonies; and one count of sexual battery in violation of R.C. 2907.03(A)(1), a third- degree felony. On September 22, 2022, Wallace pled guilty to one count of corrupting another with drugs in violation of R.C. 2925.02(A)(4)(a), a second- degree felony, and one count of sexual battery in violation of R.C. 2907.03(A)(2), a third-degree felony. As part of a plea agreement, the remaining two charges in the indictment were to be dismissed.

{¶3} On November 8, 2022, Wallace appeared before the trial court for sentencing. However, he made an oral motion to withdraw his prior guilty plea. The trial court then held a hearing on Wallace’s motion to withdraw his guilty plea on December 20, 2022. On January 6, 2023, the trial court issued a judgment entry

that denied Wallace’s motion to withdraw his guilty plea. On February 9, 2023, the trial court issued its judgment entry of sentencing. In this entry, the trial court found that Wallace should be classified as a Tier III Sex Offender.

{¶4} Wallace filed his notice of appeal on March 2, 2023. On appeal, he raises the following three assignments of error:

First Assignment of Error

Appellant’s guilty plea was not knowing and voluntary when the trial court failed to substantially comply with Crim.R. 11 by failing to inform appellant of all of the punitive consequences of his plea.

Second Assignment of Error

Appellant’s sex offender classification is void because there is no information concerning the classification in the plea form, and the sentencing entry contains only information about sex offender registration requirements.

Third Assignment of Error

The trial court abused its discretion when it denied appellant’s motion to withdraw his guilty plea before sentencing based on new evidence.

First Assignment of Error

{¶5} Wallace argues that his guilty plea was not knowing or voluntary made because the trial court failed to substantially comply with Crim.R. 11 by fully explaining to him the residential restrictions and community notification requirements for Tier III Sex Offenders.

Legal Standard

{¶6} “When a defendant enters a plea in a criminal case, the plea must be made knowingly, intelligently, and voluntarily.” State v. Engle, 74 Ohio St.3d 525, 527, 660 N.E.2d 450, 451 (1996). “Failure on any of those points renders enforcement of the plea unconstitutional under both the United States Constitution and the Ohio Constitution.” Id. Crim.R. 11(C)(2) directs trial courts to engage in a colloquy with a defendant before accepting a guilty or no contest plea in a felony case. This colloquy is designed to ensure that a plea is knowingly, intelligently, and voluntarily made. State v. Phipps, 2021-Ohio-258, 167 N.E.3d 576, ¶ 6 (3d Dist.).

{¶7} Crim.R. 11(C)(2)(a), requires a trial court, in addition to determining that a plea is voluntarily made, to ensure that the defendant understands the nature of the charges; the maximum penalty involved; and that probation or community control are not available at sentencing if the defendant is not eligible for such sanctions. Crim.R. 11(C)(2)(b) requires a trial court to inform the defendant of the effects of a guilty or no contest plea and of the fact that it may proceed to judgment and sentencing after accepting the plea. Crim.R. 11(C)(2)(c) requires a trial court to inform a defendant of various constitutional rights that are waived when a guilty or no contest plea is entered.

{¶8} In general, “a defendant is not entitled to have his plea vacated unless he demonstrates he was prejudiced by a failure of the trial court to comply with the provisions of Crim.R. 11(C).” State v. Dangler, 162 Ohio St.3d 1, 2020-Ohio-2765,

164 N.E.3d 286, ¶ 16. “The test for prejudice is ‘whether the plea would have otherwise been made.’” Id., quoting State v. Nero, 56 Ohio St.3d 106, 108, 564 N.E.2d 474, 476 (1990). However, the Ohio Supreme Court has delineated two exceptions to this general rule. Dangler at ¶ 16.

{¶9} First, “a trial court’s complete failure to comply with a portion of Crim.R. 11(C) eliminates the defendant’s burden to show prejudice.” Dangler at ¶ 15. Second, “[w]hen a trial court fails to explain the constitutional rights that a defendant waives by pleading guilty or no contest” as required by Crim.R. 11(C)(2)(c), the defendant’s plea is presumed to have been “entered involuntarily and unknowingly, and no showing of prejudice is required.” Id. at ¶ 14.

{¶10} Thus, the Ohio Supreme Court has explained the analysis of an appellate challenge based upon Crim.R. 11(C)(2) as involving three main questions: “(1) has the trial court complied with the relevant provision of the rule? (2) if the court has not complied fully with the rule, is the purported failure of a type that excuses a defendant from the burden of demonstrating prejudice? and (3) if a showing of prejudice is required, has the defendant met that burden?” Dangler, supra, at ¶ 17.

Legal Analysis

{¶11} On appeal, Wallace argues that the trial court did not adequately explain each of the Sex Offender Registration and Notification (“SORN”) requirements to which he would be subject if he pled guilty in this case. In State v.

Williams, the Ohio Supreme Court concluded that the sex-offender classification system in “R.C. Chapter 2950 is punitive” while noting that “some elements” were remedial. State v. Williams, 129 Ohio St.3d 344, 2011-Ohio-3374, 952 N.E.2d 1108, ¶ 16, 20. For this reason, the SORN requirements are part of the maximum penalty that a trial court is to explain to a defendant pursuant to Crim.R. 11(C)(2)(a). State v. Ulm, 2022-Ohio-4741, 205 N.E.3d 19, ¶ 10 (2d Dist.); State v. Tolle, 2022- Ohio-2839, 194 N.E.3d 410, ¶ 37 (4th Dist.); State v. Brown, 2020-Ohio-4474, 158 N.E.3d 972, ¶ 27 (8th Dist.).

{¶12} During the Crim.R. 11 colloquy, the trial court informed Wallace that he would, “as a result of these offenses, be classified as a Tier III Sex Offender. That would include registration requirements.” (Tr. 15). Because Wallace seemed to have been previously unaware of this penalty, the trial court granted a recess to give him time to confer with defense counsel about these SORN requirements and his decision to enter a plea. After this recess, the trial court stated that Wallace “would be a Tier III Sex Offender as a result of this offense and that would require him to register every 90 days for life.” (Tr. 17).

{¶13} On appeal, Wallace notes that the trial court did not mention the community notification requirements or the residential restrictions that came with being a Tier III Sex Offender. He asserts that this represents a failure to comply with Crim.R. 11(C)(2)(a). In Dangler, the Ohio Supreme Court considered a case in which the trial court informed the defendant that “he would have to register as a

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