State v. Padilla

Opinion

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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 2 STATE OF NEW MEXICO, 3 Plaintiff-Appellee, 4 v. No. 31,888 5 MICHAEL RALPH PADILLA, 6 Defendant-Appellant.

7 APPEAL FROM THE DISTRICT COURT OF CURRY COUNTY 8 Robert Orlik, District Judge

9 Gary K. King, Attorney General 10 Olga Serafimova, Assistant Attorney General 11 Santa Fe, NM

12 for Appellee

13 Bennett J. Baur, Acting Chief Public Defender 14 J.K. Theodosia Johnson, Assistant Appellate Defender 15 Santa Fe, NM

16 for Appellant 17 MEMORANDUM OPINION 18 SUTIN, Judge.

1 {1} Defendant Michael Padilla appeals his convictions for one count of conspiracy 2 to commit trafficking of a controlled substance (methamphetamine) and one count of 3 criminal solicitation to commit bringing contraband into a jail, for which he was 4 sentenced to an enhanced term of imprisonment as a habitual offender. We affirm 5 Defendant’s conspiracy conviction, reverse Defendant’s solicitation conviction 6 because it violates double jeopardy, and remand to the district court to vacate 7 Defendant’s solicitation conviction and to impose a new sentence. 8 Background 9 {2} During the jury trial, the State introduced evidence of monitored telephone calls 10 between Defendant and Marina Lopez (Girlfriend), which were made while Defendant 11 was in jail on unrelated charges. In these telephone calls, Defendant and Girlfriend 12 discussed how she was supposed to obtain drugs from various sources and deliver 13 them to a correctional officer (CO) for Defendant. Phil Caroland, a drug taskforce 14 agent, testified that he called Girlfriend, pretended to be a CO, and they scheduled a 15 time to meet. They met at a bank and Girlfriend gave Agent Caroland a package 16 containing methamphetamine, marijuana, and tobacco to deliver to Defendant. 17 {3} Detective Sandy Loomis testified that the police started to monitor Defendant’s 18 telephone calls with Girlfriend because a CO informed Detective Loomis that 19 Defendant approached him and asked him to bring drugs into the jail. Defendant

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1 denied asking the CO identified by the police to bring him drugs into the jail, but 2 admitted that he was “getting drugs from another CO” and even “juggling two . . . 3 COs at the same time.” When his attorney asked him to explain what he meant by 4 “juggling between two COs,” Defendant responded that he was “throwing a line out 5 there and waiting for someone to bite. . . . They all say they are going to do this and 6 that, but there [were] very few of them that would actually go through with it[.]” No 7 COs testified at the trial. 8 {4} Defendant raises three issues on appeal: (1) his convictions for both solicitation 9 and conspiracy violate double jeopardy, (2) the submitted jury instructions’ failure to 10 identify the “other person” allowed him to be convicted on legally inadequate 11 grounds, and (3) he received ineffective assistance of counsel when his counsel failed 12 to object to Detective Loomis’ hearsay testimony on confrontation grounds. We agree 13 with the parties that Defendant’s criminal solicitation conviction violates double 14 jeopardy, but for different reasons than those conceded by the State. We first discuss 15 double jeopardy and the jury instructions because these issues are intertwined. Then 16 we address Defendant’s ineffective assistance of counsel claim. 17 Double Jeopardy and Jury Instructions 18 {5} As pointed out by Defendant, the submitted jury instructions required that 19 Defendant conspired with or solicited “another person,” but the “other person” was

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1 not identified by name in the jury instructions. We recognize that the jury instructions 2 given to the jury are consistent with the uniform jury instructions for conspiracy, UJI 3 14-2810 NMRA, and criminal solicitation, UJI 14-2817 NMRA. For reasons 4 discussed later in this Opinion, as applied to Defendant’s conspiracy conviction, the 5 lack of identification of the “other person” in the submitted conspiracy jury instruction 6 presents no problem. However, under the unusual facts of this case, the failure to 7 identify the other person in the solicitation jury instruction presents a double jeopardy 8 problem. 9 {6} Although Defendant did not raise a double jeopardy argument below, double 10 jeopardy claims are not subject to waiver and can be raised at any time before or after 11 entry of a judgment. See NMSA 1978, § 30-1-10 (1963). Double jeopardy is a 12 question of law, and we apply a de novo standard of review. State v. Bernal, 13 2006-NMSC-050, ¶ 6, 140 N.M. 644, 146 P.3d 289. 14 {7} “Conspiracy consists of knowingly combining with another for the purpose of 15 committing a felony within or without this state.” NMSA 1978, § 30-28-2(A) (1979). 16 The conspiracy jury instruction required the jury to find that “[D]efendant and another 17 person by words or acts agreed together to commit trafficking a controlled 18 substance[,]” and “[D]efendant and the other person intended to commit [t]rafficking 19 a [c]ontrolled [s]ubstance[.]” (Emphasis added.) This jury instruction requires a

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1 bilateral agreement. Thus, as required by the conspiracy jury instruction, not only did 2 Defendant and the other person have to agree to commit trafficking, but both 3 Defendant and the other person had to have the intent to commit trafficking. See State 4 v. Smith, 104 N.M. 729, 730, 726 P.2d 883, 884 (Ct. App. 1986) (“Jury instructions 5 become the law of the case against which the sufficiency of the evidence is to be 6 measured.”). We consider the conspiracy jury instruction as related to Defendant’s 7 interactions with both Girlfriend and the COs. 8 {8} “[T]he test to determine the sufficiency of evidence . . . is whether substantial 9 evidence of either a direct or circumstantial nature exists to support a verdict of guilt 10 beyond a reasonable doubt with respect to every element essential to a conviction.” 11 State v. Sutphin, 107 N.M. 126, 131, 753 P.2d 1314, 1319 (1988). The State’s 12 evidence showed that Defendant and Girlfriend concocted a plan for Girlfriend to 13 obtain and deliver drugs to a CO and that Girlfriend followed through with this plan. 14 The State’s evidence also showed that Girlfriend met with Agent Caroland, whom she 15 believed was the CO who was going to deliver the drugs to Defendant, and that she 16 gave him a package containing methamphetamine, marijuana, and tobacco to be 17 delivered to Defendant. Thus, as to Girlfriend, the evidence supported a jury 18 determination that Defendant and Girlfriend conspired to commit trafficking a

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1 controlled substance and that Girlfriend demonstrated an intent to commit trafficking 2 a controlled substance. 3 {9} With respect to the named CO, while there was evidence to show that the CO 4 made an agreement with Defendant to traffic a controlled substance, no evidence was 5 presented that the CO had an intent to traffic a controlled substance. To the contrary, 6 because the named CO reported Defendant to authorities, there was insufficient 7 evidence to show that he “intended” to commit trafficking a controlled substance. 8 Defendant also complained that the named CO “never came through” further 9 demonstrating the CO’s lack of intent. Defendant testified that he did not trust the 10 named CO anymore and “quit messing with him.” Similarly, there was no evidence 11 presented that any unidentified CO intended to commit trafficking a controlled 12 substance. 13 {10} In sum, the State’s evidence was insufficient to demonstrate a bilateral 14 agreement and a shared intent between Defendant and named or unnamed COs. 15 Sufficient evidence was presented, however, to demonstrate that Defendant and 16 Girlfriend agreed and intended to commit trafficking a controlled substance. 17 Accordingly, because we presume that the jury correctly followed the conspiracy jury 18 instruction and drew reasonable inferences from the evidence presented, we believe 19 that the jury convicted Defendant of conspiracy based on his interactions with

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1 Girlfriend. See State v. Gonzales, 113 N.M. 221, 230, 824 P.2d 1023, 1032 (1992) 2 (“The jury is presumed to follow the court’s instructions.”). 3 {11} We next address Defendant’s conviction for criminal solicitation. See NMSA 4 1978, § 30-28-3(A) (1979) (“Except as to bona fide acts of persons authorized by law 5 to investigate and detect the commission of offenses by others, a person is guilty of 6 criminal solicitation if, with the intent that another person engage in conduct 7 constituting a felony, he solicits, commands, requests, induces, employs[,] or 8 otherwise attempts to promote or facilitate another person to engage in conduct 9 constituting a felony within or without the state.”). The jury was required to find that 10 “[D]efendant intended that another person commit bringing contraband into jail” and 11 that “[D]efendant solicited, commanded, requested, induced, or employed the other 12 person to commit the crime[.]” (Emphasis added.) 13 {12} Evidence was presented that Defendant solicited both Girlfriend and COs to 14 bring contraband into the jail. At trial, Defendant admitted that he asked Girlfriend 15 and more than one CO to bring drugs into the jail. Problematically, because the 16 solicitation jury instruction did not identify the other person, it is not apparent whether 17 the jury convicted Defendant of criminal solicitation based upon his interactions with 18 Girlfriend or, alternatively, based on his interactions with a CO. Because it is possible 19 that the jury convicted Defendant of solicitation and conspiracy based only upon his

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1 interactions with Girlfriend, for reasons discussed later, his convictions present a 2 double jeopardy problem. 3 {13} Defendant argues, and the State concedes, that the criminal solicitation 4 conviction violates Section 30-28-3(D). That Section provides:

5 A person is not liable for criminal solicitation when his solicitation 6 constitutes conduct of a kind that is necessarily incidental to the 7 commission of the offense solicited. When the solicitation constitutes 8 a felony offense other than criminal solicitation, which is related to but 9 separate from the offense solicited, the defendant is guilty of such related 10 felony offense and not of criminal solicitation. Provided, a defendant 11 may be prosecuted for and convicted of both the criminal solicitation as 12 well as any other crime or crimes committed by the defendant or his 13 accomplices or coconspirators, or the crime or crimes committed by the 14 person solicited.

15 Id. 16 {14} In State v. Vallejos, 2000-NMCA-075, 129 N.M. 424, 9 P.3d 668, this Court 17 analyzed Section 30-28-3(D) “to determine whether the [L]egislature intended 18 multiple convictions and punishments for the offenses of criminal solicitation and 19 conspiracy to commit murder.” Vallejos, 2000-NMCA-075, ¶ 24. We concluded that 20 a separate adjudication of guilt as to criminal solicitation violates Section 30-28-3(D) 21 and double jeopardy when a defendant is charged with both criminal solicitation and 22 conspiracy stemming from the same conduct. See Vallejos, 2000-NMCA-075, ¶¶ 21- 23 22, 28. We further concluded that “double jeopardy resulting from multiple 24 convictions for the same offense is not cured by the merger of the offenses for

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1 sentencing purposes.” Id. ¶ 27. Vallejos and Section 30-28-3(D) dictate that if the 2 jury convicted Defendant of both conspiracy and criminal solicitation based upon his 3 interactions with Girlfriend, then he was guilty of conspiracy, but not criminal 4 solicitation. See Vallejos, 2000-NMCA-075, ¶ 28 (vacating the defendant’s 5 conviction for criminal solicitation because it violated double jeopardy). The fact that 6 the district court gave Defendant concurrent sentences does not cure this double 7 jeopardy violation. Id. ¶ 27. 8 {15} If Defendant’s criminal solicitation conviction was premised on his interaction 9 with a CO, there is no double jeopardy violation because there was no accompanying 10 conspiracy with a CO for which the criminal solicitation statute would require merger 11 into one conspiracy conviction. See id. ¶ 28. If, however, Defendant’s solicitation 12 conviction was premised on Defendant’s interaction with Girlfriend, then there was 13 a double jeopardy violation because, as discussed, Defendant’s conspiracy conviction 14 was necessarily premised on his interaction with Girlfriend. In the latter scenario, 15 Defendant’s criminal solicitation conviction must merge into one conspiracy 16 conviction. 17 {16} Because we do not know which alternative facts the jury relied upon to convict 18 Defendant of criminal solicitation—Defendant’s interactions with Girlfriend or his 19 interactions with a CO—we conclude that Defendant’s convictions for conspiracy and

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1 solicitation subject him to double jeopardy. See generally State v. Foster, 1999- 2 NMSC-007, ¶ 27, 126 N.M. 646, 974 P.2d 140 (holding that a general verdict cannot 3 be upheld if one of the alternative theories for conviction subjects a defendant to 4 double jeopardy), abrogated on other grounds by Kersey v. Hatch, 2010-NMSC-020, 5 148 N.M. 381, 237 P.3d 683; see also State v. Olguin, 120 N.M. 740, 740-41, 906 6 P.2d 731, 731-32 (1995) (holding that due process does not require a general verdict 7 of guilt to be set aside as long as one of the alternative bases for conviction is 8 supported by sufficient evidence and the other theories are not legally inadequate). 9 Accordingly, we reverse Defendant’s conviction for criminal solicitation. See State 10 v. Gonzales, 2007-NMSC-059, ¶ 10, 143 N.M. 25, 172 P.3d 162 (“If double jeopardy 11 is violated, we must vacate the conviction for the lesser offense.”). 12 {17} We lastly note that Defendant argued on appeal that his convictions for 13 solicitation and conspiracy violate double jeopardy under both the federal and state 14 constitutions. Because Defendant is entitled to relief under the federal constitution, 15 we do not need to address his claims under the state constitution. See State v. 16 Cardenas-Alvarez, 2001-NMSC-017, ¶ 7, 130 N.M. 386, 25 P.3d 225 (“If the federal 17 [c]onstitution affords [the d]efendant the protection he seeks, we will not examine his 18 state constitutional claim.”). 19 Ineffective Assistance of Counsel

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1 {18} Defendant argues that his trial counsel was ineffective because he failed to 2 secure Defendant’s right to confront the named CO. He claims that the State needed 3 that CO to testify to establish that Defendant either solicited the CO to bring drugs 4 into the jail or, alternatively, to show that Defendant and the CO conspired to commit 5 trafficking by distribution. 6 {19} “For a successful ineffective assistance of counsel claim, a defendant must first 7 demonstrate error on the part of counsel[] and then show that the error resulted in 8 prejudice.” Bernal, 2006-NMSC-050, ¶ 32. “Failure to prove either prong of the test 9 defeats a claim of ineffective assistance of counsel.” State v. Reyes, 2002-NMSC-024, 10 ¶ 48, 132 N.M. 576, 52 P.3d 948, abrogated on other grounds by Allen v. LeMaster, 11 2012-NMSC-001, 267 P.3d 806. “We review claims of ineffective assistance of 12 counsel de novo.” State v. Garcia, 2011-NMSC-003, ¶ 33, 149 N.M. 185, 246 P.3d 13 1057. 14 {20} Defendant cannot demonstrate prejudice in this case. The confrontation issue 15 he raises is premised on Defendant’s interaction with the CO. The only conviction 16 that we are affirming, however, stems from Defendant’s interactions with Girlfriend. 17 Accordingly, there is no prejudice. 18 Conclusion

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1 {21} For the foregoing reasons, we affirm Defendant’s conviction for conspiracy to 2 commit trafficking by distribution, reverse Defendant’s criminal solicitation 3 conviction, and remand this case to the district court to vacate the solicitation 4 conviction. 5 {22} IT IS SO ORDERED.

6 __________________________________ 7 JONATHAN B. SUTIN, Judge

8 WE CONCUR:

9 _______________________________ 10 JAMES J. WECHSLER, Judge

11 _______________________________ 12 MICHAEL E. VIGIL, Judge