This memorandum opinion was not selected for publication in the New Mexico Appellate Reports. Please see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. Please also note that this electronic memorandum opinion may contain computer-generated errors or other deviations from the official paper version filed by the Court of Appeals and does not include the filing date.
1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellee,
4 v. NO. 32,778
5 GEOFFREY PADILLA,
6 Defendant-Appellant.
7 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 8 Kenneth H. Martinez, District Judge
9 Hector H. Balderas, Attorney General 10 James W. Grayson, Assistant Attorney General 11 Santa Fe, NM
12 for Appellee
13 The Appellate Law Office of Scott M. Davidson 14 Scott M. Davidson 15 Albuquerque, NM
16 for Appellant
17 MEMORANDUM OPINION
18 ZAMORA, Judge.
19 {1} Defendant Geoffrey Padilla appeals from the district court’s judgment in an on-
20 record appeal, affirming the metropolitan court’s sentencing order entered upon the 1 conviction of Defendant for DWI under NMSA 1978, Section 66-8-102(C) (2010).
2 Defendant raises three issues on appeal: (1) the metropolitan court improperly
3 excluded expert testimony, (2) the metropolitan court improperly admitted the breath
4 test results, and (3) Defendant’s conviction is not supported by substantial evidence.
5 We are not persuaded by Defendant’s arguments and affirm.
6 BACKGROUND
7 {2} Defendant was arrested on June 11, 2008, and charged with DWI and failure
8 to maintain a traffic lane. He was tried before a jury on February 24, 2009, and
9 February 25, 2009. At the trial, Officer Jay Schwartz testified that around 11:30 p.m.
10 on July 23, 2008, he observed Defendant’s vehicle driving ahead of him. Officer
11 Schwartz testified that Defendant’s vehicle veered into the adjacent lane three times,
12 nearly striking another vehicle. Officer Schwartz initiated a traffic stop. He noticed
13 that Defendant had bloodshot, watery eyes and emitted an odor of alcohol. Defendant
14 told Officer Schwartz that he had consumed one beer.
15 {3} Officer Schwartz asked Defendant if he would agree to perform field sobriety
16 tests and Defendant agreed to do so. Defendant was only successful in completing one
17 of the three field sobriety tests he was asked to perform. Defendant was placed under
18 arrest and agreed to submit to a breath alcohol test.
2 1 {4} During the State’s direct examination of Officer Schwartz, the State moved to
2 admit the results of Defendant’s breath alcohol test and the court reserved ruling on
3 the motion. When the State rested its case, the court had not yet ruled on the State’s
4 motion to admit the breath alcohol results.Defendant moved for a directed verdict
5 based on the State’s failure to have the results admitted into evidence.
6 {5} Arguments on the motion were heard outside the presence of the jury. The court
7 denied Defendant’s motion and admitted the evidence. The court read the results into
8 the record and advised the parties that it would read the breath alcohol results to the
9 jury as well. There were no objections. The court read the results of the breath alcohol
10 test to the jury, and defense counsel did not object.
11 {6} Defendant attempted to challenge the reliability of the breath alcohol test
12 through an expert witness, Dr. Reyes.The court qualified Dr. Reyes as an expert in
13 pharmacology and pharmakokinetics (the absorption of substances into the human
14 body). Part way through Dr. Reyes’ testimony a recess was called. During a private
15 bench conference defense counsel stated his intention to question the witness about
16 the possible effects of contaminants on the breath alcohol test results. The court
17 pointed out that it had not qualified Dr. Reyes as an expert in that area. There is
18 nothing in the record to indicate that defense counsel objected to the court’s limitation
19 on Dr. Reyes’ expert witness testimony, nor did defense counsel present any argument
3 1 or authority as to why Dr. Reyes should be allowed to testify as an expert on the
2 possible effects of contaminants on the breath alcohol test results.
3 {7} The court stated that it would be appropriate for Dr. Reyes to give a lay opinion
4 based on his experience with the breath alcohol testing machine if a curative
5 instruction was given to the jury distinguishing Dr. Reyes’ expert opinion from his lay
6 opinion. Defense counsel did not object. When defense counsel questioned Dr. Reyes
7 about contaminants, he stated “I am asking as a lay opinion, not an expert opinion.”
8 After Defendant rested his case, the court and the parties discussed giving the jury a
9 curative instruction concerning Dr. Reyes’ lay opinion.
10 {8} The court proposed the following language for the instruction: “You are to
11 consider Dr. Reyes’ testimony regarding any effect contaminants may have had on the
12 breath alcohol test as a lay opinion only.” Defense counsel stated that he had no
13 problem with the court’s proposed instruction, but that it would be better to give the
14 jury the uniform instructions for lay and expert witness testimony. The court noted
15 that counsel could have requested the expert witness instruction previously, but did
16 not do so. The court further stated that it would not delay the proceedings to allow
17 time to prepare the expert and lay witness instructions and that it would give the
18 curative instruction as proposed.Defense counsel did not object to the court’s ruling,
19 and did not object when the instruction was given.
4 1 {9} Defendant was convicted of per se DWI and appealed to the district court. The
2 district court affirmed Defendant’s conviction and this appeal followed.1
3 DISCUSSION
4 {10} On appeal, Defendant argues that the trial court erred in prohibiting Dr. Reyes
5 from testifying as an expert on the potential effect of contaminants on breath alcohol
6 results, and in reading the results of the breath test to the jury. However, our review
7 of the record reveals that Defendant did not raise any objections concerning these
8 issues at trial, nor does he claim fundamental or plain error on appeal. We, therefore,
9 decline to address Defendant’s arguments on these points because “it is trial counsel’s
10 duty to state objections so that the trial court may rule intelligently on them and so that
11 an appellate court does not have to guess at what was and what was not an issue at
12 trial.” State v. Watchman, 2005-NMCA-125, ¶ 18, 138 N.M. 488, 122 P.3d 855
13 (alterations, internal quotation marks, and citation omitted); see 12-216(A) NMRA
14 (“To preserve a question for review it must appear that a ruling or decision by the
15 district court was fairly invoked[.]”); State v. Gomez, 1997-NMSC-006, ¶ 14, 122
16 N.M. 777, 932 P.2d 1 (stating “it is a fundamental rule of appellate practice and
1 17 The State argues that this Court lacks jurisdiction to review the district court’s 18 disposition of an appeal from the metropolitan court. We recently rejected this 19 argument in State v. Carroll, 2015-NMCA-034, 346 P.3d 416, cert. granted, 2015- 20 NMCERT-001, ___ P.3d ___. To the extent that the State asks us to overrule Carroll, 21 we decline to do so.
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This memorandum opinion was not selected for publication in the New Mexico Appellate Reports. Please see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. Please also note that this electronic memorandum opinion may contain computer-generated errors or other deviations from the official paper version filed by the Court of Appeals and does not include the filing date.
1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellee,
4 v. NO. 32,778
5 GEOFFREY PADILLA,
6 Defendant-Appellant.
7 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 8 Kenneth H. Martinez, District Judge
9 Hector H. Balderas, Attorney General 10 James W. Grayson, Assistant Attorney General 11 Santa Fe, NM
12 for Appellee
13 The Appellate Law Office of Scott M. Davidson 14 Scott M. Davidson 15 Albuquerque, NM
16 for Appellant
17 MEMORANDUM OPINION
18 ZAMORA, Judge.
19 {1} Defendant Geoffrey Padilla appeals from the district court’s judgment in an on-
20 record appeal, affirming the metropolitan court’s sentencing order entered upon the 1 conviction of Defendant for DWI under NMSA 1978, Section 66-8-102(C) (2010).
2 Defendant raises three issues on appeal: (1) the metropolitan court improperly
3 excluded expert testimony, (2) the metropolitan court improperly admitted the breath
4 test results, and (3) Defendant’s conviction is not supported by substantial evidence.
5 We are not persuaded by Defendant’s arguments and affirm.
6 BACKGROUND
7 {2} Defendant was arrested on June 11, 2008, and charged with DWI and failure
8 to maintain a traffic lane. He was tried before a jury on February 24, 2009, and
9 February 25, 2009. At the trial, Officer Jay Schwartz testified that around 11:30 p.m.
10 on July 23, 2008, he observed Defendant’s vehicle driving ahead of him. Officer
11 Schwartz testified that Defendant’s vehicle veered into the adjacent lane three times,
12 nearly striking another vehicle. Officer Schwartz initiated a traffic stop. He noticed
13 that Defendant had bloodshot, watery eyes and emitted an odor of alcohol. Defendant
14 told Officer Schwartz that he had consumed one beer.
15 {3} Officer Schwartz asked Defendant if he would agree to perform field sobriety
16 tests and Defendant agreed to do so. Defendant was only successful in completing one
17 of the three field sobriety tests he was asked to perform. Defendant was placed under
18 arrest and agreed to submit to a breath alcohol test.
2 1 {4} During the State’s direct examination of Officer Schwartz, the State moved to
2 admit the results of Defendant’s breath alcohol test and the court reserved ruling on
3 the motion. When the State rested its case, the court had not yet ruled on the State’s
4 motion to admit the breath alcohol results.Defendant moved for a directed verdict
5 based on the State’s failure to have the results admitted into evidence.
6 {5} Arguments on the motion were heard outside the presence of the jury. The court
7 denied Defendant’s motion and admitted the evidence. The court read the results into
8 the record and advised the parties that it would read the breath alcohol results to the
9 jury as well. There were no objections. The court read the results of the breath alcohol
10 test to the jury, and defense counsel did not object.
11 {6} Defendant attempted to challenge the reliability of the breath alcohol test
12 through an expert witness, Dr. Reyes.The court qualified Dr. Reyes as an expert in
13 pharmacology and pharmakokinetics (the absorption of substances into the human
14 body). Part way through Dr. Reyes’ testimony a recess was called. During a private
15 bench conference defense counsel stated his intention to question the witness about
16 the possible effects of contaminants on the breath alcohol test results. The court
17 pointed out that it had not qualified Dr. Reyes as an expert in that area. There is
18 nothing in the record to indicate that defense counsel objected to the court’s limitation
19 on Dr. Reyes’ expert witness testimony, nor did defense counsel present any argument
3 1 or authority as to why Dr. Reyes should be allowed to testify as an expert on the
2 possible effects of contaminants on the breath alcohol test results.
3 {7} The court stated that it would be appropriate for Dr. Reyes to give a lay opinion
4 based on his experience with the breath alcohol testing machine if a curative
5 instruction was given to the jury distinguishing Dr. Reyes’ expert opinion from his lay
6 opinion. Defense counsel did not object. When defense counsel questioned Dr. Reyes
7 about contaminants, he stated “I am asking as a lay opinion, not an expert opinion.”
8 After Defendant rested his case, the court and the parties discussed giving the jury a
9 curative instruction concerning Dr. Reyes’ lay opinion.
10 {8} The court proposed the following language for the instruction: “You are to
11 consider Dr. Reyes’ testimony regarding any effect contaminants may have had on the
12 breath alcohol test as a lay opinion only.” Defense counsel stated that he had no
13 problem with the court’s proposed instruction, but that it would be better to give the
14 jury the uniform instructions for lay and expert witness testimony. The court noted
15 that counsel could have requested the expert witness instruction previously, but did
16 not do so. The court further stated that it would not delay the proceedings to allow
17 time to prepare the expert and lay witness instructions and that it would give the
18 curative instruction as proposed.Defense counsel did not object to the court’s ruling,
19 and did not object when the instruction was given.
4 1 {9} Defendant was convicted of per se DWI and appealed to the district court. The
2 district court affirmed Defendant’s conviction and this appeal followed.1
3 DISCUSSION
4 {10} On appeal, Defendant argues that the trial court erred in prohibiting Dr. Reyes
5 from testifying as an expert on the potential effect of contaminants on breath alcohol
6 results, and in reading the results of the breath test to the jury. However, our review
7 of the record reveals that Defendant did not raise any objections concerning these
8 issues at trial, nor does he claim fundamental or plain error on appeal. We, therefore,
9 decline to address Defendant’s arguments on these points because “it is trial counsel’s
10 duty to state objections so that the trial court may rule intelligently on them and so that
11 an appellate court does not have to guess at what was and what was not an issue at
12 trial.” State v. Watchman, 2005-NMCA-125, ¶ 18, 138 N.M. 488, 122 P.3d 855
13 (alterations, internal quotation marks, and citation omitted); see 12-216(A) NMRA
14 (“To preserve a question for review it must appear that a ruling or decision by the
15 district court was fairly invoked[.]”); State v. Gomez, 1997-NMSC-006, ¶ 14, 122
16 N.M. 777, 932 P.2d 1 (stating “it is a fundamental rule of appellate practice and
1 17 The State argues that this Court lacks jurisdiction to review the district court’s 18 disposition of an appeal from the metropolitan court. We recently rejected this 19 argument in State v. Carroll, 2015-NMCA-034, 346 P.3d 416, cert. granted, 2015- 20 NMCERT-001, ___ P.3d ___. To the extent that the State asks us to overrule Carroll, 21 we decline to do so.
5 1 procedure that an appellate court will consider only such questions as were raised in
2 the lower court.” (alterations, internal quotation marks, and citation omitted)).
3 Sufficiency of the Evidence
4 {11} Defendant contends that there is insufficient evidence to support his conviction
5 for per se DWI. In resolving sufficiency of the evidence issues, we view the evidence
6 “in the light most favorable to the verdict, we determine whether the evidence
7 presented could justify, to a reasonable mind, a finding that each element of the crime
8 charged was established beyond a reasonable doubt.” State v. Martinez, 2002-NMCA-
9 043, ¶ 9, 132 N.M. 101, 45 P.3d 41.
10 {12} Section 66-8-102(C)(1) makes it unlawful for “a person to drive a vehicle in
11 this state if the person has an alcohol concentration of eight one hundredths or more
12 in the person’s blood or breath within three hours of driving the vehicle and the
13 alcohol concentration results from alcohol consumed before or while driving the
14 vehicle[.]” In this case, Officer Schwartz’s testimony and the breath alcohol test
15 provide sufficient evidence to support the jury’s verdict. To the extent Defendant
16 directs this Court to contrary evidence, “[i]n reviewing the sufficiency of the evidence,
17 we must view the evidence in the light most favorable to the guilty verdict, indulging
18 all reasonable inferences and resolving all conflicts in the evidence in favor of the
19 verdict.” State v. Cunningham, 2000-NMSC-009, ¶ 26, 128 N.M. 711, 998 P.2d 176.
6 1 Thus, “[c]ontrary evidence supporting acquittal does not provide a basis for reversal
2 because the jury is free to reject [the d]efendant’s version of the facts.” State v. Rojo,
3 1999-NMSC-001, ¶ 19, 126 N.M. 438, 971 P.2d 829.
4 CONCLUSION
5 {13} For the foregoing reasons we affirm.
6 {14} IT IS SO ORDERED.
7 8 M. MONICA ZAMORA, Judge
9 I CONCUR:
10 11 MICHAEL D. BUSTAMANTE, Judge
12 RODERICK T. KENNEDY, Judge (specially concurring).
7 1 KENNEDY, Judge (specially concurring).
2 {15} I concur in the result, because of the effect of Defendant’s failure to
3 meaningfully preserve error. The restriction of Defendant’s right to impeach the
4 breath test machine, and the interference of the trial court with that right by insisting
5 on an erroneous “curative” jury instruction misconstruing an expert’s evidence as lay
6 testimony was surely prejudicial error. Defendant, however, does not raise
7 fundamental error, and I cannot find that Defendant’s conviction based on the
8 remaining evidence is sufficiently offensive to justice as to argue for reversal.
9 {16} The defense notified the metropolitan court that, based on Defendant’s
10 testimony that he had used alcohol-based breath spray and mouthwash prior to his
11 arrest, he intended to ask Dr. Reyes about the possible effects these things might have
12 in contaminating a breath test. The district attorney conceded that this would be proper
13 testimony. The district court catalogs the evidence of Dr. Reyes’ qualifications in this
14 area: a three day course on the IR 8000, including on the subject of chemical
15 interference with the machine. Dr. Reyes testified that he had disassembled an IR
16 8000, and had participated in studies specifically directed at whether the IR 8000
17 could be affected by contaminants. The metropolitan court held this experience to be
18 insufficient, and stated that if Dr. Reyes would “like to give his lay opinion based on
19 his experience with the machine, I think that’s totally appropriate. There might need
8 1 to be some type of curative instruction to the jury explaining that that opinion would
2 be separate from the expert opinion you’re trying to offer on the other areas.” Defense
3 counsel responded that he understood, and could help prepare such an instruction very
4 quickly. The district court ruled that Dr. Reyes’ opinion about contaminants was
5 proper lay testimony as “rationally based on his perception.” and suggests that there
6 was no showing that “observations about the effect of contaminants . . . constitute
7 ‘scientific, technical, or otherwise specialized knowledge.”
8 {17} In State v. King, 2012-NMCA-119, 291 P.3d 160, a case with an adequately
9 developed record, including a proffer of Dr. Reyes’ testimony on this very subject
10 from the defense, see Rule 11-103(A)(2) NMRA (setting out the procedure for an
11 offer of proof), we reversed a conviction where the trial court erroneously restricted
12 expert testimony concerning possible interferents that could affect a breath test result
13 King, Id. ¶ 23. (“Defendant was entitled to present expert testimony challenging the
14 reliability of the Intoxilyzer 8000, and the expert's failure to examine the machine in
15 question did not preclude his testimony”). The district court noted that in King, Dr.
16 Reyes’ qualifications were not challenged. It seems to have missed our holding in
17 State v. Anaya “that the scientific reliability and functionality of the IR 5000 used to
18 test [the d]efendant's breath is a foundational issue that is only subject to challenge
9 1 through expert testimony” 2012 -NMCA- 094, ¶ 22, 287 P.3d 956 2 It would be fair
2 to gather from this that no lay person can reasonably testify to an opinion as to what
3 substance might confound a breath alcohol test, or how, and Anaya explicitly forbids
4 it. The metropolitan judge in the case at bar only permitted Dr. Reyes to testify on this
5 subject as a lay witness, and the district court agreed. This ruling was an abuse of
6 discretion.
7 {18} Lay testimony is not ever some lesser form of expert testimony that the trial
8 judge can instruct a jury to distinguish from that of an expert if “based on scientific,
9 technical, or specialized knowledge,” Rule 11-701(C) NMRA. The metropolitan court
10 seems not to have read Rule 11-701, King, or Anaya, else it would be plain that
11 testimony about possible contaminants able to affect the result of a breath test for
12 alcohol and how they would requires foundation is beyond a lay person’s ability to
13 perceive or interpret. State v. Torres, 2009 NMSC-010, ¶31, 127 N.M. 20, 976 P.2d
14 201, (noting the difference between the expertise required to observe the phenomenon
15 of HGN, and the expertise to state the mechanism by which it occurred); see also,
16 Rule 11-701, Cmt. Commentary, (“[L]ay witness testimony under this rule should not
17 be based on ‘scientific, technical[,] or other specialized knowledge’. If the witness
2 18 The metropolitan judge specifically distinguished Dr. Reyes’ expertise on the 19 IR 5000 from his recent classes with the IR 8000 in consigning him to “lay” witness 20 status.
10 1 testifies to such scientific, technical[,] or other specialized knowledge, then the
2 admissibility of such testimony must be analyzed under Rule 11-702 . . . for expert
3 testimony.”) If Dr. Reyes was not qualified, he should not have been allowed to testify
4 at all, and if he was, the ruling consigning his expertise to “lay” status was an abuse
5 of discretion, and erroneous.
6 {19} For the metropolitan court to suggest that Dr. Reyes’ testimony could proceed
7 as “lay testimony”, and give a “curative” jury instruction was thus doubly erroneous,
8 but amounts to unpreserved error, particularly in light of defense counsel’s stating that
9 he understood the ruling and would assist in preparing the “curative instruction.”
10 Unpreserved error allows for reversal only if fundamental error occurred. State v.
11 Cabezuela, 2011-NMSC-041, ¶ 49, 150 N.M. 654, 265 P.3d 705. “[F]undamental
12 error only applies in exceptional circumstances when guilt is so doubtful that it would
13 shock the judicial conscience to allow the conviction to stand.” State v. Cunningham,
14 2000-NMSC-009, ¶ 13, 128 N.M. 711, 998 P.2d 176 (internal quotation marks and
15 citation omitted). While I cannot agree on the issue of Dr. Reyes’ testimony about
16 contaminants, the sufficiency of the evidence precludes my concluding that
17 fundamental error existed.
18 ___________________________________ 19 RODERICK T. KENNEDY, Judge