State v. Martinez

2008 NMSC 060, 195 P.3d 1232, 145 N.M. 220
New Mexico Supreme Court·Decided October 9, 2008·No. 30,269·Published·Cited by 63 cases

Opinion

OPINION

DANIELS, Justice.

{1} In this case, we address the conceptually distinct, but often confusing, rules regulating admissibility of character testimony (1) as substantive evidence of relevant out-of-court conduct of a criminal defendant under Rule 11-404(A)(1) NMRA, and (2) as impeachment and rehabilitation evidence relating to testimonial credibility of any witness, including a defendant, under Rule 11 — 608(A) NMRA. The Court of Appeals determined that the district court erroneously excluded Rule 11-404(A)(1) evidence of Defendant’s character for honesty and truthfulness as substantive evidence in his trial for burglary solicitation. We affirm the result reached by the Court of Appeals, and we therefore remand to the district court for a new trial.

I. BACKGROUND

{2} Defendant Kenneth Martinez had a history of working as a paid police informant. At the request of the police, he agreed to aid in the arrest of Arturo Torres, a man suspected of involvement in an armed burglary committed by three men in Silver City. Defendant’s help consisted of luring Torres out of a hiding location by feigning his interest in buying drugs from Torres. After Torres was arrested, he gave a statement accusing Defendant of having solicited him to commit the very burglary for which Defendant had helped the police arrest Torres. Torres claimed that Defendant had provided detailed information about a house he wanted burglarized that purportedly had drugs, money, and guns in it. On the basis of Torres’s disputed account and his subsequent immunized testimony, Defendant was arrested, tried by a jury, and convicted of criminal solicitation to commit aggravated burglary, contrary to NMSA 1978, Section 30-28-3 (1979).

{3} It was the State’s theory that Defendant had solicited Torres to burglarize the home of Marilyn Berry, Defendant’s future mother-in-law, but that Torres and his two accomplices mistakenly had burglarized the house across the street. In support of that theory, the State called Berry to testify about the acrimonious circumstances related to Defendant’s having been compelled to move out of the Berry home shortly before the burglary. Although the circumstantial evidence presented by the State provided substantial support for its theory, the verdict ultimately depended on which of the two competing versions of reality presented by Torres and Defendant the jurors chose to accept as historical fact.

{4} During pretrial discovery, Defendant had filed a defense witness list containing the names of five character witnesses. The State made a pretrial motion in limine to exclude the witnesses, but the district court deferred making a final ruling on the motion until trial in order to see how the case developed.

{5} After the State rested its case-in-chief at trial, the district court revisited the State’s motion in limine. Defense counsel represented that the witnesses would offer character testimony that Defendant was an honest and truthful person, both to show that he was not the kind of person who would have been likely to be involved in a burglary and to show that his testimony would be worthy of belief when he took the stand to contradict the testimony of Torres. The State argued that none of the proposed character testimony related to a trait of character pertinent to the charged crime of criminal solicitation and that Defendant was not entitled to present credibility evidence until after he took the stand and his character for truthfulness had been attacked. The district court agreed with the arguments of the State, ruling that no character testimony could be presented by Defendant as substantive evidence of innocence because he was “not accused of burglarizing anything, he was accused of asking someone [else] to do it.” The district court acknowledged that Defendant could offer his character evidence after he testified, if the State mounted an attack on his character for truthfulness. The State successfully avoided opening that door, and the jury never heard the testimony of Defendant’s character witnesses.

{6} The Court of Appeals reversed and remanded for a new trial, holding that honesty and truthfulness are pertinent character traits that are admissible under Rule 11-404(A)(1) in a prosecution for solicitation to commit burglary. State v. Martinez, 2006-NMCA-148, ¶ 1, 140 N.M. 792, 149 P.3d 108.

{7} We granted certiorari to review the State’s arguments (1) that the Court of Appeals was incorrect as a matter of law in determining that those character traits are pertinent to a charge of solicitation to commit burglary, and (2) that the Court of Appeals should have used an abuse of discretion rather than a de novo standard in reviewing the district court’s decision. We first address the proper standard of review.

II. STANDARD OF REVIEW

{8} The standard of appellate review of a trial court’s ruling regarding admission or exclusion of evidence is necessarily dependent on the nature of the decision made by the trial court. If it is an exercise of discretion dependent on the facts of the particular case, such as balancing prejudice against probative value or drawing the line with regard to potentially cumulative evidence, the proper standard is abuse of discretion. See State v. Burkett, 30 N.M. 382, 388, 234 P. 681, 684 (1925) (holding that a trial court’s limitation on the number of character witnesses is reviewable under an abuse of discretion standard); Michelson v. United States, 335 U.S. 469, 480, 69 S.Ct. 213, 93 L.Ed. 168 (1948) (same); State v. Otto, 2007-NMSC-012, ¶ 16, 141 N.M. 443, 157 P.3d 8 (holding that the trial court did not abuse its Rule 11-404(B) discretion in admitting evidence of uncharged sexual contact between defendant and child victim); State v. Stanley, 2001-NMSC-037, ¶ 24, 131 N.M. 368, 37 P.3d 85 (holding that the trial court abused its discretion under Rules 11-401, 402, 403, and 404 in excluding evidence of suicidal tendencies of decedent in a murder prosecution where suicide was a defense theory); State v. Saavedra, 103 N.M. 282, 283-84, 705 P.2d 1133, 1134-35 (1985) (holding that the trial court abused its discretion in excluding evidence of commission of similar robberies by a third person, where the defense theory was that the third person committed the robbery).

{9} The standard is different if the issue “ ‘requires us to consider legal concepts in the mix of fact and law and to exercise judgment about the values that animate legal principles.’” State v. Attaway, 117 N.M. 141, 144, 870 P.2d 103, 106 (1994) (quoting United States v. McConney, 728 F.2d 1195, 1202 (9th Cir.1984)). In such cases, “ ‘the question should be classified as one of law and reviewed de novo.’ ” Id.

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State v. Martinez, 2008 NMSC 060, 195 P.3d 1232, 145 N.M. 220 (N.M. 2008).

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