State v. Bailey

2017 NMSC 001, 10 N.M. 720
New Mexico Supreme Court·Decided October 13, 2016·No. 35,395·Published·Cited by 39 cases

Opinion

OPINION

VIGIL, Justice.

I. INTRODUCTION

{1} Defendant Jason Bailey appeals his conviction for second-degree criminal sexual contact of a minor pursuant to NMSA 1978, Section 30-9-13(B) (2004). Defendant argues that admission of evidence of his uncharged conduct was improper under Rule 11-404(B)(1) NMRA and Rule 11-403 NMRA. Because the other-act evidence thatDefendant objects to was properly admitted for the purpose of demonstrating Defendant’s intent under Rule 11-404(B)(2), and the evidence was not unduly prejudicial under Rule 11-403, we affirm the conviction. And, by this opinion, we further explicate the proper application of Rule 11-404(B) in our district courts as it pertains to admission of other-act evidence bearing on an accused’s intent.

II. BACKGROUND

{2} Victim came to live with her father, Defendant, upon removal from her mother’s home by the Children, Youth, and Families Department (CYFD) following sexual abuse perpetrated upon Victim by the mother’s boyfriend and Victim’s older half-sister. At the time, Defendant was living in Albuquerque with his wife and two young daughters. Victim was removed from Defendant’s home on April 10, 2008, when police responding to an unrelated disturbance, decided that Victim and the other children needed to be placed into CYFD custody. Victim then reported in a S.A.F.E. House interview that she had been sexually abused by Defendant on three different occasions while in his custody. The family had moved several times before Victim’s removal, with the alleged abuse occurring chronologically at apartments in Albuquerque, Rio Rancho, and Albuquerque again. The location of the abuse is relevant because Defendant was charged in Bernalillo County, and the Second Judicial District Court has no jurisdiction over the conduct that occurred in Sandoval County.

{3} Defendant was indicted on nine felony counts in light of the allegations of sexual abuse. Victim’s testimony and statements to third parties formed the basis for the charges. There were two trials, the first ending with a directed verdict in favor of Defendant on five of the counts and a hung jixry with respect to the remaining four. Defendant was retried on those four counts and ultimately found guilty of criminal sexual contact of a minor.

{4} The first incident of Albuquerque abuse (the masturbation incident), occurred after Victim exited the shower and walked into her room where she saw her younger sister “doing something and [she] did that same thing.” Defendant then came into the sisters’ room, where Victim describes him as saying they were masturbating, and instructed Victim to stop before he briefly left the room to retrieve some ointment. Then, using his finger, D efendant put the ointment around the outside of Victim’s genitals, making Victim uncomfortable and causing her to ask him to stop and to let her do it herself. Defendant complied, and she continued. When asked at trial whether Defendant had told her not to masturbate, Victim testified that “[h]e told me not to do it at first, but then he came in and basically showed me how to do it.”

{5} The second incident of abuse, occurring in Rio Rancho (the uncharged Sandoval County incident), happened one night when Victim was roused from her sleep by Defendant to watch a movie in the living room. After joining Defendant on the living room couch, Defendant lay down and “put [Victim] on top of him and then he stuck his hands down” the front of her pants. In doing so, Defendant was alleged to have put ointment on his finger, rubbed the outside of Victim’s genitals, and digitally penetrated Victim with his finger. Victim testified that this made her feel “uncomfortable,” “like [she] was forced to let those things happen.” With respect to the digital penetration, Victim’s pretrial statement was inconsistent with both her initial S.A.F.E. House statement and trial testimony — she told defense counsel pretrial that she really did not think it had actually occurred.

{6} The third incident of abuse (the shower incident), occurred in Albuquerque. Some of the abuse that occurred while Victim lived with her mother had occurred in the shower with her half-sister. Victim testified that while living with Defendant she disliked showering, so she would often just turn on the water and pretend as though she had bathed. One day, when Victim untruthfully told Defendant that she had showered, he inspected the bar of soap to see if it was dry — and it was, making Defendant mad. Determined to make her bathe, Defendant brought Victim into the shower with him. He instructed her not to turn and look at his body, but Victim testified that she was unable to avoid doing so. Defendant scrubbed Victim’s body with the washcloth and soap, causing her genital discomfort. It is these facts that underlie Defendant’s conviction for criminal sexual contact.

{7} Before the first trial the State moved to admit, amongst other things, evidence of the uncharged Sandoval County incident pursuant to Rule 11-404(B)(2). The district court declined to admit the evidence, emphasizing that it did not have jurisdiction over conduct occurring in Sandoval County. The State did not object to the Court’s decision to preclude admission of the evidence during the first pretrial hearings. As the first trial progressed though, the State realized that the issue of intent was Defendant’s main argument — i.e., he lacked an unlawful intent because the contact in the charged incidents was merely parental conduct that Victim was misinterpreting — and thus, the State determined that the uncharged Sandoval County incident would indeed be quite relevant. Therefore, before the second trial, the State renewed its motion to admit the evidence under Rule 11-404(B)(2) in order to demonstrate Defendant’s unlawful intent, arguing that the evidence was necessary to rebut Defendant’s presentations at the first trial that the contact during both the masturbation incident and shower incident occurred for hygienic, medical, or “parental” reasons. The State claimed that the evidence of the uncharged Sandoval County incident would put “into issue that the witness is misinterpreting [the conduct]” as being sexual instead of hygienic or medical, and that Defendant had opened himself up to admission of the evidence by arguing that he committed the acts but lacked an unlawful sexual intent during their commission.

{8} The district court once again denied the State’s motion to admit the evidence under Rule 11-404(B)(2) because this evidence was “only being offered to prove the witness’ understanding,” and not one of the Rule 11-404(B)(2) exceptions, and because it was “more prejudicial than probative.” Yet, the district court provided the caveat that “should the defense open the door, you’ll always have the opportunity to ask the Court for reconsideration or maybe even bring it in as rebuttal.”

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State v. Bailey, 2017 NMSC 001, 10 N.M. 720 (N.M. 2016).

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