State v. Leiding

812 P.2d 797, 112 N.M. 143
CourtNew Mexico Court of Appeals
DecidedApril 23, 1991
Docket11775
StatusPublished
Cited by15 cases

This text of 812 P.2d 797 (State v. Leiding) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Leiding, 812 P.2d 797, 112 N.M. 143 (N.M. Ct. App. 1991).

Opinions

OPINION

APODACA, Judge.

Defendant, a psychologist, appeals his jury convictions on four counts of second degree criminal sexual penetration (CSP II) and five counts of third degree criminal sexual penetration (CSP III). The indictment charged that defendant committed CSP II or CSP III on three adult patients. The trial court granted defendant’s motion for a separate trial with respect to each victim and the embezzlement charge. The state elected to proceed on counts of CSP II and CSP III involving only one of the victims. Although defendant raises twelve issues on appeal, his essential challenges to his convictions are based on seven basic arguments, one of which is that no crime was committed under New Mexico law. We hold that defendant’s conduct did not constitute the crimes of CSP II or CSP III and reverse the convictions, with instructions that the criminal charges be dismissed and defendant discharged. Because of our disposition, we need not address defendant’s other issues.

Defendant contends that consensual sex between a therapist and his adult patient is not a crime in New Mexico because, unlike other states, our state legislature has not enacted a criminal statute concerning sexual relations specifically between a therapist and a patient. See, e.g., Minn.Stat. § 609.345(l)(j) (1990) (a psychotherapist who engages in sexual contact with a patient or former patient, even with the latter’s consent, is guilty of criminal conduct if the contact occurred by means of therapeutic deception).

Defendant argues that, although the crime of criminal sexual penetration can be committed by a therapist, the state, in this appeal, erroneously maintained that every instance of sexual contact between a therapist and patient, whether or not consensual in nature, constitutes unlawful sexual penetration. Defendant argues that the state, in so contending, strains the statutory language in an attempt to make it fit the facts of this case. For defendant’s actions to rise to the level of the commission of a crime, defendant insists the legislature must enact a statute specifically prohibiting sex between a therapist and his patient. We agree.

CSP II and CSP III require the state to prove that the offense of criminal sexual penetration was committed through the use of force or coercion. NMSA 1978, § 30-9-11 (Cum.Supp.1990). In the context of this case, force or coercion means the perpetration of criminal sexual penetration “when the perpetrator knows or has reason to know that the victim ... suffers from a mental condition which renders the victim incapable of understanding the nature or consequences of the act.” NMSA 1978, § 30-9-10(A)(4) (Repl.Pamp.1984).

Defendant’s argument focuses on the state’s use of a therapy phenomenon known as transference to prove that the victim suffered from a mental condition rendering him incapable of understanding the nature and consequences of the sexual acts with defendant. According to expert testimony presented at trial, “transference,” as applied to a therapist-patient relationship, is the emotional response that the patient in therapy has toward the therapist. Under the phenomenon, the patient unconsciously attributes to the therapist those feelings that may have been suppressed toward others close to the patient, such as parents.

The state asserts that a therapist is easily able to detect when transference has occurred in therapy. “ ‘Inappropriate emotions, both hostile and loving, directed toward the [therapist] are recognized by the psychiatrist as constituting ... the transference.’ ” L.L. v. Medical Protective Co., 122 Wis.2d 455, 461, 362 N.W.2d 174, 177 (Ct.App.1984) (quoting M. Heller, Some Comments to Lawyers on the Practice of Psychiatry, 30 Temp.L.Q. 401, 401-02 (1957)). The development of the transference may be marked by signs that the patient identifies with the therapist, such as learning to think, style, and model himself after the therapist. Id. 122 Wis.2d at 461, 362 N.W.2d at 177 (quoting D. Dawidoff, The Malpractice of Psychiatrists 6 (1973)). Dr. Martin Orne, a psychiatrist-psychologist who testified for the state, gave an example of this emulation when he observed one of his patients change his brand of cigarettes to an offbeat foreign brand used by Dr. Ome. In this appeal, according to evidence adduced at the trial, the victim’s purchase of a Fiat automobile similar to the one driven by defendant was recognized as a sign that transference was occurring in the therapeutic relationship.

The state’s theory, pursued at trial, was that defendant committed the offenses of CSP II and CSP III on his adult patient, while acting as a psychotherapist, utilizing force or coercion. The state also contended at trial that defendant overcame the will of his patient, knowing that the patient experienced a “transference phenomenon,” thus submitting to defendant’s sexual advances.

Defendant’s contentions on appeal are premised on a theory that transference occurs in every therapeutic relationship. He argues that, should this court accept transference as a means of establishing force or coercion under the criminal sexual penetration statute, the result will be unconstitutional. Because of the basis for our disposition of this appeal, however, our holding need not reach constitutional dimensions. Instead, we find it necessary only to construe the legislative language of our CSP statute.

At trial, to prove the requisite “force or coercion” under the transference theory, the state relied heavily on the testimony of expert witnesses. Dr. Orne testified that a patient cannot be ready, willing, and able to consent to a sexual relationship with his therapist because it is not an equal relationship. Dr. Orne concluded that a patient does not and cannot understand the consequences of the act. The state also presented the testimony of Dr. Carl Adams, a psychologist. Dr. Adams testified that the victim’s mental condition left him unable to understand the consequences of engaging in sex with defendant, his therapist. Dr. Adams stated that patients are not capable of consenting to sexual relations in therapy and that it is impossible for an individual to fully appreciate what will happen to him at a later date. He further testified that, because of the nature of the relationship between a therapist and his patient, the transference phenomenon, and the view a patient has of his therapist as an authority figure, the patient cannot consent and cannot know the long-term consequences of having sex with his therapist.

The specific question we must address in this appeal is whether the transference phenomenon alone, and the expert testimony explaining it as it applied to defendant’s relationship with the victim, was sufficient to prove the existence of the “force or coercion” necessary to convict defendant under our CSP statute. We first observe that there is no contention that this appeal involves any mental condition rendering the victim incapable of understanding the consequences of the act, other than what may be attributed to the transference phenomenon. Additionally, this appeal does not involve CSP specifically under Section 30-9-11(B)(1) (when the perpetrator is in a position of authority over the victim), because that type of CSP applies only to victims between the ages of 13 and 16, a situation not present here.

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State v. Leiding
812 P.2d 797 (New Mexico Court of Appeals, 1991)

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Bluebook (online)
812 P.2d 797, 112 N.M. 143, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-leiding-nmctapp-1991.