People v. Easley

364 N.E.2d 1328, 42 N.Y.2d 50, 396 N.Y.S.2d 635, 1977 N.Y. LEXIS 2098
CourtNew York Court of Appeals
DecidedJune 16, 1977
StatusPublished
Cited by40 cases

This text of 364 N.E.2d 1328 (People v. Easley) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Easley, 364 N.E.2d 1328, 42 N.Y.2d 50, 396 N.Y.S.2d 635, 1977 N.Y. LEXIS 2098 (N.Y. 1977).

Opinion

Fuchsberg, J.

The defendant, Frank J. Easley, was charged with the commission of the crime of rape in the third degree for engaging in sexual intercourse with one Rita Waller, who, though past her seventeenth birthday, the present age of statutory consent (Penal Law, § 130.05, subd 3, par [a]), was alleged to have been incapable of consenting to such an act because she was "mentally defective” (Penal Law, § 130.25, subd 1; § 130.05, subd 3, par [b]). He now appeals from an order of the Appellate Division affirming a judgment of conviction entered against him after a trial by jury. '

Defendant relies in the main on three propositions: (1) that the trial court committed reversible error when, in instructing the jury on the law, it charged that Ms. Waller’s appreciation of the "moral quality” of the sexual act in which she had participated was a factor to be considered in determining whether she lacked capacity to consent, (2) that, in any event, on the record here, as a matter of law the People failed to prove beyond a reasonable doubt that Ms. Waller was "mentally defective” within the compass of section 130.05 and subdivision 5 of section 130.00 of the Penal Law and (3) that section 130.10 of the Penal Law, under which it would be an affirmative defense if Easley established that he "did not know of the facts or conditions responsible for such incapacity to consent”, deprived him of due process of law by shifting the burden of proof on that question from the People to the defendant. For the reasons which follow, we do not find that any of these contentions warrant a reversal.

Preliminarily, we note these facts:

It was conceded that the act of sexual intercourse on which the prosecution is based took place. It happened at the home of Rita Waller’s grandmother, with whom she had resided since early childhood. Easley was a family friend; for five years immediately preceding the occurrence he was a close neighbor and shortly before the time when the crime of which he was convicted was committed he had actually been a member of the grandmother’s household for three weeks. [53]*53Presumably on the basis of the knowledge he had so gained, though contending that Ms. Waller’s mental state was not such as to bring it within the embrace of the statute, for all practical purposes he did not deny that he was aware of her condition as it was developed at the trial.

The evidence of that condition included two separate psychological tests performed under the aegis of the special school for the mentally retarded which she attended. One test had been conducted in 1967, when she was 10 years of age; the other, in 1974, was administered shortly before the episode with which we are here concerned. They placed her I.Q. in the 45-54 range, the "moderately retarded” classification (see 9 Encyclopedia Britannica [15th ed], p 673).

The school psychologist, who had observed her hundreds of times at two or three week intervals over a period of 10 years, described her as having "very little control over her impulses”, as "over-anxious” and "dependent”, as at times "difficult to understand and communicate with” and as given to regressive infantile behavior. It was the psychologist’s professional opinion that Ms. Waller was limited in her understanding to "concrete” as opposed to "abstract” matters to a degree where her conceptual comprehension in general, and that of sexual relations in particular, was at the level of an eight-year-old child. She also testified that, while it was possible for Ms. Waller to respond sexually if stimulated, and while she was physically capable of "indulging] in the concrete act of sexual intercourse” and of comprehending that it could result in "having a baby”, she was incapable "of thinking beyond the act in terms of what its consequences could be”.

The grandmother also took the stand. Her testimony was confirmatory of that of the school psychologist as to Ms. Waller’s mentality, demeanor and rapport. She related that she and the defendant had had occasion to discuss this condition. She also described how, over the years, her attempts to broach the subject of sex to her granddaughter had met with almost total incomprehension.

Examined by the court for the purpose of determining if she could be sworn, Ms. Waller did not know what telling the truth meant. As a result, without objection, she testified without affirming or taking an oath. The record reveals that her performance as a witness was replete with shouting, giggling, crying, incoherence, emotionalism and other inappropriate behavior. In the end, defense counsel, in his summa[54]*54tion, thought it best to acknowledge to the jury that "after observing her * * * along with you, you would have to agree she is mentally retarded.” ‘

Before arraying this proof against the provisions of subdivision 1 of section 130.25 and section 130.05 of the Penal Law, it is also well to note that those statutes are consonant with the general principle that "consent given by one who is mentally inadequate is no consent at all” (see Marks and Paperno, Criminal Law in New York under the Revised Penal Law, § 249; 65 Am Jur 2d, Rape, § 9, pp 766-767; Rape—Mentally Deficient Woman, Ann., 31 ALR3d 1227, esp p 1234). This principle, equally applicable, for instance, where capacity to marry or to contract are at issue, bespeaks society’s special concern for the protection of those lacking capacity to consent (Lindman, Mentally Disabled and the Law [American Bar Foundation, rev ed], p 226; 1 Foster & Freed, Law and the Family, §§2:3, 3:3, 18:37; see Domestic Relations Law, §7, subd 2). In the context of the law of rape, it is reasoned that "[w]hen a man has sexual intercourse with a woman who * * * does not know the nature of intercourse, he has deprived her absolutely of sexual choice and therefore deserves punishment as a rapist, though his victim was unaware of the invasion of rights when it occurred” (Comment, Towards a Consent Standard in Law of Rape, 43 U of Chi L Rev 613, 634).

Specifically, subdivision 5 of section 130.00 of the Penal Law, the definitional section of the statutory scheme under which the defendant here was indicted, succinctly states that "mentally defective” means a person who "suffers from a mental disease or defect which renders him incapable of appraising the nature of his conduct”. The very breadth of this language no doubt reflects the fact that whether a particular defendant’s sexual partner’s mental condition comes within the statute cannot be determined in accordance with precise and inelastic standards.

That is particularly so since the law does not adopt the fiction that all persons are mentally or judgmentally equal. As do all others, the mentally aberrant differ from one another in greater or lesser degree. Even mental retardation does not mean that an individual is incapable of consenting as a matter of law. The requisite degree of intelligence necessary to give consent may be found to exist in a person of very limited intellect (see 1 Wharton, Criminal Law and Procedure, [55]*55§ 310; Hacker v State, 73 Okla Cr 119). Crucial to a determination may be how such a person actually functions in society (Lindman, Mentally Disabled and the Law [American Bar Foundation, rev ed], p 226). It therefore behooves a Trial Judge, in any elaboration or explanation he includes in the instructions he gives to a jury to aid it in understanding and applying the statutory definition, to do so with extraordinary care (see People v Odell, 230 NY 481, 487-488).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

The People v. Carlos L. David
New York Court of Appeals, 2023
People v. King
2022 NY Slip Op 03606 (Appellate Division of the Supreme Court of New York, 2022)
KEELEY
27 I. & N. Dec. 146 (Board of Immigration Appeals, 2017)
ADSIT, JAMISON, PEOPLE v
Appellate Division of the Supreme Court of New York, 2015
People v. Adsit
125 A.D.3d 1430 (Appellate Division of the Supreme Court of New York, 2015)
GREEN, JOE W., PEOPLE v
Appellate Division of the Supreme Court of New York, 2013
People v. Green
104 A.D.3d 1222 (Appellate Division of the Supreme Court of New York, 2013)
In re Christopher T.
71 A.D.3d 1384 (Appellate Division of the Supreme Court of New York, 2010)
People v. Dean
70 A.D.3d 1193 (Appellate Division of the Supreme Court of New York, 2010)
People v. Jackson
70 A.D.3d 1385 (Appellate Division of the Supreme Court of New York, 2010)
State v. Mosbrucker
2008 ND 219 (North Dakota Supreme Court, 2008)
People v. Breck
584 N.W.2d 602 (Michigan Court of Appeals, 1998)
State v. Smith
572 N.W.2d 496 (Court of Appeals of Wisconsin, 1997)
In the Interest of Doe
918 P.2d 254 (Hawaii Intermediate Court of Appeals, 1996)
People v. Cratsley
653 N.E.2d 1162 (New York Court of Appeals, 1995)
Adkins v. Commonwealth
457 S.E.2d 382 (Court of Appeals of Virginia, 1995)
Jackson v. State
890 P.2d 587 (Court of Appeals of Alaska, 1995)
People v. Novak
212 A.D.2d 740 (Appellate Division of the Supreme Court of New York, 1995)
State v. Ortega-Martinez
881 P.2d 231 (Washington Supreme Court, 1994)
People v. Cratsley
206 A.D.2d 691 (Appellate Division of the Supreme Court of New York, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
364 N.E.2d 1328, 42 N.Y.2d 50, 396 N.Y.S.2d 635, 1977 N.Y. LEXIS 2098, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-easley-ny-1977.