State v. Johnson

441 N.W.2d 460, 1989 Minn. LEXIS 141, 1989 WL 56573
CourtSupreme Court of Minnesota
DecidedJune 2, 1989
DocketC7-88-2023, C9-88-2038, C3-88-2049, CX-88-2050, C3-88-2052 and C6-88-2093
StatusPublished
Cited by32 cases

This text of 441 N.W.2d 460 (State v. Johnson) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Johnson, 441 N.W.2d 460, 1989 Minn. LEXIS 141, 1989 WL 56573 (Mich. 1989).

Opinions

YETKA, Justice.

Defendants were indicted by Hennepin County grand juries in November 1987 and March 1988. They moved for a dismissal of the indictments due to numerous prose-cutorial errors. The Chief Judge of the Fourth Judicial District appointed a four-judge panel to hear the issues common to all cases. Twenty-two cases were consolidated before the panel, which found numerous errors, but held them all to be harmless and denied defense motions to dismiss the indictments. The panel specifically found that the foreperson of the November grand jury, at the suggestion of the county attorney, contacted a former foreperson about administrative and procedural matters. It certified the following question to this court:

In ruling on a motion to dismiss based upon facts as found in Paragraph 2 [462]*462above [contact with former foreperson], should the Court apply harmless error 'analysis or do these facts constitute error per se mandating dismissal under a fundamental error analysis?

The defendants also petitioned this court for discretionary review and filed a notice of appeal assertedly taken as of right pursuant to State v. Scruggs, 421 N.W.2d 707 (Minn.1988). We find the telephone contact to be harmless error, but hold that the cumulative effect of the March 1988 grand jury errors substantially prejudiced defendants, requiring dismissal of their indictments. We also hold that the Scruggs decision did not create a pretrial appeal as of right from an indictment.

Today’s grand jury has its roots in the English system of courts and justice as it developed in the 12th century.1 Prior to that, law in England and on the continent consisted of the “inquest” or “inquiry” where an official of the king questioned men under oath about local matters in which the king was interested. Under the reign of Henry II, the inquest ceased being an instrument of royal oppression as it had been under the rule of William the Conqueror and became part of the new English legal system. The accusing, or presenting, jury of that time was the foundation for our modern grand jury. Its function “was not only to examine into the commission of crimes, but to stand between the prosecutor and the accused, and to determine whether the charge was founded upon credible testimony or was dictated by malice or personal ill will.” Hale v. Henkel, 201 U.S. 43, 59, 26 S.Ct. 370, 372-73, 50 L.Ed. 652 (1906). See also State v. Iosue, 220 Minn. 283, 293, 19 N.W.2d 735, 740 (1945); State v. Grose, 387 N.W.2d 182, 186 (Minn.App.1986).

The grand jury’s historical function of shielding the accused from the prosecutor and ensuring that a charge was based on credible facts became embodied in American law. The United States Constitution and the original Minnesota Constitution contained the language: “No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury * * *.” U.S. Const. Amend. V See Minn. Const, of 1857, Art. 1, § 7.

As used in the United States, the grand jury has gradually developed another, perhaps unfortunate, function: it protects prosecutors from having to make politically unpopular decisions. When hesitant to prosecute, whether for legal or political reasons, a grand jury indictment will let a prosecutor “off the hook.” Conversely, a prosecutor can use a grand jury’s failure to indict as an excuse not to prosecute. Instead of protecting the accused from the accuser, the grand jury has become a vehicle to shield the county attorney from public opinion.

Our concern is to keep the grand jury as free from taint and improper influence as possible. There is a tendency for prosecutors to view the grand jury as a tool for their own convenience. It is imperative that prosecutors remember that they have the special responsibilities of a minister of justice and not simply those of an advocate. Minnesota Rules of Professional Conduct 3.8 comment (1985).

In recent years, we have become increasingly concerned about prosecutorial misconduct in criminal trials. See, e.g., State v. Merrill, 428 N.W.2d 361 (1988) (prosecutor’s closing argument tactics criticized as “deplorable”). As a result of the prosecutor’s unique relationship with the grand jury, opportunities for influence and manipulation of the process are omnipresent. In State v. Grose, the court of appeals noted that “[t]he prosecutor is the person who draws up the indictment, calls and examines the witnesses, advises the grand jury about the law, and is in constant attendance during its proceedings.” Grose, 387 N.W.2d at 186. Prosecutors, therefore, must exercise extreme caution to ensure that the grand jury retains its independent role in our legal system.

I.

It was apparently routine practice for the Hennepin County Attorney’s office to pro[463]*463vide grand jury forepersons with the names and telephone numbers of previous forepersons so that they, in the words of the county attorney, could “have a chance to chat directly with them about how did they get this thing moving. And what process did they follow [sic].” The foreperson of the March grand jury did not take the county attorney’s suggestion; however, the November foreperson did contact a previous foreperson. The panel found that this unauthorized contact “occurred before any individual’s case was presented to the grand jury, and it did not touch either upon the law or upon the facts of any individual case; it was limited to the ‘nuts and bolts’ of procedure for grand jury deliberation.” State v. Johnson, et al., No. 97101-02 at 13 (Henn. Cty., Sept. 16, 1988) (order and memorandum denying motion to dismiss indictments) [hereinafter Memorandum]. The panel then subjected the contact to a harmless-error analysis and found that it was harmless as a matter of law.

We agree with the district court panel that, by introducing former grand jurors into the grand jury process, the county attorney compromised the integrity of the process itself. The four-judge panel, however, split as to whether prejudice must be shown or whether the November indictments should be dismissed per se. The certified question before us asks us to decide the standard by which to review such a clear error.

Appellants would have us analogize the telephone contact to the presence of an unauthorized person in the grand jury room. In Minnesota, the presence of an unauthorized person during presentation of evidence to the grand jury or during its deliberations or votings taints an indictment and no showing of prejudice is necessary for dismissal. Dwire v. State, 381 N.W.2d 871, 875 (Minn.App.1986). See Minn.Stat. § 628.63; Minn.R.Crim.P. 17.06, subd. 2(1)(f); Minn.R.Crim.P. 18.04. The rationale for this rule was provided by this court long ago:

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Cite This Page — Counsel Stack

Bluebook (online)
441 N.W.2d 460, 1989 Minn. LEXIS 141, 1989 WL 56573, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-johnson-minn-1989.