State v. Roers

520 N.W.2d 752, 1994 Minn. App. LEXIS 812, 1994 WL 450427
CourtCourt of Appeals of Minnesota
DecidedAugust 23, 1994
DocketNo. C0-94-333
StatusPublished
Cited by1 cases

This text of 520 N.W.2d 752 (State v. Roers) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Roers, 520 N.W.2d 752, 1994 Minn. App. LEXIS 812, 1994 WL 450427 (Mich. Ct. App. 1994).

Opinion

OPINION

HUSPENI, Judge.

Respondent was indicted by a grand jury for first and second degree murder. The district court dismissed the indictment based on prosecutorial misconduct and grand jury irregularities, and the state appealed. This [754]*754court affirmed dismissal for grand jury irregularities but did not address the issue of prosecutorial misconduct. When the state subsequently moved to file a new complaint or indictment pursuant to Minn.R.Crim.P. 17.06, subd. 4(3), the trial court denied the motion, stating that its prior order dismissed the indictment for noncurable defects, thus barring the state from prosecuting respondent. Because we conclude that the state’s conduct constituted curable defects, we reverse.

FACTS

On August 6, 1992, one-year-old Ryan Ford died from a blunt force trauma to the head resulting in massive brain damage. A grand jury indicted Ryan’s daycare provider, respondent Susan Evelyn Roers, for first and second degree murder following an investigation that included interviews with respondent and Ryan Ford’s parents, a taped conversation between Ryan’s mother and respondent, and a videotaped test to determine whether a person of respondent’s size could have caused Ryan’s fatal injury.

During a break in the grand jury proceedings, the prosecutors learned that grand juror 45 saw respondent at the Mall of America, where respondent worked. The grand juror told the prosecutors that she did not talk to respondent. Later, prosecutors learned that the grand juror had obtained information about respondent outside of the grand jury proceedings and had shared it with other grand jurors. There is some dispute as to whether the prosecutors knew before or after the indictment was returned that grand juror 45 was talking with other grand jurors about her meeting with respondent.1

An omnibus hearing in April 1993 revealed that grand juror 45 told other grand jurors that she had met respondent on the first night after the grand jury began hearing evidence and one night later, that her aunt or cousin worked with respondent, that respondent was pregnant, and that respondent’s emotional state was “cold” and that she was a “strange person.” During questioning of all grand jurors by the district court, one stated that grand juror 45’s information interfered with the ability to be fair and impartial. The district court determined that grand juror 45 violated her oath of secrecy, and that her conduct tainted the grand jury proceedings.

In addition to its reliance on grand juror 45’s conduct in dismissing the indictment, the district court also found that the accumulated irregularities in the investigation undermined respondent’s right to a fair hearing. These irregularities included the state’s (1) tailoring of the evidence so as to point to only one suspect, (2) improperly using Ryan Ford’s mother to obtain information from respondent after respondent retained counsel, (3) improperly and frequently referring to the death of respondent’s nephew throughout the grand jury hearing even though respondent had nothing to do with the death, (4) failing to remind a grand juror of her oath when it learned about her contact with respondent, (5) conducting a test that focused impermissi-bly on respondent, and (6) conducting two off-the-record discussions during the grand jury proceedings.

[755]*755On appeal from the district court’s May 23, 1993, order, this court affirmed dismissal of the indictment. In so doing, we found dis-positive the issue of whether grand juror 45’s conduct tainted the grand jury, and chose, therefore, not to address the issue of prose-cutorial misconduct. The Minnesota Supreme Court denied review.

When the state subsequently moved for leave to file a new complaint or indictment pursuant to Minn.R.Crim.P. 17.06, subd. 4(3), the district court denied the motion and stated:

The State did not appeal the second basis for the Court’s May 25, 1993 dismissal of the indictment, namely, prosecutorial misconduct as noted in footnote 1 of the unpublished decision of the Court of Appeals.
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The trial court’s Memorandum and Order dated May 25, 1993, make clear that its ruling was based on (1) prejudicial prose-cutorial misconduct and (2) irregularity in the grand jury proceedings. ⅜ ⅜ ⅞ In the Memorandum attached, to the Order dismissing the indictment, the Court stated,
“It is the Court’s conclusion that it is compelled under all of the circumstances to grant the Defendant’s motion. The irregularities and error enumerated herein were not cured during the time of the Grand Jury proceedings. Going unchecked, they accumulated and undermined the Defendant’s right to be free from prejudice and the overall integrity of the proceeding. The cumulative effect of the irregularities prejudiced the substantial rights of Susan Roers and therefore invalidates the indictment. ...”
⅜ ⅜ ⅛ ⅜ ⅜; ⅝
The trial court determined that the errors and abuse which occurred during the grand jury proceedings were so prejudicial to Susan Roers and so substantially prejudiced her constitutional rights that the indictment must be dismissed. The tainted grand jury proceedings were curable defects such that a new grand jury could be empaneled. The prosecutorial misconduct in this case was “so prejudicial to a defendant’s case” and “so violative of due process and fundamental fairness as to constitute a non-curable defect.”
⅜ * ⅜ ⅜ ⅜ ⅜
The Court of Appeals in its unpublished decision found that “a grand juror’s contact with respondent and subsequent discussions regarding respondent with other grand jurors tainted the grand jury proceedings” and affirmed the dismissal of the indictment by the trial court. Because the state’s inaction and prosecutorial misconduct was not briefed and was not raised as an issue for appeal except at oral argument, the Court of Appeals declined to address it.[2]

(citations omitted).

ISSUE

Is the state barred from seeking respondent’s indictment because of prosecutorial misconduct amounting to noncurable defects?

ANALYSIS

On review of a pretrial order, this court must determine whether the district court was clearly erroneous, and whether the error will have a critical impact on the outcome of the trial. State v. Webber, 262 N.W.2d 157, 159 (Minn.1977). Dismissing this case for noncurable defects will unquestionably have a critical impact on the outcome since it will prevent reindictment, [756]*756therefore eliminating the possibility of successful prosecution. See State v. Hookom, 474 N.W.2d 624, 628 (Minn.App.1991) (to establish critical impact, the state must show that the trial court’s order significantly reduces the likelihood of successful prosecution). This court therefore must determine whether the district court’s order was clearly erroneous. The district court’s findings are erroneous if, after viewing the record, this court reaches a firm conviction that a mistake has been made. Id. (citing State v. Exam, 336 N.W.2d 525

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Related

State v. Miller
600 N.W.2d 457 (Supreme Court of Minnesota, 1999)

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Bluebook (online)
520 N.W.2d 752, 1994 Minn. App. LEXIS 812, 1994 WL 450427, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-roers-minnctapp-1994.