State v. Henderson

100 P.3d 911, 209 Ariz. 300
CourtCourt of Appeals of Arizona
DecidedNovember 19, 2004
Docket1 CA-CR 03-0920
StatusPublished
Cited by29 cases

This text of 100 P.3d 911 (State v. Henderson) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Henderson, 100 P.3d 911, 209 Ariz. 300 (Ark. Ct. App. 2004).

Opinions

OPINION

BARKER, Judge.

¶ 1 We address in this opinion one of the issues presented by the United States Supreme Court’s recent decision in Blakely v. Washington, — U.S. —, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004). Specifically, we hold that the failure to submit aggravating factors to a jury pursuant to Blakely is not structural error requiring automatic reversal. Rather, we determine that Blakely error is subject to a harmless error or fundamental error analysis and may or may not require reversal based on the facts of the particular case. In this case we find the error is not harmless. Accordingly, we remand for resentencing.

I.

¶ 2 Robert Allen Henderson (“appellant”) appeals his sentences following conviction in the trial court. Appellant was indicted on three counts: kidnaping, a class 2 felony; assault, a class 1 misdemeanor; and threatening or intimidating, a class 1 misdemeanor. After a jury trial, he was convicted of the two misdemeanor charges. The jury did not find him guilty of kidnaping, but instead found him guilty of the lesser-included offense of unlawful imprisonment, a class 6 felony.

¶ 3 At sentencing, the trial court sentenced appellant to six months’ incarceration for each of the misdemeanor counts. For the unlawful imprisonment count, the court imposed an exceptionally aggravated prison term of two years. All three sentences were ordered to run concurrently.

¶ 4 Appellant timely appealed. His initial brief raised two issues and requested that the sentence be vacated.1 Since that time, Blakely was announced. Appellant now as-serfs Blakely error and requests that the sentence for unlawful imprisonment be vacated.2 This court has received supplemental briefing from each of the parties on the Blakely issue. Because we remand on Blakely we need not reach the initial sentencing issues presented by appellant. We have jurisdiction pursuant to Article 6, Section 9 of the Arizona Constitution and Arizona Revised Statutes (“A.R.S.”) sections 12-120.21(A)(1) (2003), 13-4031 (2001), and 13-4033(A)(3) (2001).

II.

¶ 5 In Blakely, the Court held that “[w]hen a judge inflicts punishment that the jury’s verdict alone does not allow, the jury has not found all the facts ‘which the law makes essential to the punishment’ and the judge exceeds his proper authority.” — U.S. at —, 124 S.Ct. at 2537 (quoting 1 J. Bishop, Criminal Procedure § 87, at 55 (2d ed. 1872)). The Court stated that “the ‘statutory maximum’ for Apprendi purposes is the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.” Id. The Court further explained that “the relevant ‘statutory maximum’ is not the maximum sentence a judge may impose after finding additional facts, but the maximum [the judge] may impose without any additional findings.” Id.

¶ 6 In Arizona, A.R.S. § 13-701(A) (2001) provides that “imprisonment for a felony shall be a definite term of years” and then sets forth the term of years applicable for first-time felony offenses. For appellant’s class 6 felony conviction, the term is one year. A.R.S. § 13-701(C)(5). This term is typically referenced as the presumptive term. State v. Brown, 205 Ariz. 325, 332, ¶ 24, 70 P.3d 454, 461 (App.2003). In the language of Blakely, this is the “statutory maximum.” Blakely, — U.S. at —, 124 S.Ct. at 2537. Section 13-702(A) (2001) provides that the [303]*303presumptive sentence may be “increased or reduced by the court.” That section also provides that “[a]ny reduction or increase shall be based on the aggravating and mitigating circumstances” set forth therein and be limited to the range specified. Id. As to the offense for which appellant was convicted, the upward limit is 1.5 years. Id. Section 13-702.01(A) further provides that “if the court finds that at least two substantial aggravating factors listed in § 13-702” are present, then the sentence may be further increased to two years.

¶7 Applying Blakely’s definition of “statutory maximum” to the Arizona scheme renders the following result: Unless admitted by defendant or waived by the parties, any sentence beyond a presumptive term must be based on at least one aggravating factor found by a jury for purposes of A.R.S. § 13-702(A) and at least two “substantial” aggravating factors for purposes of A.R.S. § 13-702.01(A). As stated in Blakely,

Whether the judge’s authority to impose an enhanced sentence depends on finding a specified fact (as in Apprendi), one of several specified facts (as in Ring), or any aggravating fact (as here), it remains the ease that the jury’s verdict alone does not authorize the sentence. The judge acquires that authority only upon finding some additional fact.

— U.S. at —, 124 S.Ct. at 2538 (emphasis added). Thus, Blakely now holds that “by reason of the Sixth Amendment the facts bearing upon that entitlement must be found by a jury,” unless admitted by the defendant or waived by the parties. Id. at 2540 (emphasis added). Because of our disposition on the various sentencing factors here, we do not address whether all aggravating factors upon which a judge relies in imposing an aggravated sentence must be submitted to a jury or whether only the minimum number that provide “entitlement” to the trial judge to sentence above the statutory maximum must be so submitted.3

¶ 8 In this case, appellant received a super-aggravated sentence under A.R.S. § 13-702.01(A) based on “the violent nature of the facts,” the trauma and injuries caused to the victim, the victim’s age, and appellant’s lack of remorse. All of these facts were found by the court (applying a preponderance standard), not by a jury (applying a beyond a reasonable doubt standard). Thus, there was Blakely error in this ease.

¶ 9 Neither party requested that a jury determine the aggravators beyond a reasonable doubt. Nonetheless, Blakely applies here because this case was still pending when Blakely was decided. See Griffith v. Kentucky, 479 U.S. 314, 322-24, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987) (holding that newly announced constitutional rules must be applied to cases that are not yet final); State v. Wilson, 207 Ariz. 12, 17, ¶ 18, 82 P.3d 797, 802 (App.2004) (“[A] supreme court opinion generally applies to any eases that are pending at the time the opinion is filed.”). As we discuss below, the issue Blakely presents may constitute fundamental error depending on the circumstances of the case. Infra ¶ 15 (citing cases holding that we review for fundamental error regardless of an objection in the trial court). We now turn to Blakely error in general and in this case in particular.

III.

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Bluebook (online)
100 P.3d 911, 209 Ariz. 300, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-henderson-arizctapp-2004.