State v. Floyd

2018 Ohio 5107, 126 N.E.3d 361
Ohio Court of Appeals·Decided December 19, 2018·No. NOS. C-170607; C-170608; C-170609·Published·Cited by 12 cases

Opinions

Myers, Judge.

{¶1} Elizabeth Floyd appeals the judgments of the Hamilton County Municipal Court denying her application to seal her records in three separate dismissed cases because she is currently serving a community-control sentence. Floyd asks this court to reverse the trial court's judgments and overrule our recent opinion in State v. Blair , 2016-Ohio-5714 , 62 N.E.3d 201 (1st Dist.). In Blair , we held that a defendant serving community control had a criminal proceeding pending against her, and therefore, as a matter of law was not entitled to have her record in another case sealed under R.C. 2953.52. While we are extremely hesitant to overrule existing case law, and while we believe in the importance of precedent, we conclude that Blair was wrongly decided and we reluctantly overrule it.

Procedural Posture and Facts

{¶2} In September 2017, Floyd applied to seal records in three separate dismissed criminal cases. At the time of her application, Floyd was serving a two-year community-control sanction, and was subject to a 180-day suspended jail term, following a guilty plea to endangering children in unrelated case C-16CRB-34204. Applying Blair , the trial court denied Floyd's application. This appeal followed.

{¶3} In her sole assignment of error, Floyd claims that the trial court erred in denying her application to seal the records of her dismissals. Floyd argues that she is entitled to have her records sealed because a defendant's community-control sentence in an unrelated misdemeanor case is not a pending criminal proceeding under R.C. 2953.52.

Standard of Review

{¶4} Generally, an appellate court reviews a trial court's decision regarding an application to seal records under an abuse-of-discretion standard. State v. Spohr , 1st Dist. Hamilton No. C-110314, 2012-Ohio-556 , 2012 WL 473577 , ¶ 5. In this case, however, because the dispute as to the sealing of records involves a purely legal question, our standard of review is de novo. State v. Futrall , 123 Ohio St.3d 498 , 2009-Ohio-5590 , 918 N.E.2d 497 , ¶ 6.

R.C. 2953.52

{¶5} R.C. 2953.52 governs the sealing of records after dismissal. For any dismissed complaint, an application may be filed at any time after dismissal. In determining whether to seal the record, the court shall, among other things, determine whether "criminal proceedings are pending" against the person. R.C. 2953.52(B)(2)(b).

{¶6} In Blair , we examined the issue, primarily focusing on what constitutes a "criminal proceeding." Blair was on community control for an unrelated misdemeanor at the time she sought to have her felony acquittals sealed. She argued that her "probation" was a civil matter, not a sentence, and therefore not a pending criminal proceeding. We focused on the distinction between the old "probation" and community control, concluding that a sentence of community control is a part of a criminal proceeding. And because she was still on community control, we found that a criminal proceeding was pending.

{¶7} In Blair , we did not focus on what it means for a criminal proceeding to be "pending." As the Supreme Court of Ohio has stated:

[W]e have previously defined the word "pending" as "[b]egun, but not yet completed; during; before the conclusion of; prior to the completion of; unsettled; undetermined; in process of settlement or adjustment. Thus, an action or suit is 'pending' from its inception until the rendition of final judgment."

Maynard v. Eaton Corp. , 119 Ohio St.3d 443 , 2008-Ohio-4542 , 895 N.E.2d 145 , ¶ 13, quoting Van Fossen v. Babcock & Wilcox Co. , 36 Ohio St.3d 100 , 103, 522 N.E.2d 489 (1988), quoting Black's Law Dictionary 1021 (5th Ed.1979); State ex rel. Bond v. Montgomery , 63 Ohio App.3d 728 , 737, 580 N.E.2d 38 (1st Dist.1989) (a "pending" court action is "that period of time between the inception of the lawsuit and rendition of final judgment").

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State v. Floyd, 2018 Ohio 5107, 126 N.E.3d 361 (Ohio Ct. App. 2018).

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