State v. Evans

114 P.3d 627, 154 Wash. 2d 438
CourtWashington Supreme Court
DecidedJune 16, 2005
Docket74851-9, 75766-6
StatusPublished
Cited by126 cases

This text of 114 P.3d 627 (State v. Evans) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Evans, 114 P.3d 627, 154 Wash. 2d 438 (Wash. 2005).

Opinion

114 P.3d 627 (2005)
154 Wash.2d 438

STATE of Washington, Respondent,
v.
Michael R. EVANS, Petitioner.
In re the Matter of the Personal Restraint of Shawn Swenson, Petitioner.

Nos. 74851-9, 75766-6.

Supreme Court of Washington, En Banc.

Argued November 10, 2004.
Decided June 16, 2005.

*629 Linda J. King, Tacoma, David Zuckerman, Seattle, for Petitioner.

Kathleen Proctor, Donna Yumiko Masumoto, Ann Marie Summers, Pierce County Prosecuting Atty. Ofc., Tacoma, Deborah A. Dwyer, Ann Marie Summers, King Co. Pros. Ofc./Appellate Unit, Seattle, for Respondent.

James Elliot Lobsenz, Carney Badley Spellman, Rita Joan Griffith, Sheryl Gordon McCloud, Seattle, for Amicus Curiae (Washington Association of Criminal Defense Lawyers).

CHAMBERS, J.

¶ 1 After Apprendi, every fact (other than the fact of a prior conviction) that increases the defendant's sentence beyond the statutory maximum may be used only if it was either proved beyond a reasonable doubt to the trier of fact at trial or admitted by the defendant. Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000) (citing Jones v. United States, 526 U.S. 227, 252-53, 119 S.Ct. 1215, 143 L.Ed.2d 311 (1999)). In Blakely, the Supreme Court clarified that the "statutory maximum" did not refer to the maximum sentence authorized by the legislature for the crime (as almost every court considering the issue had concluded). Instead "statutory maximum" meant the maximum sentence a trial judge was authorized to give without finding additional facts, in the case of the Sentencing Reform Act of 1981(SRA), chapter 9.94A RCW, the top of the standard sentencing range. Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 2538, 159 L.Ed.2d 403 (2004).

*630 ¶ 2 Prior to Blakely, judges in Washington State could sentence offenders outside of the standard range under the exceptional sentence provisions of the SRA, RCW 9.94A.530 and RCW 9.94A.535. This means that there are offenders currently serving sentences that, if issued today, would be the result of an unconstitutional sentencing procedure. We must decide whether these offenders are entitled to the benefit of Blakely. Michael Evan's conviction was final before both Apprendi and Blakely. Shawn Swenson's conviction was final after Apprendi but before Blakely. Together they offer us the opportunity to address several of the issues surrounding the retroactivity of Blakely.

¶ 3 We conclude that neither Apprendi nor Blakely applies retroactively on collateral review to convictions that were final when Blakely was announced. Accordingly, Evans and Swenson are not entitled to be re-sentenced. However, we conclude that the erroneous accomplice liability instruction used in Swenson's case, coupled with the prosecutor's arguments, caused actual and substantial prejudice to his constitutional rights. Accordingly, we vacate his conviction and remand for further proceedings.

FACTS

¶ 4 EVANS. Late one night, Michael R. Evans repeatedly entreated a woman working at a convenience store to help him jump start his car. Once she left the comparative safety of the store, Evans grabbed her from behind, held a knife to her throat, forced her into a stolen car, bound her hands and feet, and drove her to Portland, Oregon. Five hours after her ordeal began, he raped her. Evans was convicted by a Pierce County jury of first degree rape.

¶ 5 Evan's standard range sentence for the crime was 149-198 months, plus a 24 month deadly weapon enhancement. The trial court additionally found Evans acted with deliberate cruelty and excessive violence and gave him an exceptional sentence of 360 months. The trial court was affirmed on review, and the conviction became final in 1991. After Apprendi was announced, Evans sought collateral relief on the grounds that his sentence was clearly unconstitutional because the trial judge based it on facts that were not found by a jury beyond a reasonable doubt. The courts below denied relief, and we granted review to decide whether Blakely and/or Apprendi apply retroactively. State v. Evans, 152 Wash.2d 1011, 99 P.3d 895 (2004).

¶ 6 SWENSON. Shawn D. Swenson was convicted of first degree felony murder in the 1995 killing of David Loucks. State v. Swenson, 104 Wash.App. 744, 747, 9 P.3d 933 (2000). Swenson's conviction became final before Blakely was announced. He already had a timely personal restraint petition pending, largely challenging the erroneous accomplice liability instruction used in his case. He also argued his sentence was illegal based on Apprendi because the trial judge, instead of the jury, found the facts that led to his exceptional sentence. While Swenson's petition for collateral relief was under consideration, the United States Supreme Court announced Blakely. We granted a motion to transfer this case from the Court of Appeals primarily to decide whether Blakely applied retroactively to cases final after Apprendi but before Blakely.

RETROACTIVITY AND FEDERAL CONSTITUTIONAL LAW

¶ 7 Our first task is to determine whether Apprendi or Blakely applies retroactively to cases already final when they are announced. The law favors finality of judgments, and courts will not routinely apply "new" decisions of law to cases that are already final. In re Pers. Restraint of St. Pierre, 118 Wash.2d 321, 329, 823 P.2d 492 (1992); cf. State v. Hanson, 151 Wash.2d 783, 790, 91 P.3d 888 (2004). Generally, we have followed the lead of the United States Supreme Court when deciding whether to give retroactive application to newly articulated principles of law. See In re Pers. Restraint of Markel, 154 Wash.2d 262, 268, 111 P.3d 249 (2005) (citing In re Pers. Restraint of Sauve, 103 Wash.2d 322, 328, 692 P.2d 818 (1985)).

¶ 8 Under this federal common law retroactivity analysis:

1. A new rule for the conduct of criminal prosecutions is to be applied retroactively *631 to all cases, state or federal, pending on direct review or not yet final, with no exception for cases in which the new rule constitutes a clear break from the past.
2. A new rule will not be given retroactive application to cases on collateral review except where either: (a) the new rule places certain kinds of primary, private individual conduct beyond the power of the state to proscribe,[[1]] or (b) the rule requires the observance of procedures implicit in the concept of ordered liberty.

St. Pierre, 118 Wash.2d at 326, 823 P.2d 492 (citing Griffith v. Kentucky, 479 U.S. 314, 328, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987) and Teague v. Lane, 489 U.S. 288, 311, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989) (O'Connor, J., opinion)).

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Bluebook (online)
114 P.3d 627, 154 Wash. 2d 438, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-evans-wash-2005.