State v. Duncan

872 P.2d 380, 117 N.M. 407
CourtNew Mexico Court of Appeals
DecidedFebruary 8, 1994
Docket13981
StatusPublished
Cited by25 cases

This text of 872 P.2d 380 (State v. Duncan) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Duncan, 872 P.2d 380, 117 N.M. 407 (N.M. Ct. App. 1994).

Opinions

OPINION

BLACK, Judge.

As a result of a night-long episode involving a co-defendant and two victims, Defendant was convicted of fourteen counts of aggravated burglary, kidnapping, false imprisonment, armed robbery, criminal sexual penetration, attempted criminal sexual penetration, and unlawful taking of a motor vehicle. After this Court reversed and remanded for a new trial, State v. Duncan, 113 N.M. 637, 830 P.2d 554 (Ct.App.1990), aff'd, 111 N.M. 354, 805 P.2d 621 (1991), Defendant was convicted of two counts of armed robbery. After the retrial, the State requested that the district court treat the armed robbery as a first degree felony pursuant to NMSA 1978, Section 30-16-2 (Repl. Pamp.1984). After this request was denied, the State sought sentence enhancements (based on Defendant’s status as a habitual offender) pursuant to NMSA 1978, Section 31-18-17(D) (Repl.Pamp.1990). The habitual offender enhancement request was granted. The State had not sought either enhancement after the first trial.

Defendant argues that: (1) the habitual offender enhancement must be set aside because of prosecutorial vindictiveness; (2) the State failed to prove two of the prior felonies on which the habitual offender enhancement was based; (3) Defendant’s fingerprints were taken without a warrant; (4) Defendant’s sentence constitutes cruel and unusual punishment; (5) the exclusion of admissible evidence was error; (6) the admission of inflammatory evidence deprived Defendant of due process; and (7) amendment of the indictment was error. We affirm. The facts will be outlined as relevant to each point.

I. STANDARD OF REVIEW

On claims of prosecutorial vindictiveness, the district court will be reversed only for an abuse of discretion. See State v. Coates, 103 N.M. 353, 358, 707 P.2d 1163, 1168 (1985). This standard is also the appropriate standard on the evidentiary issues raised by Defendant. State v. Chamberlain, 112 N.M. 723, 726, 819 P.2d 673, 676 (1991).

II. PROSECUTORIAL VINDICTIVENESS

Defendant, citing North Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969), argues that the imposition of a harsher punishment after a successful appeal violates his right to due process of law. Pearce, in fact, dealt with an increased sentence after the defendant successfully appealed his prior conviction and was designed to guarantee that a defendant “be free[ ] of apprehension of such a retaliatory motivation on the part of the sentencing judge.” Id. at 725, 89 S.Ct. at 2080. Since Defendant in the present case was originally sentenced by Judge Mowrer and retried and sentenced by Judge Dal Santo in the second trial, there is little danger of vindictive sentencing and Pearce does not apply. See State v. Saavedra, 108 N.M. 38, 44, 766 P.2d 298, 304 (1988). Moreover, Defendant’s first trial resulted in a sentence in excess of forty years. Even with the habitual offender enhancement, Judge Dal Santo’s total sentence only amounts to thirty-four years. The Pearce presumption of vindictiveness does not apply when the sentence following the second trial is less than the initial sentence. State v. Lopez, 99 N.M. 612, 613, 661 P.2d 890, 891 (Ct.App.1983); see also United States v. Vontsteen, 910 F.2d 187, 191-92 (5th Cir.1990) (declining to extend Pearce to situations where overall sentence is not increased), cert. denied, 498 U.S. 1074, 111 S.Ct. 801, 112 L.Ed.2d 862 (1991).

Defendant further contends that, since the habitual offender enhancement is mandatory, this case is about “vindictive charging, not vindictive sentencing.” Defendant argues an enhancement based on such alleged vindictive charging is barred by Blackledge v. Perry, 417 U.S. 21, 94 S.Ct. 2098, 40 L.Ed.2d 628 (1974). The defendant in Blackledge was originally convicted of a misdemeanor in a court of limited jurisdiction and subsequently exercised his statutory right to an appeal and trial de novo in a court of general jurisdiction. The prosecutor then obtained a felony indictment to which Defendant pleaded guilty. The Supreme Court reviewed its precedents and noted, “[t]he lesson that emerges from Pearce, Colten [v. Kentucky, 407 U.S. 104, 92 S.Ct. 1953, 32 L.Ed.2d 584 (1972)] and Chaffin [v. Stynchcombe, 412 U.S. 17, 93 S.Ct. 1977, 36 L.Ed.2d 714 (1973)] is that the Due Process Clause is not offended by all possibilities of increased punishment upon retrial after appeal, but only by those that pose a realistic likelihood of ‘vindictiveness.’” Blackledge, 417 U.S. at 27, 94 S.Ct. at 2102. The Supreme Court concluded that there was a “realistic likelihood” of vindictiveness in the factual situation presented by Blackledge.

Defendant argues that Judge Dal Santo found that there was both actual vindictiveness by the district attorney’s office and that the facts in the present case give rise to a presumption of vindictiveness.

A. Actual Vindictiveness

After the second jury trial, the assistant district attorney filed notice and supplemental information indicating that her office would seek to have Defendant sentenced as a first degree felon, as authorized by Section 30-16-2. At the hearing on the State’s Section 30-16-2 request, Judge Dal Santo stated that, even though she had seen new evidence about the co-defendant, it was her conclusion Defendant was “largely responsible for all the events that occurred that evening.” The judge stated she could not believe Defendant had harmed his benefactors and yet “not even today shown any remorse for that.” Nonetheless, the judge indicated she was familiar with the decisions of the United States Supreme Court on prosecutorial vindictiveness and was concerned about the appearance of institutional vindictiveness by the district attorney’s office. After citing evidence that could support a finding of vindictiveness, the judge said:

The pre-sentence report in this case recommended that the Court impose a sentence of thirty-six years, two eighteen-year sentences consecutive to each other. This Court has found that the — that the sentence cannot be enhanced, since it was previously a nine-year sentence on each count. And the reason that I have found that is based on — I don’t believe that that would be upheld. I really do not believe that that would be upheld on appeal.

After the district court refused to sentence Defendant as a first-degree felon, the State filed a supplemental information seeking to enhance Defendant’s sentence as a habitual criminal, pursuant to Section 31-18-17(D). At the hearing on the State’s motion to enhance Defendant’s sentence as a habitual offender, the district judge again expressed concern over Defendant’s robbery of persons who had befriended him and his apparent lack of remorse.

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Cite This Page — Counsel Stack

Bluebook (online)
872 P.2d 380, 117 N.M. 407, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-duncan-nmctapp-1994.