State v. Gaede

2000 NMCA 004, 994 P.2d 1177, 128 N.M. 559
CourtNew Mexico Court of Appeals
DecidedDecember 7, 1999
Docket20,091
StatusPublished
Cited by9 cases

This text of 2000 NMCA 004 (State v. Gaede) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Gaede, 2000 NMCA 004, 994 P.2d 1177, 128 N.M. 559 (N.M. Ct. App. 1999).

Opinion

OPINION

DONNELLY, Judge.

{1} Defendant appeals his conviction as a fourth-time offender of driving while under the influence of intoxicating liquor (DWI). The sole question raised on appeal is whether the district court erred in determining that Defendant was subject to being sentenced as a fourth-time DWI offender instead of a third-time offender. For the reasons discussed herein, we affirm the district court’s judgment and sentence.

FACTS AND PROCEDURAL POSTURE

{2} Defendant pled guilty to DWI and careless driving on February 3, 1984, in the Alamogordo municipal court. The judgment and sentence, inter alia, ordered that Defendant pay a $100 fine and attend DWI school. In 1994 Defendant was again arrested and charged with DWI and other motor vehicle violations in the Otero County magistrate court. However, on October 6, 1994, the State and Defendant entered a plea and disposition agreement whereby Defendant entered a plea of nolo contendere to DWI first offense. The 1994 plea and disposition agreement entered after consultation with defense counsel, recited in applicable part that Defendant’s plea was subject to:

the following understandings, terms and conditions:
1. That the following disposition will be made of the charges: Sentencing in the discretion of the Court. However [the] State will not oppose mandatory minfimum] sentence of 48 hours. [The] State will not oppose deferred fines on any or all possible fines.
2. That the following charges will be dismissed, or if not yet filed, shall not be brought against the [Defendant: No Registration; Improper Use of [License] Plate.

{3} The following year, Defendant was once more arrested and charged in the Lincoln County magistrate court with DWI, together with the additional offenses of careless driving and driving while his license was revoked. On May 31, 1995, the State and Defendant entered into a plea and disposition agreement whereby Defendant, who was charged with his third DWI offense, entered a plea of nolo contendere to aggravated DWI second offense and driving on a suspended or revoked license. The 1995 judgment and sentence recited that the court found Defendant guilty of “AGGRAVATED DWI 2ND [and] DRIVING WHILE LICENSE REVOKED.” In 1998 Defendant was arrested for DWI a fourth time. On October 21,1998, Defendant pled no contest to the charge of DWI, contrary to NMSA 1978, § 66-8-102 (1997). Defendant’s plea agreement to this charge did not contain any limitation concerning the sentence which could be imposed and, at the sentencing hearing, the State presented evidence that Defendant had three prior DWI convictions.

{4} Defendant challenges the efficacy of his first DWI conviction in 1984 and thus argues that the district court erred in finding that he had three prior DWI convictions. Defendant testified that the municipal judge for his 1984 plea of guilty to DWI told him that the DWI- conviction would be removed from his record upon his successful completion of DWI school, his payment of a fine, and his maintaining a clear record during his probationary period. Defendant testified that he complied with these conditions and believed his first DWI conviction had been removed from his record.

{5} The district court in the present case concluded that the State’s exhibits established that Defendant entered a plea of guilty to DWI in 1984, and that the 1984 incident was, in fact, the first of four DWI convictions involving Defendant. Based upon this determination, the district court sentenced Defendant as a fourth-time DWI offender. Defendant hás filed a timely appeal from that judgment and sentence.

DISCUSSION

{6} Defendant does not contest the fact that he has entered no contest or guilty pleas to four separate DWI charges, or that he is the same person involved in each of those eases. Instead, Defendant argues that because the municipal court judge who presided over his first DWI conviction in 1984 promised him that his first conviction would be dropped from his record, under due process principles, he was entitled to rely on that promise. Consequently, he reasons that the district court in the present case erred in sentencing him as a fourth-time DWI offender.

{7} The issue thus presented is whether, the alleged promise of the judge in 1984 and the plea and disposition agreements entered in Defendant’s other two prior DWI convictions restrict the trial judge’s hands in the present case so as to preclude Defendant from being sentenced as a fourth-time DWI offender. The issue posed by Defendant involves a mixed question of fact and law. Cf. State v. Attaivay, 117 N.M. 141, 144^45, 870 P.2d 103, 106-07 (1994) (discussing policy considerations involved in review of district court’s application of law to facts). In determining whether Defendant’s due process rights have been violated, “we conduct ‘an independent review of the record and the applicable law.’ ” State v. Palmer, 1998-NMCA-052, ¶ 4, 125 N.M. 86, 957 P.2d 71 (quoting State v. Lewis, 107 N.M. 182, 184, 754 P.2d 853, 855 (Ct.App.1988)).

{8} In order for the State to enhance Defendant’s sentence as a third or subsequent DWI offender, the State bears the initial burden of presenting evidence of the validity of each of his prior convictions. See State v. Duncan, 117 N.M. 407, 409, 872 P.2d 380, 382 (Ct.App.1994). Once the State establishes a prima facie case showing the existence of valid prior convictions, “the defendant is entitled to bring forth contrary evidence.” Id. at 412, 872 P.2d at 385. The State, however, bears the ultimate burden of persuasion as to the validity of each of Defendant’s prior convictions. See id.

{9} At trial, Defendant’s testimony was the only oral evidence offered in support of his claim that he was told that his 1984 conviction would be dropped from his record. Defendant also testified that after finishing DWI school in 1984 and completion of his period of probation, he had never been recalled for sentencing and thus he assumed the first conviction had been dropped from his record. Defendant asserts that he testified that he had admitted his guilt or pled no contest to subsequent DWI charges in 1994 and 1995, based on his understanding that the 1984 conviction had been dropped, and that the plea bargains in 1994 and 1995 in effect constituted acknowledgments by the State that the 1984 conviction had been dismissed and did not constitute a valid DWI conviction for the purposes of enhancing his current sentence. Considering that Defendant was responding to leading questions propounded by his attorney, the district court was not bound by Defendant’s understanding or version of the events. See State v. Lopez, 109 N.M. 169, 170, 783 P.2d 479, 480 (Ct.App.1989) (factual issues are reviewed on appeal for substantial evidence, viewing facts in light most favorable to the prevailing party).

{10} The State presented documentary evidence bearing upon the efficacy of Defendant’s 1984 DWI conviction.

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Bluebook (online)
2000 NMCA 004, 994 P.2d 1177, 128 N.M. 559, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-gaede-nmctapp-1999.