State v. Woodruff

1997 NMSC 061, 951 P.2d 605, 124 N.M. 388
CourtNew Mexico Supreme Court
DecidedNovember 21, 1997
Docket23958
StatusPublished
Cited by37 cases

This text of 1997 NMSC 061 (State v. Woodruff) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Woodruff, 1997 NMSC 061, 951 P.2d 605, 124 N.M. 388 (N.M. 1997).

Opinion

OPINION

MINZNER, Justice.

(1)Defendant Lonnie Woodruff appeals from a judgment and sentence entered after his conviction by a jury of driving while under the influence of. intoxicating liquor (DWI) contrary to NMSA 1978, § 66-8-102 (1994, prior to 1997 amendment). On appeal, he contends he was denied due process of law under the New Mexico Constitution when the district court enhanced his sentence from a first offense to a second offense as a result of a prior conviction for which he was not represented by counsel. We affirm.

I.

(2) Following Woodruffs conviction, the State filed a supplemental criminal information. In that supplemental information, the State alleged that Woodruff had two prior convictions for DWI. Defendant admitted that he was the person named in the two counts of the supplemental information. However, he challenged one of the convictions on the basis that the State failed to show he had waived his right to counsel and that he had not been represented by counsel at the time of the challenged conviction.

(3) The district court found that the conviction Woodruff challenged had resulted in a fine. The court ruled that the challenged conviction was valid for purposes of enhancing Woodruffs most recent conviction because the prior conviction had not resulted in a term of imprisonment. The court also ruled that the second conviction contained in the supplemental information was entered after the most recent conviction.

(4) The court enhanced Woodruffs current conviction to a second offense of DWI. Under Section 66-8-102(F), the enhancement increased the maximum incarceration from ninety days to 364. Under Section 66-8-102(F)(1), the enhancement resulted in a mandatory jail term of not less than seventy-two hours.

(5) Woodruff objected to the use of his prior conviction on the ground the State had not shown a knowing, intelligent and voluntary waiver of counsel. State v. Russell, 113 N.M. 121, 122-23, 823 P.2d 921, 922-23 (Ct. App.1991); State v. Watchman, 111 N.M. 727, 809 P.2d 641 (Ct.App.1991), overruled in part by State v. Hosteen, 1996 NMCA 084, 122 N.M. 228, 923 P.2d 595, aff'd, 1997 NMSC 063,124 N.M. 402, 951 P.2d 619. The trial court ruled that, in deciding Watchman and Russell, the Court of Appeals had relied on authority that depended on the effect of Baldasar v. Illinois, 446 U.S. 222, 100 S.Ct. 1585, 64 L.Ed.2d 169 (1980), and the trial court noted that the United States Supreme Court recently overruled Baldasar in Nichols v. United States, 511 U.S. 738, 114 S.Ct. 1921, 128 L.Ed.2d 745 (1994). In Nichols, the United States Supreme Court held that a prior uneounseled conviction could be used to enhance a subsequent conviction, even if the defendant had not waived his right to counsel in connection with the prior conviction, provided the prior conviction did not result in a sentence of imprisonment. Under Nichols, the trial court held that using Woodruffs prior uneounseled conviction did not deny him due process as a matter of federal constitutional law.

(6) The New Mexico Court of Appeals recently reached that same result in reviewing similar facts on direct appeal. See State v. Hosteen, 1996 NMCA 084, ¶ 18. 1 In Hos-teen, however, the Court of Appeals did not reach the question of whether, as a matter of state constitutional law, a prior uneounseled conviction that did not result in a sentence of imprisonment may be used to enhance a current conviction so that it results in a sentence of imprisonment. Id. ¶¶ 19-20. The Court of Appeals did not reach that issue because neither party had briefed it on appeal. Woodruff argues that question now. 2

II.

(7) Woodruff contends that, as a matter of due process under the New Mexico Constitution, the court should not have used his prior uneounseled conviction to enhance his current conviction to a second offense. He contends that such a conviction is inherently unreliable. He argues that a defendant who does not face incarceration is more likely to plead guilty, notwithstanding his or her innocence, and that an uneounseled defendant in such a situation may not anticipate the risk of subsequent enhancement resulting in incarceration at a later time. Woodruff notes that New Mexico protects by statute an indigent defendant’s right to counsel under the federal and state constitutions. We have said, he observes, that the Indigent Defense Act, NMSA 1978, §§ 81-16-1 to -10 (1968), and the Public Defender Act, NMSA 1978, §§ 31-15-1 to -12 (1973, as amended through 1993), create a unified response to the needs of those who are “financially incapable of employing counsel.” State v. Rascon, 89 N.M. 254, 257, 550 P.2d 266, 269 (1976).

(8) We do not believe these statutes embody a legislative declaration that all uncounseled convictions are unreliable as a matter of law, nor are we persuaded that the Legislature intended to limit the meaning of “conviction” in reference to enhancement for prior instances of DWI. The Indigent Defense Act and the Public Defender Act “are, in the main, responses to sixth amendment rights to counsel for the actual defense of criminal charges.” Rascon, 89 N.M. at 257, 550 P.2d at 269. We have no basis for assuming that the Legislature contemplated the collateral consequences of a conviction obtained without counsel when it adopted either act. Even if we assume the Legisla ture did contemplate the right to counsel as a matter of federal constitutional law articulated in Argersinger v. Hamlin, 407 U.S. 25, 92 S.Ct. 2006, 32 L.Ed.2d 530 (1972), and Scott v. Illinois, 440 U.S. 367, 99 S.Ct. 1158, 59 L.Ed.2d 383 (1979), as it amended Section 66-8-102 after those cases were decided, we have no basis for concluding that the Legislature considered any uneounseled misdemeanors too unreliable, as a matter of law, for purposes of enhancement. In neither Argersinger nor Scott did the United States Supreme Court express the view that uncounseled misdemeanor convictions are inherently unreliable as a matter of law. For a violation of Scott and Argersinger, the Tenth Circuit has held that the proper remedy is to strike the sentence and to affirm the conviction. See United States v. Reilley, 948 F.2d 648, 654 (10th Cir.1991) (“Reilley’s conviction is affirmed, his prison sentence is vacated____”); see also Nichols, 511 U.S. at 763 n. 5, 114 S.Ct. at 1936 n. 5 (Blackmun, J., dissenting) (discussing the “hybrid” nature of an uncounseled conviction, “valid for the purpose of imposing a sentence, but invalid for the purpose of depriving the accused of his liberty”). In general, for sentence enhancement in New Mexico, “‘conviction’ is the polestar, not the sentence imposed.” State v. Davis, 104 N.M. 229, 230, 719 P.2d 807, 808 (1986) (discussing the Habitual Offender Act); State v. Larranaga, 77 N.M. 528, 530, 424 P.2d 804, 805 (1967) (“The conviction is the finding of guilt.

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Bluebook (online)
1997 NMSC 061, 951 P.2d 605, 124 N.M. 388, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-woodruff-nm-1997.