State v. Bates

538 S.E.2d 597, 140 N.C. App. 743, 2000 N.C. App. LEXIS 1271
CourtCourt of Appeals of North Carolina
DecidedDecember 5, 2000
DocketCOA99-1376
StatusPublished
Cited by23 cases

This text of 538 S.E.2d 597 (State v. Bates) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Bates, 538 S.E.2d 597, 140 N.C. App. 743, 2000 N.C. App. LEXIS 1271 (N.C. Ct. App. 2000).

Opinion

WYNN, Judge.

The primary issue on appeal is whether the defendant who was convicted by a jury on one count of taking indecent liberties with a minor is entitled to a new trial under the recent ruling of our Supreme Court in State v. Hinnant, 351 N.C. 277, 523 S.E.2d 663 (2000). Having carefully reviewed that decision in light of the facts of this case, we are compelled to follow the law of our Supreme Court and grant the defendant a new trial. The defendant also pled guilty to a second charge of taking indecent liberties against a different child and received a separate sentence of seven years of probation. However, the defendant does not appeal from that conviction, nor does it appear he would have the right to do so under the limited grounds provided by N.C. Gen. Stat. § 15A-1444 (1997). Since he does not challenge the conviction stemming from his guilty plea, the sentence of seven years of probation remains in effect. See N.C.R. App. R 10 and 28 (the scope of our review is limited to assignments of error set forth in the record on appeal and argued in the briefs).

The facts pertinent to the issues before us involve testimony that was rendered by two expert witnesses. First, Lauren Rockwell-Flick, a psychologist with the Sexual Abuse Team at Wake Medical Center testified that she talked to the alleged child victim for about ten minutes, during which the child told her a number of things about the defendant: That he showed her his penis and made her wash it, that he performed cunnilingus on her, that he “french kissed” her, had intercourse with her, and put his finger and a crayon in her rectum. Rockwell-Flick concluded that the defendant had abused the child.

*745 Second, Dr. Denise Everette of Wake Medical Center performed a physical examination of the child. Although she found no physical evidence of abuse, Dr. Everette relied on the information given to her by Rockwell-Flick and concluded that the child had been sexually abused.

Following his conviction and after filing his brief with this Court, the defendant moved for appropriate relief citing our Supreme Court’s pronouncement of a new interpretation of the medical treatment hearsay exception under North Carolina Rule of Evidence 803(4) in State v. Hinnant, 351 N.C. 277, 523 S.E.2d 663 (2000). In that case, our Supreme Court held that “the proponent of Rule 803(4) testimony must affirmatively establish that the declarant... made the statements understanding that they would lead to medical diagnosis or treatment.” Id. at 287, 523 S.E.2d at 669. This proclamation overruled a long line of cases, such as State v. Jones, 89 N.C. App. 584, 367 S.E.2d 139 (1988), which downplayed the importance of the declar-ant’s motives, so long as the declarant’s statements led to medical treatment.

Our Supreme Court in Hinnant pointed out the difficulty of determining whether a declarant — especially a young child — understood the purpose of his or her statements, and set forth the general rule that the court “should consider all objective circumstances of record surrounding declarant’s statements in determining whether he or she possessed the requisite intent under Rule 803(4).” Hinnant, 351 N.C. at 288, 523 S.E.2d at 670. Some factors to consider in determining whether a child had the requisite intent are whether an adult explained to the child the need for treatment and the importance of truthfulness; with whom and under what circumstances the declarant was speaking; the setting of the interview; and the nature of the questions. See id.

The defendant argues that much of the testimony offered in his case — particularly that offered by Rockwell-Flick — was inadmissible under the new Hinnant test. The State responds first by arguing that this Court should not consider this new argument because N.C. Gen. Stat. § 15A-1419 provides that we may deny a motion for appropriate relief if:

Upon a previous appeal the defendant was in a position to adequately raise the ground or issue underlying the present motion but did not do so.

*746 N.C. Gen. Stat. § 15A-1419(a)(3) (2000). However, this statute is inapplicable to the present motion since it applies only to appeals after the first appeal. The subject appeal is the defendant’s first appeal, so N.C. Gen. Stat. § 15A-1415 controls and allows the present motion.

In North Carolina, a defendant may file a motion for appropriate relief if:

There has been a significant change in law, either substantive or procedural, applied in the proceedings leading to the defendant’s conviction or sentence, and retroactive application of the changed legal standard is required.

N.C. Gen. Stat. § 15A-1415(b)(7) (2000). The Hinnant decision resulted in a substantial change in the application of N.C.R. Evid. 803(4) and the Supreme Court expressly stated that the decision applied to all cases currently on appeal. See Hinnant, 351 N.C. at 287, 523 S.E.2d at 669. Thus, the defendant has the right under N.C. Gen. Stat. § 15A-1415(b)(7) to file his motion, and we have the duty to consider it. Since the defendant’s motion and the State’s response adequately address the impact of Hinnant on the case at bar, we will treat both documents as supplemental briefs and address the merits of their arguments in this opinion.

The State argues that the case at bar is distinguishable from Hinnant because the minor child in this case did have a treatment motive when she made statements to various people, and the minor child in the case at bar testified and therefore most of the challenged testimony is corroborative, not substantive, evidence. We disagree.

First, we note that the facts in the case at bar are very similar to the facts in Hinnant, at least in terms of Rockwell-Flick’s interview methods and testimony. As in Hinnant, the record on appeal fails to show that the child had a treatment motive when she told Rockwell-Flick about the defendant’s conduct. In fact, when the child arrived at Rockwell-Flick’s office, Rockwell-Flick asked her why she was there. The child responded that she did not know why she was there. Although Rockwell-Flick eventually told the child that it was her job to “talk to kids about their problems,” she never made it clear that the child needed treatment nor did she emphasize the need for honesty. Further, like the child in Hinnant, the child in this case talked to Rockwell-Flick in a “child-friendly” room that contained only child-sized furniture and lots of toys. This environment, according to our Supreme Court, does not emphasize the need for honesty. See id. at *747 290, 523 S.E.2d at 671. Finally, as in Hinnant, the child’s statements lack inherent reliability because of the nature of Rockwell-Flick’s leading questions.

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Cite This Page — Counsel Stack

Bluebook (online)
538 S.E.2d 597, 140 N.C. App. 743, 2000 N.C. App. LEXIS 1271, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-bates-ncctapp-2000.