State v. Barker

420 N.W.2d 695, 227 Neb. 842, 1988 Neb. LEXIS 81
CourtNebraska Supreme Court
DecidedMarch 18, 1988
Docket87-095
StatusPublished
Cited by35 cases

This text of 420 N.W.2d 695 (State v. Barker) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Barker, 420 N.W.2d 695, 227 Neb. 842, 1988 Neb. LEXIS 81 (Neb. 1988).

Opinions

Shanahan, J.

Although the information charged Arthur H. Barker with murder in the second degree, see Neb. Rev. Stat. § 28-304 (Reissue 1985), the jury found Barker guilty of the [843]*843lesser-included offense of manslaughter, see Neb. Rev. Stat. § 28-305 (Reissue 1985), concerning the death of Patricia A. Pappas. As his sole assignment of error, Barker contends that the sentencing judge should have recused himself, as requested by Barker, on account of the judge’s ex parte contact with members of the victim’s family. Barker’s contention presents a question of first impression in Nebraska. We set aside the sentence imposed on Barker and remand this matter for a sentence hearing and imposition of sentence on Barker.

Shortly after the verdict was announced in court, the prosecutor approached the trial judge and informed the court that the victim’s parents and sister wished to visit with the judge because the victim’s family were nonresidents of Nebraska. The judge conferred with the prosecutor and Barker’s lawyer, informing counsel about the family’s wish. Barker’s lawyer objected to the court’s meeting with the victim’s family. The prosecutor and Barker’s lawyer declined to attend the meeting requested by the family. Apparently in chambers, the judge met with the victim’s parents and sister in the absence of counsel and without recording what transpired at that meeting.

Later, immediately before the sentence hearing, for which the presiding judge was the same judge who had visited with the victim’s family, Barker’s lawyer requested that the judge recuse himself in view of the meeting in question and its prejudice to Barker regarding any prospective sentence. In connection with Barker’s request for recusal, the judge recounted what had transpired during his meeting with the victim’s family. According to the court, the family was “overwrought” and “upset by the verdict being manslaughter and not second-degree murder.” In the course of the meeting, the judge suggested that the family write him so that “first of all, their thoughts could be disclosed in a rational way, and secondly, it would be available to Counsel as well as to the Court.” The judge further expressed:

The Court was in no way prejudiced by the meeting with the family and as far as the Court’s reassessing its own ability to be fair and consider all the facts and circumstances in this case, its opinion and judgment would not be colored at all by the visit had with the family.

[844]*844In refusing to recuse himself from the sentence hearing, the judge stated: “Based upon the statements made by the Court on the record at the time you referred to on the record, the Court sees no basis or grounds to recuse itself from this matter.”

The presentence report on Barker does not contain any correspondence from the victim’s family, although the record indicates that such correspondence was sent by the family. Therefore, in the form presented by this appeal, the record does not contain a verbatim record of the judge’s visit with the victim’s family, but reflects the judge’s characterization or description of what transpired at that meeting. At the sentence hearing, which was attended by members of the victim’s family, neither the State nor Barker presented evidence regarding the sentence to be imposed. After counsel’s comments, the court sentenced Barker to imprisonment for a term of 6 V3 to 20 years, which is the maximum penalty of imprisonment prescribed for manslaughter, a Class III felony. See Neb. Rev. Stat. § 28-105(1) (Reissue 1985).

To counter Barker’s claim that the trial judge should have recused himself as a result of meeting with the victim’s family, the State argues that “[s]ince the appellant has not shown that the sentencing judge was in any way influenced by his contact with the victim’s family, there was no error in the refusal of the judge to recuse himself from sentencing [Barker].” Brief for Appellee at 8-9.

[I]t is now clear that the sentencing process, as well as the trial itself, must satisfy the requirements of the Due Process Clause____The defendant has a legitimate interest in the character of the procedure which leads to the imposition of sentence even if he may have no right to object to a particular result of the sentencing process.

Gardnerv. Florida, 430 U.S. 349, 358, 97 S. Ct. 1197, 51 L. Ed. 2d 393 (1977).

While consideration of questions reaching constitutional dimensions is unnecessary for disposition of Barker’s appeal, the expression in Gardner, supra, does emphasize the unquestioned importance of the sentencing process in the criminal justice system.

Characterizing the burden of proof for a motion to [845]*845disqualify a judge, we have stated: “ ‘ “A party seeking to disqualify a judge on the basis of bias or prejudice bears the heavy burden of overcoming the presumption of judicial impartiality.” ’ ” State v. Dondlinger, 222 Neb. 741, 751, 386 N.W.2d 866, 872 (1986) (quoting from State v. Gillette, 218 Neb. 672, 357 N.W.2d 472 (1984)).

“A motion to disqualify a trial judge on account of prejudice is addressed to the sound discretion of the trial court----Generally, the ruling on a motion to disqualify a trial judge on the ground of bias and prejudice will be affirmed on appeal unless the record establishes bias and prejudice as a matter of law.”

State v. Dondlinger, supra at 751, 386 N.W.2d at 872-73 (quoting from In re Estate of Odineal, 220 Neb. 168, 368 N.W.2d 800 (1985)).

To support its argument, the State directs us to The People v. Hicks, 44 Ill. 2d 550, 256 N.E.2d 823 (1970), which involved a conviction for murder and the trial judge’s unsolicited ex parte contact with a prospective witness, who was alleged to be a relative of the homicide victim and who asked to be allowed to sit in the front of the courtroom. The Illinois Supreme Court found that the questioned contact did not prevent a fair trial for the defendant and explained:

In our opinion the judge’s conversations with [the prospective witness] . . . did not give cause for his disqualification, or give rise either to unfairness or a probability of unfairness which fatally infected the trial. Most certainly the occurrences relied upon do not support the major premise of defendant’s argument here, viz,., that the judge “entertained members of the deceased’s family in his chambers prior to trial.” To say that any involuntary meeting or conversation, no matter how trivial, gives rise to cause for disqualification would present too easy a weapon with which to harass the administration of criminal justice and to obtain a substitution of judges.

44 Ill. 2d at 557,256 N.E.2d at 827.

The State also suggests that People v.

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Bluebook (online)
420 N.W.2d 695, 227 Neb. 842, 1988 Neb. LEXIS 81, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-barker-neb-1988.