State of Iowa v. Joseph D. Ceretti

871 N.W.2d 88, 2015 Iowa Sup. LEXIS 89
CourtSupreme Court of Iowa
DecidedOctober 23, 2015
Docket13–1573
StatusPublished
Cited by32 cases

This text of 871 N.W.2d 88 (State of Iowa v. Joseph D. Ceretti) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Iowa v. Joseph D. Ceretti, 871 N.W.2d 88, 2015 Iowa Sup. LEXIS 89 (iowa 2015).

Opinion

HECHT, Justice.

The State of Iowa charged Joseph Cer-etti with first-degree murder. In exchange for lesser charges, Ceretti pled guilty to voluntary manslaughter, attempted murder, and willful injury causing serious injury, and offered factual bases for them at a plea hearing. In this appeal, Ceretti contends the attempted murder and willful injury convictions entered under the plea agreement must merge with the voluntary manslaughter conviction because the crimes share a common mens rea element: specific intent to kill. We conclude under the circumstances presented here that the voluntary manslaughter and attempted murder convictions are mutually exclusive because one cannot be convicted of a completed homicide and an attempt to commit the same homicide without sufficient unit-of-prosecution evidence supporting separate charges. Because the parties’ expectations under the plea agreement cannot be achieved as a consequence of these mutually exclusive offenses, we conclude all of Ceretti’s convictions must be vacated and remand the case for further proceedings consistent with this opinion.

I. Background Facts and Proceedings.

In the early morning hours of November 26, 2012, residents of a Des Moines neighborhood called 911 and reported an injured person lying in the street near the intersection of East 17th Street and Walnut Street. Police responded to the call and encountered Eric Naylor, who was covered in blood and had multiple stab wounds. Naylor received some emergency medical assistance, but his injuries were fatal and he passed away that evening. An autopsy revealed the stab wounds caused Naylor’s death.

Police conducted an investigation, eventually arrested Ceretti, and charged him with first-degree murder. Before trial was to begin, the parties reached a plea agreement. No written memorialization of it appears in the record, but the parties announced the terms of the agreement *90 during the plea colloquy before the district court. Ceretti agreed to plead guilty if the State filed an amended- trial information, and the district court granted the State’s subsequent motion to amend. Instead of first-degree murder, the amended trial information charged Ceretti with voluntary manslaughter, attempted murder, and willful injury causing serious injury. See Iowa Code §§ 707.4, .11 (2011); id. § 708.4(1).

Ceretti entered an Alford plea 1 to the attempted murder charge, but pled guilty to the other two charges. 2 He agreed to join the State’s sentencing recommendation: a twenty-five-year prison sentence for attempted murder and two ten-year sentences (one for voluntary manslaughter and one for willful injury), to be served consecutively with no eligibility for parole or work release for seventeen-and-one-half years consistent with Iowa Code section 902.12(2).

The district court questioned Ceretti extensively during the plea proceeding in determining whether he entered his pleas knowingly and voluntarily. The court enumerated the elements of each crime included in the plea agreement and asked questions of Ceretti for the purpose of providing a factual basis for his guilty pleas. Ceretti admitted he was- in an altercation with Naylor on November 26, and during that altercation, he became so incensed that he used a knife to stab Nay-lor, intending to cause serious injury. Ceretti also admitted the multiple stab wounds he inflicted caused Naylor’s death. The State did not contest Ceretti’s conclu-sory agreement with his counsel that his anger during the altercation constituted “serious provocation” within the meaning of the voluntary manslaughter statute. See id. § 707.4. 3 Further, Ceretti stated he was entering an Alford plea to the attempted murder charge to. take advantage of plea negotiations and sentencing benefits — specifically, to avoid the lifetime prison sentence he would receive if a jury were to convict him of first-degree murder. See id. § 707.2 (providing first-degree murder is a class “A” felony); id. § 902.1(1) (mandating life sentences- for offenders convicted of class “A”- felonies).

*91 The district court áceepted each of the pleas. In furtherance of immediate sentencing, Ceretti waived the time to file a motion in arrest of judgment and waived his right to have the court consider a presentence investigation report. The district court adopted the parties’ sentencing recommendation and sentenced Ceretti to consecutive prison sentences totaling forty-five years — twenty-five years with a seventy percent mandatory minimum for attempted murder, ten years for voluntary manslaughter, and ten years for willful injury.

Ceretti appealed, contending attempted murder and willful injury are both included offenses of voluntary manslaughter, and therefore, the three convictions should merge and his total sentence should not exceed ten years. We transferred, the case to the court of appeals, which rejected Ceretti’s contentions, concluded attempted murder and willful injury resulting in serious injury are not included offenses of voluntary manslaughter because the latter offense can be committed without a specific intent to kill, and affirmed the district court. Ceretti then sought further review, and we granted his application.

II. The Parties’ Positions.

A. Ceretti. Ceretti asserts it is impossible to commit voluntary manslaughter without also committing attempted homicide and willful injury. Accordingly, Cer-etti contends Iowa Code section 701.9 and Iowa Rule of Criminal Procedure 2.22(3) mandate that all three offenses merge. See id. § 701.9; Iowa R.Crim. P. 2.22(3). The linchpin of Ceretti’s contention is the premise that one element of voluntary manslaughter is the defendant’s specific intent to kill. See State v. Hellwege, 294 N.W.2d 689, 690 (Iowa 1980) (“Although no intent element is specified, a requirement of intent to kill may be inferred from the language of [Iowa Code] section 707.4.”).

Ceretti contends in the alternative that even if we conclude the convictions for attempted murder' and voluntary manslaughter do not merge because those offenses do not share a common specific intent element, we should hold the convictions merge because a defendant cannot be convicted of both a homicide and an attempt to commit the same homicide.

B. The State. The State asserts Cer-etti’s decision to appeal after he initially assented to the plea deal constitutes an improper attempt “to transform what was a favorable plea bargain in the district court' to an' even better deal on appeal.” State v. Walker, 610 N.W.2d 524, 526 (Iowa 2000). Accordingly, the State urges that Ceretti waived the right to appeal the sentences imposed by pleading guilty and agreeing to the State’s sentencing recommendations. See State v. Rasmus, 249 Iowa 1084, 1086, 90 N.W.2d 429, 430 (1958) (“Certainly defendant could not complain of a ruling he asked the court to make.”); State v. Jensen,

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Bluebook (online)
871 N.W.2d 88, 2015 Iowa Sup. LEXIS 89, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-iowa-v-joseph-d-ceretti-iowa-2015.