State of Idaho v. Lon T. Horiuchi

215 F.3d 986, 2000 Daily Journal DAR 6293, 2000 Cal. Daily Op. Serv. 4715, 2000 U.S. App. LEXIS 13920, 2000 WL 763829
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 14, 2000
Docket98-30149
StatusPublished
Cited by12 cases

This text of 215 F.3d 986 (State of Idaho v. Lon T. Horiuchi) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Idaho v. Lon T. Horiuchi, 215 F.3d 986, 2000 Daily Journal DAR 6293, 2000 Cal. Daily Op. Serv. 4715, 2000 U.S. App. LEXIS 13920, 2000 WL 763829 (9th Cir. 2000).

Opinions

Opinion by Judge SHUBB; Dissent by Judge KOZINSKI.

SHUBB, District Judge:

The State of Idaho appeals from the judgment of the district court dismissing the criminal case against FBI Special Agent Lon Horiuchi. See Fed.R.Crim.P. 12(b). The criminal complaint, charging Horiuchi with the crime of involuntary manslaughter, was initially filed in Idaho state court. Specifically, the complaint alleged that Horiuchi:

did unlawfully, but without malice, kill Vicki J. Weaver, a human being, in the operation of a firearm in a reckless, careless or negligent manner, to wit: discharging the firearm through the front door of the Weaver residence in an attempt to shoot Kevin Harris as he entered the door from outside, without first determining whether any person other than his intended target was present on the other side of the door, a violation of I.C. 18-4006(2), a felony.

Horiuchi removed the prosecution to federal court pursuant to 28 U.S.C. § 1442(a)(1). The district court dismissed the charge on the ground that the Supremacy Clause1 protected Horiuchi from prosecution because the criminal case sought to punish Horiuchi for actions taken in pursuit of his duties as a federal law enforcement officer. We affirm.

FACTUAL BACKGROUND

On August 21, 1992, there was an outstanding warrant for Randall Weaver, Vicki Weaver’s husband, based on weapons trafficking charges. On August 21, 1992, [989]*989several federal agents (Horiuchi not among them) went to serve the warrant at the Weaver Ranch at Caribou Ridge (a.k.a. “Ruby Ridge”). The agents encountered Randall Weaver, his teenage son Sammy, and friend Kevin Harris on the road leading to the ranch. A gun battle erupted during the encounter. Deputy Marshal Degan was shot and killed, as was Sammy Weaver.2 The federal agents did not know that Sammy was killed. Randall Weaver and Kevin Harris retreated to the ranch with Sammy’s body and placed it in the birthing shed, a structure on the Weaver property.3

That same day, the F.B.I. dispatched a response force to the area, including the Hostage Rescue Team to which Horiuchi belonged as a sniper. Horiuchi was a highly trained marksman qualified to hit a quarter of an inch target at 220 yards. He was also trained to hit a moving target. Upon arrival, Horiuchi was briefed. According to Horiuchfs trial testimony, the briefings included, among other things, that Deputy U.S. Marshal Degan had been shot and killed during a fire fight near the Weaver residence; that during the fire fight, the Marshals were pinned by indiscriminate fire; that either Harris, Randall Weaver or Vicki Weaver was involved in the shooting of Deputy Degan; that Randall Weaver had been in the military attached to a special forces unit; that the individuals in the cabin had a habit of coming out of the cabin armed;4 that whenever the dogs barked, Randall Weaver sent one of the Weaver children to a rock outcropping to look for the source of the disturbance and to report back to him; that Randall Weaver may have called in or had assistance from other individuals either living in the area or from outside the area moving into the location; that the Marshals had been attempting to effect an arrest of Randall Weaver for a firearms violation; and that the decision had been made that any team members going up the hill toward the cabin were in danger.

Finally, Horiuchi was briefed on the final rules of engagement that the FBI had developed for the Ruby Ridge crisis. The ordinary Rules of Engagement provide that an FBI agent may use deadly force only in self defense or with reason to believe that they or another are in danger of grievous bodily harm. The FBI modified these rules for the Ruby Ridge crisis. Originally, the team was told to shoot any armed adult if the shot could be taken without risk of harm to a child. Later that day, the rules were modified and restricted to advise that deadly force could be used against any armed adult male if the shot could be taken without a child being injured.

The following day, Horiuchi, armed with a high-powered .308 caliber rifle with a ten power telescopic scope, took a position approximately two to three hundred yards from the Weaver ranch. From his position, Horiuchi had a direct view of the cabin’s side. He could also see the front porch and back deck of the cabin. He could not see the front door when it was closed. If the front door opened, he could see it, but could not see inside the cabin.

At Weaver’s trial, Horiuchi testified that at around 5:45 or 5:50 p.m., a young woman came out of the cabin and moved toward the rock outcropping. She remained outside for a few minutes before returning inside. Horiuchi did not fire at the young female because she was not armed and he assumed she was a child. Right after the female went back inside the front door, a male exited the back door of the cabin to [990]*990the back deck and appeared to be checking some ponchos or blankets before returning inside. Horiuchi did not fire at the male because he did not appear to be armed.

Horiuchi further testified that, a few minutes later, he heard a helicopter crank up on the valley floor, lift off, and then he saw it disappear behind the trees. Horiu-chi heard the helicopter flying either behind him or to his right or left, but he could not see it. The federal agents used helicopters to get an overview of the land.

Within ten seconds after the helicopter lifted off, two males and a young female (later identified as Harris, Randall Weaver, and Weaver’s teenage daughter Sara,) exited the cabin and ran toward the rock outcropping. This outcropping had been described to Horiuchi during his briefing as a lookout position. The three were dressed similarly, in dark clothing. The last individual out the door, a male, had a long gun held in a “high port” carry, meaning up high and near his chest. The three disappeared from Horiuchi’s view for about three to five seconds. They reappeared again past the rock outcropping for another three to five seconds and then disappeared again.

Horiuchi told his partner to stay on the front door of the residence while he looked through the trees to see where the three individuals had disappeared. Horiuchi thought they were moving to defensive positions located along the rock outcropping. Next, he saw the man carrying the long gun come around the corner of the birthing shed. The man picked up a stick, prodded the ground, and looked in the air in the area above and to the right of Horiuchi. Horiuchi heard the helicopter in the area where the man was looking, and thought the man was looking at the helicopter. The man moved out of Horiuchi’s sight for a few more seconds. His partner remained on the front door.

When the man reappeared, he carried the weapon in the high port position and scanned the area above and behind Horiu-chi’s location. Horiuchi assumed the man was looking at the helicopter. The man continued to move along the side of the building with the gun in a high port carry “like he was getting ready to use it.” Hor-iuchi believed the man would try to take a shot at the individuals in the helicopter so he fired at the armed man. At the time, Horiuchi believed that he had missed, but he in fact had lightly wounded the man.

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215 F.3d 986, 2000 Daily Journal DAR 6293, 2000 Cal. Daily Op. Serv. 4715, 2000 U.S. App. LEXIS 13920, 2000 WL 763829, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-idaho-v-lon-t-horiuchi-ca9-2000.