State Ex Rel. Simmons v. Roper

112 S.W.3d 397, 2003 Mo. LEXIS 123, 2003 WL 22006834
CourtSupreme Court of Missouri
DecidedAugust 26, 2003
DocketSC 84454
StatusPublished
Cited by27 cases

This text of 112 S.W.3d 397 (State Ex Rel. Simmons v. Roper) is published on Counsel Stack Legal Research, covering Supreme Court of Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Simmons v. Roper, 112 S.W.3d 397, 2003 Mo. LEXIS 123, 2003 WL 22006834 (Mo. 2003).

Opinions

LAURA DENVIR STITH, Judge.

Christopher Simmons was sentenced to death for a murder he committed when he was 17 years old. He argues that to execute him for a crime committed when he was under 18 constitutes cruel and unusual punishment.

In Thompson v. Oklahoma, 487 U.S. 815, 108 S.Ct. 2687, 101 L.Ed.2d 702 (1988), the Supreme Court of the United States held that it constituted cruel and unusual punishment to execute persons who were 15 years of age or younger at the time of their offense. The following year, in Stanford v. Kentucky, 492 U.S. 361, 109 S.Ct. 2969, 106 L.Ed.2d 306 (1989), the Supreme Court held that there was not then a national consensus against the execution of those who were 16 or 17 years old at the time of their crimes and declined to bar such executions. On that same day, the Supreme Court held that there was not then a national consensus to bar the execution of those who were mentally retarded. Penry v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989).

In 1993, Christopher Simmons murdered Shirley Crook. Because of Stanford, he did not argue that his age constituted a bar to imposition of the death penalty, although he did argue that his age was a mitigating circumstance. He was convicted of first-degree murder and sentenced to death in accordance with the jury’s verdict. This Court affirmed his conviction and death sentence, as well as the denial of post-conviction relief. State v. Simmons, 944 S.W.2d 165 (Mo. banc 1997), cert. denied, 522 U.S. 953, 118 S.Ct. 376, 139 L.Ed.2d 293 (1997).1

Last year, in Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002), the Supreme Court held that a national consensus had emerged against the execution of mentally retarded offenders since Penry. Mr. Simmons now asks us to hold that a similar consensus against the execution of juveniles has developed since Stanford, that the rationale for the Supreme Court’s determination that the execution of juveniles was not cruel and unusual punishment has disappeared, and that the Eighth Amendment bars his execution.

This Court agrees. Applying the approach taken in Atkins, this Court finds that, in the fourteen years since Stanford was decided, a national consensus has developed against the execution of juvenile offenders, as demonstrated by the fact that eighteen states now bar such executions for juveniles, that twelve other states bar executions altogether, that no state has lowered its age of execution below 18 since Stanford, that five states have legislatively or by case law raised or established the minimum age at 18, and that the imposition of the juvenile death penalty has become truly unusual over the last decade.2 [400]*400Accordingly, this Court finds the Supreme Court would today hold such executions are prohibited by the Eighth and Fourteenth Amendments. It therefore sets aside Mr. Simmons’ death sentence and re-sentences him to life imprisonment without eligibility for probation, parole, or release except by act of the Governor.

I. RETROACTIVE APPLICATION OF JUVENILE DEATH PENALTY

The state contends that this Court should not reach the substantive issue whether the execution of persons for crimes committed as juveniles is prohibited by the Eighth and Fourteenth Amendments, because Mr. Simmons is barred from raising it since he did not do so at the time of his trial. We reject this argument.

In Penry, before reaching the substantive issue whether the Eighth Amendment prohibited the execution of the mentally retarded, the Supreme Court considered whether a decision barring such executions would apply retroactively under the principles set out in Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989). Penry answered the question in the affirmative, stating, “[T]he first exception set forth in Teague should be understood to cover not only rules forbidding criminal punishment of certain primary conduct but also rules prohibiting a certain category of punishment for a class of defendants because of their status or offense.” Id. at 330, 109 S.Ct. 2934. The Supreme Court concluded:

Thus, if we held, as a substantive matter, that the Eighth Amendment prohibits the execution of mentally retarded persons such as Penry regardless of the procedures followed, such a rule would fall under the first exception to the general rule of nonretroactivity and would be applicable to defendants on collateral review.

Id.

Penry went on to hold that no national consensus against the execution of the mentally retarded existed in 1989. But, Atkins found that such a consensus had developed by 2002 and that the Eighth Amendment “ ‘places a substantive restriction on the State’s power to take the life’ of a mentally retarded offender.” Atkins, 536 U.S. at 321, 122 S.Ct. 2242, quoting, Ford v. Wainwright, 477 U.S. 399, 405, 106 S.Ct. 2595, 91 L.Ed.2d 335 (1986). In Johnson v. State, 102 S.W.3d 535, 539-40 (Mo. banc 2003), this Court determined that Atkins applied retroactively. Accord Van Tran v. State, 66 S.W.3d 790, 811 (Tenn.2001) (holding prior to Atkins that new rule barring execution of mentally retarded would be applied retroactively).

In parallel fashion, if, as a substantive matter, the Eighth Amendment prohibits the execution of persons under age 18 at the time of their offense regardless of the procedures followed, then such a rule would also fall under the first exception to nonretroactivity under Teague because it would deprive the state of the power to impose the punishment of death on such a [401]*401person. Cf. Penry, 492 U.S. at 330, 109 S.Ct. 2934. Such a rule would therefore be applicable to persons, such as Mr. Simmons, whose cases are on collateral review, and the usual waiver rules will not apply.3 See also Reed v. Ross, 468 U.S. 1, 16, 104 S.Ct. 2901, 82 L.Ed.2d 1 (1984) (“[W]here a constitutional claim is so novel that its legal basis is not reasonably available to counsel, a defendant has cause for his failure to raise the claim in accordance with applicable state procedures.”).

II. NATIONAL CONSENSUS AGAINST EXECUTION OF JUVENILES AND THE MENTALLY RETARDED

To determine whether the application of the death penalty to juveniles constitutes cruel and unusual punishment, it is helpful to examine the Supreme Court’s decisions in prior cases addressing the execution of juveniles and of the mentally retarded.

A. The Death Penalty for Juveniles: Thompson and Stanford.

1. Thompson v. Oklahoma. In Thompson, 487 U.S. 815, 108 S.Ct.

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State Ex Rel. Simmons v. Roper
112 S.W.3d 397 (Supreme Court of Missouri, 2003)

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Bluebook (online)
112 S.W.3d 397, 2003 Mo. LEXIS 123, 2003 WL 22006834, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-simmons-v-roper-mo-2003.