State Ex Rel. Oklahoma Bar Ass'n v. Giger

2004 OK 43, 93 P.3d 32, 75 O.B.A.J. 1612, 2004 Okla. LEXIS 45, 2004 WL 1245162
CourtSupreme Court of Oklahoma
DecidedJune 8, 2004
DocketSCBD 4796
StatusPublished
Cited by16 cases

This text of 2004 OK 43 (State Ex Rel. Oklahoma Bar Ass'n v. Giger) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Oklahoma Bar Ass'n v. Giger, 2004 OK 43, 93 P.3d 32, 75 O.B.A.J. 1612, 2004 Okla. LEXIS 45, 2004 WL 1245162 (Okla. 2004).

Opinion

OPALA, V.C.J.

¶ 1 In this disciplinary proceeding against a lawyer, the issues to be decided are: (1) Does the record submitted for our examination provide sufficient evidence for a meaningful de novo consideration of the complaint and of its disposition? 1 (2) Is a public censure an appropriate disciplinary sanction for the breach of professional ethics set forth in count one of the complaint? and (3) Is dismissal without prejudice an appropriate disposition of count two of the complaint? We answer all three questions in the affirmative.

I

INTRODUCTION TO THE RECORD

¶ 2 The Oklahoma Bar Association (the “Bar”) commenced this disciplinary proceeding on 21 March 2003 against Cordes Martin Giger (respondent or Giger), a lawyer whose license to practice law is currently suspended, by filing a formal complaint in accordance with the provisions of Rule 6.1 of the Rules Governing Disciplinary Proceedings (“RGDP”). 2 The complaint alleges in two *35 counts violations of the RGDP and of the Oklahoma Rules of Professional Conduct (“ORPC”). 3 A trial panel of the Professional Responsibility Tribunal (the “trial panel”) conducted a hearing (the “PRT hearing”) on 12 November 2003 to consider the charges. The parties submitted no stipulations.

¶ 3 Upon completion of the hearing and after consideration of the testimony and exhibits on file, two members of the trial panel issued a report finding that respondent engaged in the misconduct alleged in count one of the complaint, but recommended that no additional disciplinary sanction be imposed upon respondent beyond the two-year-and-one-day suspension he is already serving under this court’s order of 10 June 2003 in State ex rel. Oklahoma Bar Association v. Giger (“Giger 7/”). 4 The trial panel majority found insufficient evidence to sustain count two of the complaint and recommended that it be “dismissed.” The third member of the trial panel agreed with the majority’s fact findings and with its recommendation as to discipline for respondent’s misconduct in count one of the complaint, but would have continued the hearing on count two until such time as the Bar is prepared to introduce evidence.

II

THE RECORD BEFORE THE COURT PROVIDES SUFFICIENT EVIDENCE FOR A MEANINGFUL DE NOVO CONSIDERATION OF ALL FACTS RELEVANT TO THIS PROCEEDING

¶ 4 In a bar disciplinary proceeding the court functions as an adjudicative licensing authority that exercises exclusive original cognizance. 5 Its jurisdiction rests on the court’s constitutionally vested, nondelegable power to regulate the practice of law, including the licensure, ethics, and discipline of this state’s legal practitioners. 6 In deciding whether discipline is warranted and what sanction, if any, is to be imposed for the misconduct charged, the court conducts a full-scale, non-deferential, de novo examination of all relevant facts, 7 in which the conclusions and recommendations of the trial panel are neither binding nor persuasive. 8 In this undertaking we are not restricted by the scope-of-review rules that govern corrective relief on appeal or certiorari, proceedings in which another tribunal’s findings of fact may have to be left undisturbed by adherence to law-imposed standards of deference. 9

*36 ¶ 5 The court’s duty can be discharged only if the trial panel submits a complete record of the proceedings. 10 Our initial task is to ascertain whether the tendered record is sufficient to permit (a) this court’s independent determination of the facts and (b) its crafting of an appropriate discipline. The latter is that which (1) is consistent with the discipline imposed upon other lawyers who have committed similar acts of professional misconduct and (2) avoids the vice of visiting disparate treatment on the offending lawyer. 11

¶ 6 Having carefully scrutinized the record submitted to us in this proceeding, we conclude that it is adequate for de novo consideration of respondent’s alleged professional misconduct.

Ill

RESPONDENT’S MISCONDUCT ALLEGED IN COUNT ONE OF THE COMPLAINT CALLS FOR DISCIPLINE BY PUBLIC CENSURE

¶7 The Bar alleges in count one of the complaint that respondent violated the provisions of ORPC Rule 8.4(b), 12 ORPC Rule 8.4(c), 13 and RGDP Rule 1.3 14 by committing a criminal act. The Bar alleges that respondent entered a Norman Wal Mart on 15 September 2001, took a package of batteries from the shelf, opened the package, placed the batteries in his pocket, discarded the packaging, and proceeded to leave the store without paying for the batteries. The Bar alleges that respondent was apprehended by store security in the parking lot and charged with petty larceny in Norman Municipal Court where, on 8 November 2001, he pled nolo contendere to the charge.

¶ 8 In answer to the complaint, respondent admits only that he entered the store and put the batteries in his pocket. His answer does not specifically deny the Bar’s remaining allegations, but he testified at the PRT hearing that whatever he did, he did inadvertently and without the intent to steal the batteries from the store. Rather than contest the facts, respondent’s answer asserts as a defense that the petty larceny incident cannot serve as the basis for discipline in this proceeding because the court has already dealt with the incident in Giger II and disposed of it.

¶ 9 In Giger II, the Bar sought to impose additional discipline on respondent for violating the terms of an earlier disciplinary suspension imposed on respondent in State ex rel. Oklahoma Bar Association v. Giger *37 (“Giger I ”). 15 Among the acts of misconduct alleged in Giger II as grounds for imposing additional discipline was the same petty larceny episode we are considering today. The Bar presented evidence in Giger II that respondent committed the crime and that he pled nolo contendere to it, but because both the crime and the plea took place prior to the effective date of the order in Giger I, we determined that the incident could not serve as a basis for imposing additional discipline for violating the terms of the earlier order.

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Bluebook (online)
2004 OK 43, 93 P.3d 32, 75 O.B.A.J. 1612, 2004 Okla. LEXIS 45, 2004 WL 1245162, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-oklahoma-bar-assn-v-giger-okla-2004.