State ex rel. Donaldson v. Alfred

612 N.E.2d 717, 66 Ohio St. 3d 327, 1993 Ohio LEXIS 1016
Ohio Supreme Court·Decided June 2, 1993·No. Nos. 91-1760 and 91-2247·Published·Cited by 23 cases

Opinions

Moyer, C.J.

Relator has requested, by entering an order on his docket, payment for legal representation in responding to certain document requests served upon the municipal court. The city refused to comply with the order. In the mandamus action before, us, we are asked to decide whether relator’s [329] funding order is sufficiently akin to the court funding orders that this court has repeatedly and consistently enforced in mandamus. We hold that it is. Because we grant the writ, the appeal in case No. 91-2247 is moot, and we do not address the issue therein.

Mandamus lies when the relator demonstrates a clear legal right to the relief prayed for, the respondent has a clear legal duty to perform the act requested, and the relator has no plain and adequate remedy at law. State ex rel. Westchester Estates, Inc. v. Bacon (1980), 61 Ohio St.2d 42, 15 O.O.3d 53, 399 N.E.2d 81, paragraph one of the syllabus. It is well settled that mandamus is an appropriate vehicle for enforcing a court's funding order. See, e.g., State ex rel. Lake Cty. Bd. of Commrs. v. Hoose (1991), 58 Ohio St.3d 220, 569 N.E.2d 1046; State ex rel. Musser v. Massillon (1984), 12 Ohio St.3d 42, 12 OBR 36, 465 N.E.2d 400.

Ohio courts have the inherent power to order the funding necessary to fulfill their purposes. State ex rel. Johnston v. Taulbee (1981), 66 Ohio St.2d 417, 20 O.O.3d 361, 423 N.E.2d 80; State ex rel. Foster v. Lucas Cty. Bd. of Commrs. (1968), 16 Ohio St.2d 89, 45 O.O.2d 442, 242 N.E.2d 884. A coordinate branch of government may not impede a court’s business by refusing reasonable funding requests. Johnston, supra; Foster, supra. The determination of necessary administrative expenses rests solely with the court, and another branch of government may not substitute its judgment for that of the court. See Foster, supra, paragraph three of the syllabus. Funding orders enjoy a presumption of reasonableness. A funding authority refusing to obey a funding order bears the burden to demonstrate that the order constitutes an abuse of discretion and is unreasonable. State ex rel. Durkin v. Youngstown City Council (1984), 9 Ohio St.3d 132, 9 OBR 382, 459 N.E.2d 213. This court has declared unconstitutional a legislative attempt to shift the burden of proof on the reasonableness issue onto the court requesting funding. Johnston, supra. The doctrine of separation of powers underpins these principles. Courts must be free from excessive control of the legislative and executive branches in order to ensure their independence and integrity. Id., 66 Ohio St.2d at 420-421, 20 O.O.3d at 363-364, 423 N.E.2d at 82-83; Zangerle v. Cuyahoga Cty. Court of Common Pleas (1943), 141 Ohio St. 70, 25 O.O. 199, 46 N.E.2d 865.

A court’s ability to compel funding from a coordinate branch is not, however, unfettered. The financial condition of the funding authority, for example, is one factor in determining reasonableness. Durkin, supra, 9 Ohio St.3d at 134, 9 OBR at 384, 459 N.E.2d at 216; State ex rel. Britt v. Bd. of Franklin Cty. Commrs. (1985), 18 Ohio St.3d 1, 18 OBR 1, 480 N.E.2d 77. In Britt, the Franklin County Common Pleas Court attempted in a single year’s [330] budget to bring the salaries of its employees into alignment with those of other counties. The salaries of court personnel had not been raised significantly in several years. This court denied the writ of mandamus, holding that the salary increase was too precipitous and caused an undue strain on the county purse. Britt, supra, 18 Ohio St.3d at 5,18 OBR at 4, 480 N.E.2d at 80.

Another limitation, peculiar to municipal courts, is that a municipality may refuse to fund even reasonable requests if the General Assembly has placed discretion over a particular budget item with the municipal legislative authority. State ex rel. Cleveland Mun. Court v. Cleveland City Council (1973), 34 Ohio St.2d 120, 63 O.O.2d 199, 296 N.E.2d 544 (city has discretion whether to fund certain support staff positions and equipment); Musser, supra. Any determination of the reasonableness of a funding order must also take into account the need to preserve the proper balance of power among the three branches of government. Britt, supra, 18 Ohio St.3d at 3, 18 OBR at 2, 480 N.E.2d at 79.

The propriety of a funding order, specifically for outside legal representation to respond to requests for court documents, is a novel issue to this court. This situation rarely arises because normally a city’s law director would counsel the court. See R.C. 705.11. The acrimony between relator and respondents in this case, however, threatened to divide the loyalties of the Director of Law of the city of Shaker Heights. The city does not seriously contend at this stage that the director of law, who serves at the pleasure of respondent, the mayor of Shaker Heights, could have represented relator zealously and without at least the appearance of a conflict.

As stated in the funding order, the explicit purpose of the money was to pay legal expenses “incurred by the Court in the course of responding to subpoenas, document and information requests, and other inquiries served on or made to the Court or its personnel in their official capacities, arising out of, or related to, any investigation of the Court by the grand jury, county prosecutor, any representative of the City of Shaker Heights, any other law enforcement agency, or any representative of the news media.” The city contends that funding was improper because relator would personally benefit from the representation and was unable to make impartial decisions regarding the distinction between official and personal representation.

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State ex rel. Donaldson v. Alfred, 612 N.E.2d 717, 66 Ohio St. 3d 327, 1993 Ohio LEXIS 1016 (Ohio 1993).

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