State Ex Rel. Children, Youth & Families Dep't v. Stella P.

1999 NMCA 100, 986 P.2d 495, 127 N.M. 699
CourtNew Mexico Court of Appeals
DecidedJune 22, 1999
Docket19,228
StatusPublished
Cited by20 cases

This text of 1999 NMCA 100 (State Ex Rel. Children, Youth & Families Dep't v. Stella P.) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Children, Youth & Families Dep't v. Stella P., 1999 NMCA 100, 986 P.2d 495, 127 N.M. 699 (N.M. Ct. App. 1999).

Opinion

OPINION

ARMIJO, J.

{1} This appeal presents an opportunity to examine the respective roles and obligations of the children’s court and a parent’s attorney and guardian ad litem (GAL) where a mentally ill parent purportedly waives her right to contest termination of her parental rights.

{2} Stella P., who is also known as Theresa P. (Mother), appeals the judgment of the children’s court terminating her parental rights to two children. On appeal, she claims the children’s court committed fundamental error by failing to protect her right to contest the proceeding. We determine that the children’s court erred in not ascertaining whether Mother voluntarily, knowingly, and intelligently waived her right to contest the proposed termination. We further determine that the Children, Youth, and Families Department’s (CYFD) use of a proffer of evidence in this case was an improper means of meeting its burden of establishing grounds for termination by clear and convincing proof. Accordingly, we reverse the judgment of the children’s court and remand for a new trial.

FACTUAL BACKGROUND

{3} Mother is mentally ill. Her history of mental illness includes schizo-affective disorder, borderline-personality disorder, delusional disorder, and paranoid-personality disorder. Citing this history of mental illness and alleging Mother’s inability to care for her children, CYFD filed its motion for termination of parental rights (TPR) on December 31, 1996. The motion sought to terminate Mother’s rights in regard to Diamond-Jerome, then age two, and Tamara, then age one. The children’s court previously adjudicated each child as neglected: Diamond-Jerome in 1994 and Tamara in 1995. Mother’s mental illness formed the basis for the prior adjudications.

{4} In August 1997, her attorney requested that the children’s court appoint a GAL for Mother “in order to address the issue of her best interests herein.” As grounds for this request, the attorney expressed his doubts about Mother’s ability to participate competently in the termination proceeding because her condition seemed to him to have deteriorated. On August 25, 1997, approximately one month before the trial, the children’s court entered a stipulated order appointing a GAL for Mother. In its order the court stated: “John Garrity, Esq.[,] be and hereby is, appointed as Guardian ad Litem for the respondent [Mother], during the course of the litigation in this ease.” The order did not further define the GAL’s role.

{5} The children’s court convened the termination hearing on October 31, 1997. Mother did not attend the trial because it was Halloween and she felt ill and afraid, nonetheless, the trial proceeded.

{6} CYFD put forth no direct evidence in support of terminating Mother’s parental rights. Instead, noting her understanding that Mother “would not be able to make it today,” counsel for CYFD made only a brief proffer of evidence indicating what she contended the evidence would have shown. This proffer related to (1) the past adjudication of the children as neglected children, (2) CYFD’s efforts to assist Mother, and (3) the futility of further efforts to assist Mother in remedying the underlying causes of the neglect within the foreseeable future. The children’s GAL then advised the court that, in her opinion, the best interests of the children would be served by terminating Mother’s parental rights and freeing the two children for adoption by their maternal grandmother. None of the parties presented any evidence or testimony.

{7} In response to CYFD’s proffer, Mother’s attorney conceded that CYFD would have proved its case if the matter went to trial:

And I am satisfied that the proffer offered by the Department to the Court today would have been evidence that was clear and convincing to the Court.... [A]s a response to the proffer, I would only request that full attention be given to the possibilities of my client continuing to maintain contact with her children.

Regarding Mother’s absence, he provided no explanation. His only comment was:

I think my client has wanted to appear and has not wanted to appear at the same time for most of the time ... leading up to this trial date has been going on.... I think it’s very difficult for her, your honor, even physically to get out of her apartment, to make herself do that.

Her attorney further noted his several telephone conversations with Mother, the most recent as early as the morning of trial, and his belief that “she understands what is going on today.” Regarding Mother’s intent toward her children, her attorney said only: “[Mother] loves these children. I think her main concern is being able to maintain contact with them.”

{8} Mother’s GAL spoke briefly to the court. Noting that he saw his role as “to assist in any way possible,” Mother’s GAL stated: “Your honor, I concur with the remarks of [Mother’s attorney] wholeheartedly____[A]nd I just concur with really everything that’s been said already to the Court.” He further stated his belief that during his meeting with Mother one week before trial, “she was oriented to time and place reality.” Finally, he noted her “definite understanding of the legal process which is involved with the removal of her children.”

{9} Notably, no evidence was presented by Mother’s attorney or GAL explaining why Mother was not present at the TPR hearing, nor did Mother’s attorney or GAL make known to the children’s court Mother’s continued opposition to the termination of her parental rights. The court did not inquire into these matters. Nonetheless, upon the tendered proffer and its presumption that Mother had waived her right to contest the proceeding, the children’s court terminated Mother’s parental rights.

{10} After the court entered its judgment on January 5, 1998, Mother contacted her attorney and GAL and informed them that she had been ill on the day of the trial, that she had been afraid to leave her house on Halloween, and that she did not want to give up her rights to her children. This appeal followed.

THE DOCTRINE OF FUNDAMENTAL ERROR

{11} Before addressing the substance of Mother’s appeal, we must consider whether this Court has jurisdiction over the matter. Mother did not preserve at trial the issues now appealed. She did not ask the children’s court to reconsider the judgment, nor did she ask for a new trial. Nonetheless, she argues on appeal that the children’s court committed fundamental error because the termination was impermissibly based upon Mother’s absence and the ambiguities of her representatives’ statements. See Rule 12 — 216(B)(2) NMRA 1999.

{12} The error claimed in this case inarguably relates to Mother’s fundamental right to mount a defense to the proposed termination of her parental rights. See State v. Bencomo, 109 N.M. 724, 725, 790 P.2d 521, 522 (Ct.App.1990) (noting that the validity of a party’s choice to plead “no contest” goes to “the ‘foundation of the case’ ”) (quoting State v. Lucero, 70 N.M. 268, 272, 372 P.2d 837, 840 (1962)).

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Bluebook (online)
1999 NMCA 100, 986 P.2d 495, 127 N.M. 699, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-children-youth-families-dept-v-stella-p-nmctapp-1999.