State ex rel. Beacon Journal Publishing Co. v. Akron

1994 Ohio 6, 70 Ohio St. 3d 605
Ohio Supreme Court·Decided October 26, 1994·No. 1993-2012·Published·Cited by 18 cases

Opinion

[This opinion has been published in Ohio Official Reports at 70 Ohio St.3d 605.]

THE STATE EX REL. BEACON JOURNAL PUBLISHING COMPANY ET AL., APPELLEES, v. CITY OF AKRON ET AL., APPELLANTS. [Cite as State ex rel. Beacon Journal Publishing Co. v. Akron, 1994-Ohio-6.] Public records—R.C. 149.43 does not mandate that a city disclose the Social Security numbers of its employees upon demand. (No. 93-2012—Submitted May 10, 1994—Decided October 26, 1994.) APPEAL from the Court of Appeals for Summit County, No. 15872. __________________ {¶ 1} Appellee Beacon Journal Publishing Company (“ABJ”) publishes the newspaper known as The Akron Beacon Journal. Appellee Robert Paynter is a project editor and employee of ABJ. Appellant Linda Sowa was the finance director of the appellant city of Akron. {¶ 2} ABJ and Paynter asked the city and Sowa to provide them with computer tape records of the city’s year-end employee master files for the years 1990 and 1991 pursuant to R.C. 149.43, Ohio’s public records statute. These payroll files contain various information including employees’ names, addresses, telephone numbers, Social Security numbers (“SSNs”), birth dates, education, employment status and positions, pay rates, service ratings, annual and sick leave information, overtime hours and pay, and year-to-date employee earnings. The city has approximately two thousand five hundred employees. Thirteen employees have access to the computerized employee master payroll file. {¶ 3} Sowa and the city provided copies of these records with the SSNs deleted. {¶ 4} ABJ and Paynter then requested a copy of the same records complete with SSNs. {¶ 5} Sowa and the city refused to disclose the employees’ SSNs. SUPREME COURT OF OHIO

{¶ 6} In August 1992, ABJ and Paynter filed a complaint in mandamus in the Court of Appeals for Summit County against Sowa and Akron, alleging that, pursuant to R.C. 149.43, they were entitled to obtain the payroll records complete with SSNs. Sowa and the city denied the existence of this obligation, alleging that SSNs are not “records” as that term is defined in R.C. 149.011(G), and that disclosure of employees’ SSNs would violate the employees’ right to privacy. {¶ 7} The court of appeals granted the petition for mandamus. The appellate court found that SSNs are public records for purposes of R.C. 149.43, and that their disclosure would not violate the right to privacy. {¶ 8} This cause is now before this court upon an appeal as of right. __________________ Roetzel & Andress, Ronald S. Kopp and Amie L. Bruggeman, for appellees. Max Rothal, Director of Law, and Deborah M. Forfia, Assistant Director of Law, for appellants. Paul R.Q. Wolfson and David C. Vladeck, urging reversal for amicus curiae, Public Citizen Litigation Group. Marc Rotenberg and David L. Sobel, urging reversal for amicus curiae, Computer Professionals for Social Responsibility. __________________ PFEIFER, J. {¶ 9} We are asked to determine whether the city is obligated to provide the ABJ with the SSNs of approximately two thousand five hundred city employees pursuant to Ohio’s public records statute. For the following reasons, we find that disclosure of this information is not required.

2 January Term, 1994

I {¶ 10} The city and Sowa contend that they are not obligated to provide the SSNs because they are not “records” for purposes of the Public Records Act. We disagree. {¶ 11} When “information in question is not a record, it is not a public record subject to disclosure under R.C. 149.43.” State ex rel. Fant v. Mengel (1992), 62 Ohio St.3d 455, 584 N.E.2d 664, 665. R.C. 149.011 broadly defines “records.” This definition is to be given an expansive rather than a restrictive construction. State ex rel. Cincinnati Post v. Schweikert (1988), 38 Ohio St.3d 170, 527 N.E.2d 1230. R.C. 149.011 provides the following: “As used in this chapter: “*** “(G) ‘Records’ includes any document, device, or item, regardless of physical form or characteristic, created or received by or coming under the jurisdiction of any public office of the state or its political subdivisions, which serves to document the organization, functions, policies, decisions, procedures, operations, or other activities of the office.” {¶ 12} The city has stipulated that its computerized year-end employee master payroll files contain the SSNs of all of its employees. The city uses the SSNs as taxpayer identification numbers in these files. This use of the SSN by the city leads us to conclude that it is a “device * * * received by * * * political subdivisions, which serves to document organization, functions, [and] operations * * * of the office.” Thus, the Social Security numbers of the city’s employees are “records” for the purposes of the Public Records Act. II {¶ 13} We must next determine whether SSNs, while being “records,” are also “public records” for purposes of the Public Records Act. For the following reasons, we conclude that they are not public records.

3 SUPREME COURT OF OHIO

{¶ 14} To compel the city to disclose the SSNs of its employees, the ABJ must prove that they are public records. R.C. 149.43(A) defines “public records,” as follows: “As used in this section: “(1) ‘Public record’ means any record that is kept by any public office, including, but not limited to, state, county, city, village, township, and school district units, except medical records, records pertaining to adoption, probation, and parole proceedings, records pertaining to actions under section 2151.85 of the Revised Code and to appeals of actions arising under that section, records listed in division (A) of section 3107.45 of the Revised Code, trial preparation records, confidential law enforcement investigatory records, and records the release of which is prohibited by state or federal law. * * *” {¶ 15} Records that are “public records” as defined in R.C. 149.43(A) must be disclosed pursuant to R.C. 149.43(B).1 {¶ 16} The city and amici contend that disclosure of the SSNs would violate the right to privacy of city employees and, thus, is not permissible. R.C. 149.43(A) expressly excludes the release of records which would violate state or federal law. Because we find that the disclosure of the SSNs would violate the federal constitutional right to privacy, we find them to be excluded from mandatory disclosure.2

1. R.C. 149.43(B) provides:

“All public records shall be promptly prepared and made available for inspection to any person at all reasonable times during regular business hours. Upon request, a person responsible for public records shall make copies available at cost, within a reasonable period of time. In order to facilitate broader access to public records, governmental units shall maintain public records in a manner that they can be made available for inspection in accordance with this division.”

2. Appellants and amici do not contend that disclosure of the city employees’ SSNs would violate a separate state constitutional right to privacy. Thus, that issue is not discussed.

4 January Term, 1994

{¶ 17} “The cases sometimes characterized as protecting ‘privacy’ have in fact involved at least two different kinds of interests. One is the individual interest in avoiding disclosure of personal matters, and another is the interest in independence in making certain kinds of important decisions.” (Footnotes omitted.) Whalen v. Roe (1977), 429 U.S. 589, 598-600, 97 S.Ct. 869, 876, 51 L.Ed.2d 64, 73. The first interest is relevant to the matter before us. {¶ 18} The right to avoid disclosure of personal matters is so broad in scope that it applies to the most public of our public figures.

Free access — add to your briefcase to read the full text and ask questions with AI

State ex rel. Beacon Journal Publishing Co. v. Akron, 1994 Ohio 6, 70 Ohio St. 3d 605 (Ohio 1994).

1994 Ohio 6 (State ex rel. Beacon Journal Publishing Co. v. Akron) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

State ex rel. Huwig v. Dept. of Health
2025 Ohio 4454 (Ohio Supreme Court, 2025)
Narciso v. Powell Police Dept.
2018 Ohio 4590 (Ohio Court of Claims, 2018)
Gannett GP Media, Inc. v. Ohio Dept. of Pub. Safety
2017 Ohio 4247 (Ohio Court of Claims, 2017)
State v. Sturbois
2011 Ohio 2728 (Ohio Court of Appeals, 2011)
Lambert v. Hartmann
898 N.E.2d 67 (Ohio Court of Appeals, 2008)
State ex rel. Dispatch Printing Co. v. Johnson
106 Ohio St. 3d 160 (Ohio Supreme Court, 2005)
State ex rel. WBNS TV, Inc. v. Dues
101 Ohio St. 3d 406 (Ohio Supreme Court, 2004)
State v. Worthy
2000 Ohio 428 (Ohio Supreme Court, 2000)
State ex rel. McCleary v. Roberts
2000 Ohio 345 (Ohio Supreme Court, 2000)
State ex rel. Keller v. Cox
1999 Ohio 264 (Ohio Supreme Court, 1999)
State ex rel. The Miami Student v. Miami Univ.
1997 Ohio 386 (Ohio Supreme Court, 1997)
State ex rel. WLWT-TV5 v. Leis
1997 Ohio 273 (Ohio Supreme Court, 1997)
State ex rel. Cincinnati Enquirer v. Hamilton Cty.
1996 Ohio 214 (Ohio Supreme Court, 1996)
State ex rel. Thomas v. Ohio State Univ.
1994 Ohio 261 (Ohio Supreme Court, 1994)