State ex rel. Dispatch Printing Co. v. Johnson

106 Ohio St. 3d 160
Ohio Supreme Court·Decided September 7, 2005·No. No. 2004-0394·Published·Cited by 77 cases

Opinion

Alice Robie Resnick, J.

{¶ 1} In this case, we determine whether state-employee home addresses are public records for purposes of the Public Records Act. For the reasons specified, we hold that in general, state-employee home addresses are not “records” under R.C. 149.011(G) and 149.43 because they do not document the organization, functions, policies, decisions, procedures, operations, or other activities of the state and its agencies. Consequently, state-employee home addresses are not subject to disclosure under the Public Records Act, and the Dispatch is not entitled to a writ of mandamus to compel disclosure of the addresses.

{¶ 2} Relator the Dispatch Printing Company publishes the Columbus Dispatch, a daily newspaper, and relator Alan W. Johnson is a Dispatch reporter [161]*161(collectively referred to as “Dispatch”). Respondent, Ohio Department of Administrative Services (“DAS”), maintains an electronic database of payroll records for state employees and an electronic file to facilitate the distribution of W-2 forms to state employees. The payroll records identify a state employee’s name, employment address, residential address, position, and salary. Each W-2 electronic file contains the names, residential addresses, and salaries of state employees.

{¶ 3} From 1992 to 2002, upon request, DAS provided the Dispatch with copies of a computerized file of state-employee payroll records, which included state-employee home addresses. DAS did not redact the home addresses from the records provided to the Dispatch.

{¶ 4} In April or May 2003 and on November 10, 2003, the Dispatch requested that DAS provide it with “payroll records for all state employees, including names, addresses, job and agency titles and all pay fields.”

{¶ 5} On December 18, 2003, the Dispatch requested that DAS provide it with a copy of the electronic file used to distribute the 2002 W-2 forms to state employees. On January 30, 2004, the Dispatch requested that DAS provide a copy of the electronic file used to distribute the 2003 W-2 forms to state employees. In each of these two requests, the Dispatch specified, “In the event information other than the names, residential addresses and salaries of state employees appears within this file, we have no objection, for purposes of this request, to the redaction of this information.”

{¶ 6} DAS refused the Dispatch’s requests for payroll and W-2 records.

{¶ 7} On April 12, 2004, the Dispatch requested that DAS and the various other state-agency respondents1 provide it with copies of documents, mailing lists, rosters, and payroll information containing current employees’ home addresses. The Dispatch requested that the records be provided in electronic format insofar as they were kept in that format. Respondents refused to release these records. On April 14, 2004, the Dispatch again requested that DAS provide copies of the W-2 records.

[162]*162{¶ 8} In May 2004, the Dispatch requested that the state-agency respondents give it copies of biweekly payroll reports provided by DAS from January 1 through January 31, 2004, biweekly reports provided to AFSCME or any other union or collective bargaining unit during January 2004, and biweekly nongovernmental vendor reports provided to any nongovernmental vendor in January 2004. Again, the Dispatch requested these records in electronic format if the state agencies kept the records in that format. The state agencies refused to release these records.

{¶ 9} In responding to the Dispatch’s requests, the state initially took the position that state-employee home addresses are not records under the Public Records Act. Ultimately, however, the state notified the agencies of the Dispatch’s requests and asked that each agency determine which employees’ home addresses should be exempted from disclosure to the Dispatch based upon the peace officer, firefighter, or emergency medical technician (“EMT”) residential- and-familial-information exception and the constitutional right of privacy.

{¶ 10} On March 3, 2004, the Dispatch filed this action for a writ of mandamus against DAS and its director. On June 11, 2004, with leave of the respondents named in the original complaint, the Dispatch filed an amended complaint. The Dispatch seeks a writ of mandamus to compel respondents to produce the requested records immediately and to produce public records in the future without delay.

{¶ 11} On June 28, 2004, respondents DAS and its director moved to dismiss the amended complaint. On July 13, 2004, the remaining respondents moved to dismiss the amended complaint by incorporating the motion of respondents DAS and its director to dismiss. On August 27, 2004, we denied respondents’ motions to dismiss, granted the motions of Ohio Civil Service Employees Association, AFSCME Local 11, AFL-CIO (“OCSEA”), and Ohio Education Association (“OEA”), unions representing many state employees, to intervene as additional respondents, granted an alternative writ, and issued a schedule for the presentation of evidence and briefs. State ex rel. Dispatch Printing Co. v. Johnson, 103 Ohio St.3d 1422, 2004-Ohio-4510, 814 N.E.2d 487. On October 1, 2004, we denied the motion of DAS, its director, and the state-agency respondents for a protective order and extended the schedule for evidence and briefs. State ex rel. Dispatch Printing Co. v. Johnson, 103 Ohio St.3d 1470, 2004-Ohio-5315, 815 N.E.2d 1122.

{¶ 12} The parties filed extensive evidence on November 1, 2004. The evidence established that around August 24, 2004, the state-agency respondents provided the Dispatch with the home addresses of approximately 1,700 state employees from 39 state entities. In late October 2004, the state-agency respondents provided the Dispatch with home addresses of state employees from 42 additional state entities. According to the state-agency respondents, DAS and all [163]*163of the state-agency respondents other than the Department of Rehabilitation and Correction (“DRC”) and the Department of Mental Health (“DMH”) provided the home addresses of 44,376 state employees and withheld the home addresses of only (1) 2,938 peace officers, EMTs, and firefighters and (2) 300 employees who fear that disclosure of their home addresses will jeopardize their families’ safety. DRC provided the Dispatch with the home addresses of 121 of its employees and withheld the home addresses of 14,274 of its employees on the basis that these employees would face a substantial risk of serious bodily harm if their residential addresses were disclosed. DMH provided the Dispatch with the home addresses of all of its employees except for (1) 117 peace officers, (2) three firefighters, (3) three EMTs, and (4) 1,705 employees who would face a substantial risk of serious bodily harm from the disclosure of these addresses.

{¶ 13} The parties filed their briefs, and the National Fraternal Order of Police, Cleveland Municipal Court, and city of Cleveland filed amicus curiae briefs in support of respondents. Briefing was completed on January 24, 2005.

{¶ 14} On March 16, 2005, the court sua sponte granted oral argument, which was conducted on May 10, 2005.

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State ex rel. Dispatch Printing Co. v. Johnson, 106 Ohio St. 3d 160 (Ohio 2005).

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